Q3 2016 Holdings
Filed 2016-11-10 | 153 holdings | $678.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $43.9K | $19,204,000 | 6.5% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $42.2K | $20,103,000 | 6.2% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $36.3K | $14,047,000 | 5.4% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $32.4K | 150,000 | 4.8% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $32.0K | $20,238,000 | 4.7% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $26.6K | $17,472,000 | 3.9% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $20.8K | $17,445,000 | 3.1% |
| DHT Holdings Inc | DEBT 4.500%10/0 | 23335SAB2 | $20.7K | $22,800,000 | 3.1% |
| Sina Corp | NOTE 1.000%12/0 | 82922RAD5 | $20.5K | $20,503,000 | 3.0% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $18.9K | $14,685,000 | 2.8% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $17.1K | $5,030,000 | 2.5% |
| Linkedin Corp | NOTE 0.500%11/0 | 53578AAB4 | $16.8K | $16,950,000 | 2.5% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $14.3K | $13,871,000 | 2.1% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $14.1K | $13,770,000 | 2.1% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $13.3K | $10,325,000 | 2.0% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $12.8K | $8,445,000 | 1.9% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $12.0K | $10,515,000 | 1.8% |
| TAL ED Group | NOTE 2.500% 5/1 | 874080AB0 | $11.8K | $4,350,000 | 1.7% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $11.3K | $7,260,000 | 1.7% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $9.9K | $5,400,000 | 1.5% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $9.4K | $8,090,000 | 1.4% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $9.3K | $6,400,000 | 1.4% |
| Pattern Energy Group Inc | NOTE 4.000% 7/1 | 70338PAB6 | $8.8K | $8,732,000 | 1.3% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $8.5K | $8,910,000 | 1.3% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $8.1K | $8,350,000 | 1.2% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $7.6K | $7,290,000 | 1.1% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $7.4K | $5,597,000 | 1.1% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $7.3K | 88,536 | 1.1% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $7.1K | $6,000,000 | 1.0% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $6.5K | $6,585,000 | 1.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $6.4K | $7,900,000 | 0.9% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $5.9K | $5,400,000 | 0.9% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $5.6K | $4,690,000 | 0.8% |
| GP Invts Acquisition COR | SHS | G40357124 | $5.2K | 531,522 | 0.8% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $5.0K | $5,000,000 | 0.7% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $4.5K | $4,471,000 | 0.7% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $4.5K | $3,700,000 | 0.7% |
| Boulevard Acquisition | CL A | 10157Q102 | $4.4K | 454,096 | 0.7% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $4.4K | $7,782,000 | 0.7% |
| Golar LNG LTD Bermuda(GLNG)Put | SHS | G9456A100 | $4.4K | 206,000 | 0.6% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $4.3K | $5,250,000 | 0.6% |
| Ship Finance International L | NOTE 3.250% 2/0 | G81075AE6 | $4.1K | $3,880,000 | 0.6% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $4.1K | $2,800,000 | 0.6% |
| Hennessy Cap Acquisition COR | COM | 42588J100 | $3.9K | 399,053 | 0.6% |
| 51Job Inc | NOTE 3.250% 4/1 | 316827AC8 | $3.7K | $3,500,000 | 0.5% |
| Easterly Acquisition Corp | COM | 27616L102 | $3.6K | 366,000 | 0.5% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $3.6K | 361,502 | 0.5% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $3.4K | $5,060,000 | 0.5% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $3.2K | 325,650 | 0.5% |
| Select Sector Spdr TR(XLF)Put | SBI INT-FINL | 81369Y605 | $2.9K | 150,000 | 0.4% |