Q3 2016 Holdings
Filed 2016-11-14 | 172 holdings | $3.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Pacific Special Acquisition Corp. | *W EXP 10/20/202 | G68588121 | $28 | 210,000 | 0.0% |
| Blackstone Mortgage Trust Inc.(BXMT) | COM CL A | 09257W100 | $149 | 5,067 | 0.0% |
| Independence Realty Trust, Inc.(IRT) | COM | 45378A106 | $225 | 25,000 | 0.0% |
| Herc Holdings Inc.(HRI) | COM | 42704L104 | $455 | 13,499 | 0.0% |
| Valvoline Inc.(VVV) | COM | 92047W101 | $516 | 21,952 | 0.0% |
| Western Asset High Income Opportunity Fun(HIO) | COM | 95766K109 | $539 | 106,644 | 0.0% |
| First Trust Senior Fltg. Rate Income Fd.I(FCT) | COM | 33733U108 | $1.0K | 76,412 | 0.0% |
| Envision Healthcare Holdings, Inc. | COM | 29413U103 | $1.2K | 52,400 | 0.0% |
| Winthrop Realty Trust | SH BEN INT NEW | 976391300 | $1.5K | 180,350 | 0.0% |
| Wheeler Real Estate Inv.Trust, Inc. | COM | 963025101 | $1.5K | 878,625 | 0.0% |
| Hennessy Capital Acquisition Corp. II | UNIT 99/99/9999 | 42588J209 | $2.0K | 199,800 | 0.1% |
| Pacific Special Acquisition Corp. | SHS | G68588105 | $2.2K | 210,000 | 0.1% |
| News Corporation New(NWSA) | CL A | 65249B109 | $2.3K | 163,001 | 0.1% |
| Isle of Capri Casinos, Inc. | COM | 464592104 | $2.3K | 105,000 | 0.1% |
| Linear Technology Corporation | COM | 535678106 | $3.0K | 50,000 | 0.1% |
| Blackrock Fltg Rate Inc. Strategies Fund(XFRAX) | COM | 09255X100 | $3.8K | 277,586 | 0.1% |
| KLR Energy Acquisition Corp. | CL A | 49877M108 | $4.0K | 399,000 | 0.1% |
| Voya Prime Rate Trust | SH BEN INT | 92913A100 | $5.3K | 1,012,610 | 0.2% |
| Blackstone Group(BXUSD) | COM UNIT LTD | 09253U108 | $5.8K | 228,700 | 0.2% |
| Eaton Vance Floating-Rate Income Trust(EFT) | COM | 278279104 | $6.2K | 433,545 | 0.2% |
| EverBank Financial Corporation | COM | 29977G102 | $7.0K | 359,020 | 0.2% |
| Blackstone Group(BXUSD)Put | COM UNIT LTD | 09253U108 | $7.8K | 304,500 | 0.2% |
| Invesco Senior Income Trust(VVR) | COM | 46131H107 | $7.9K | 1,818,196 | 0.2% |
| NorthStar Realty Finance Corp. | COM | 66704R803 | $8.2K | 621,119 | 0.2% |
| Ashland Global Holdings Inc.(ASH) | COM | 044186104 | $8.6K | 74,200 | 0.2% |
| Ashland Global Holdings Inc.(ASH)Put | COM | 044186104 | $8.6K | 74,200 | 0.2% |
| General Electric Company | COM | 369604103 | $11.1K | 375,900 | 0.3% |
| General Electric CompanyPut | COM | 369604103 | $11.1K | 375,900 | 0.3% |
| WhiteWave Foods Company | COM | 966244105 | $13.3K | 245,152 | 0.4% |
| Coty, Inc.(COTY) | COM CL A | 222070203 | $15.1K | 652,040 | 0.4% |
| MetLife, Inc.(MET)Put | COM | 59156R108 | $17.2K | 388,000 | 0.5% |
| Quintiles IMS Holdings Inc. | COM | 74876Y101 | $17.6K | 216,882 | 0.5% |
| MetLife, Inc.(MET) | COM | 59156R108 | $18.8K | 423,900 | 0.5% |
| MGM Resorts International(MGM) | COM | 552953101 | $19.3K | 741,000 | 0.6% |
| MGM Resorts International(MGM)Put | COM | 552953101 | $19.3K | 741,000 | 0.6% |
| Rite Aid Corp. | COM | 767754104 | $19.5K | 2,533,995 | 0.6% |
| Allergan, Inc. | SHS | G0177J108 | $22.7K | 98,655 | 0.6% |
| Allergan, Inc.Put | SHS | G0177J108 | $23.7K | 102,800 | 0.7% |
| CIT Group Inc.(CITUSD)Put | COM NEW | 125581801 | $24.8K | 684,000 | 0.7% |
| CIT Group Inc.(CITUSD) | COM NEW | 125581801 | $24.8K | 684,000 | 0.7% |
| General Motors Co.(GM) | COM | 37045V100 | $26.2K | 824,900 | 0.7% |
| Media General, Inc. New | COM | 58441K100 | $27.5K | 1,490,979 | 0.8% |
| Monsanto Company New | COM | 61166W101 | $28.2K | 275,500 | 0.8% |
| Monsanto Company NewPut | COM | 61166W101 | $28.2K | 275,500 | 0.8% |
| General Motors Co.(GM)Put | COM | 37045V100 | $29.2K | 917,800 | 0.8% |
| Hewlett Packard Enterprise Company(HPE)Put | COM | 42824C109 | $31.0K | 1,362,100 | 0.9% |
| Hewlett Packard Enterprise Company(HPE) | COM | 42824C109 | $31.0K | 1,362,100 | 0.9% |
| Liberty Media Corp Delaware(LM03) | COM A SIRIUSXM | 531229409 | $41.7K | 1,225,987 | 1.2% |
| Johnson Controls International PLC(JCI)Put | SHS | G51502105 | $45.0K | 967,800 | 1.3% |
| Johnson Controls International PLC(JCI) | SHS | G51502105 | $45.0K | 967,800 | 1.3% |