Q2 2016 Holdings
Filed 2016-08-15 | 48 holdings | $86.1K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-08-18) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mentor Graphics Corp | CONV | 587200AK2 | $8.2K | $7,500,000 | 9.6% |
| Weatherford International | CONV | 947075AH0 | $7.9K | $7,250,000 | 9.2% |
| Wintrust Financial Corp(WTFC) | COMM | 97650W108 | $7.7K | 5,866 | 7.9% |
| Endologix Inc | CONV | 29266SAB2 | $6.7K | $5,125,000 | 7.8% |
| PDL Biopharma Inc | CONV | 69329YAF1 | $6.7K | $7,025,000 | 7.7% |
| Albany Molecular Research | CONV | 012423AB5 | $5.8K | $5,625,000 | 6.8% |
| LGI Homes Inc | CONV | 50187TAB2 | $5.1K | $3,250,000 | 5.9% |
| Carriage Services Inc | CONV | 143905AM9 | $3.8K | $3,250,000 | 4.4% |
| Medicines Company | CONV | 584688AE5 | $3.6K | $3,000,000 | 4.1% |
| Quidel Corp | CONV | 74838JAA9 | $3.5K | $3,750,000 | 4.1% |
| Sequenom Inc | CONV | 817337AC2 | $2.9K | $5,000,000 | 3.3% |
| Horizon Pharma Investment LT | CONV | 44052TAB7 | $2.9K | $3,120,000 | 3.3% |
| Vector Group LTD | CONV | 92240MBC1 | $2.8K | $2,504,000 | 3.2% |
| Spectrum Pharmaceuticals Inc | CONV | 84763AAB4 | $2.8K | $2,999,000 | 3.2% |
| Intercept Pharmaceuticals in(ICPTUSD) | CONV | 45845P108 | $2.7K | $2,650,000 | 2.7% |
| Encore Capital Group Inc | CONV | 292554AF9 | $2.2K | $2,230,000 | 2.6% |
| New Mountain Finance Corp | CONV | 647551AB6 | $2.1K | $2,038,000 | 2.4% |
| Vanguard Total Stock MKT ETF(VTI) | ETF | 922908769 | $2.0K | 19,000 | 2.4% |
| NRG Yield Inc | CONV | 62942XAA6 | $2.0K | $2,000,000 | 2.3% |
| Endologix Inc | CONV | 29266SAA4 | $1.8K | $1,971,000 | 2.1% |
| Accuray Inc | CONV | 004397AF2 | $1.7K | $1,500,000 | 2.0% |
| Solarcity Corp | CONV | 83416TAC4 | $1.6K | $2,415,000 | 1.8% |
| Spdr S&P 500 ETF Trust(SPY) | ETF | 78462F103 | $1.6K | 7,500 | 1.8% |
| Tesla Motors Inc | CONV | 88160RAC5 | $1.4K | $1,700,000 | 1.6% |
| Solarcity Corp | CONV | 83416TAA8 | $1.2K | $1,560,000 | 1.4% |
| Accuray Inc | CONV | 004397AD7 | $1.1K | $1,000,000 | 1.3% |
| Aegerion Pharmaceuticals Inc | CONV | 00767EAB8 | $982 | $1,760,000 | 1.1% |
| KLR Energy Acquisition Co-Ut | UNIT | 49877M207 | $806 | 79,472 | 0.9% |
| TTM Technologies | CONV | 87305RAD1 | $800 | $808,000 | 0.9% |
| Apple Computer Inc(AAPL) | COMM | 037833100 | $564 | 5,900 | 0.7% |
| Ishares Nasdaq Biotech Indx(IBB) | ETF | 464287556 | $515 | 2,000 | 0.6% |
| Emergent Capital Inc(EMGCUSD) | CONV | 29102N105 | $469 | $469,000 | 0.5% |
| Cobalt International Energy | CONV | 19075FAA4 | $365 | $1,000,000 | 0.4% |
| Encore Capital Group Inc | CONV | 292554AD4 | $296 | $300,000 | 0.3% |
| Boulder Growth & Income FD(STEW) | FUND | 101507101 | $189 | 23,278 | 0.2% |
| Cobalt International Energy | CONV | 19075FAB2 | $167 | $500,000 | 0.2% |
| GSV Capital Corp | CONV | 36191JAB7 | $99 | $108,000 | 0.1% |
| Garnero Group Acquisition Co | COMM | G5866L132 | $46 | 264,585 | 0.1% |
| Garnero Group Acquisition Co | WRNT | G5866L116 | $25 | 296,725 | 0.0% |