Q3 2016 Holdings
Filed 2016-11-14 | 37 holdings | $102.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $8.0K | $6,075,000 | 7.8% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $8.0K | $6,000,000 | 7.8% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $7.8K | $3,415,000 | 7.6% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AB5 | $7.8K | $6,575,000 | 7.6% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $7.4K | $4,193,000 | 7.2% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $6.3K | $5,650,000 | 6.2% |
| PDL Biopharma Inc | NOTE 4.000% 2/0 | 69329YAF1 | $6.3K | $6,500,000 | 6.1% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $5.9K | $5,250,000 | 5.7% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $5.5K | $6,049,000 | 5.3% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $3.9K | $3,256,000 | 3.8% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $3.8K | $3,500,000 | 3.7% |
| Horizon Pharma Invt LTD | NOTE 2.500% 3/1 | 44052TAB7 | $2.8K | $2,920,000 | 2.8% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $2.8K | $2,140,000 | 2.8% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $2.4K | $2,865,000 | 2.3% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $2.4K | $2,000,000 | 2.3% |
| Dominion RES Inc VA New | UNIT 08/15/2019 | 25746U836 | $2.3K | 45,000 | 2.2% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $2.1K | $1,861,000 | 2.1% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $2.1K | $1,500,000 | 2.1% |
| TCP Cap Corp | NOTE 5.250%12/1 | 87238QAB9 | $2.0K | $2,003,000 | 1.9% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $1.8K | $2,760,000 | 1.8% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.6K | 7,500 | 1.6% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $1.6K | 14,000 | 1.5% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $1.6K | $1,200,000 | 1.5% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AD7 | $1.3K | $1,000,000 | 1.3% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $1.2K | $500,000 | 1.2% |
| Linkedin Corp | COMCLA | 53578A108 | $1.1K | 5,500 | 1.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $838 | $871,000 | 0.8% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $787 | $768,000 | 0.8% |
| KLR Energy Acquisition Corp | CL A | 49877M108 | $569 | 56,238 | 0.6% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $511 | $1,000,000 | 0.5% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $195 | 23,278 | 0.2% |
| Cobalt Intl Energy Inc | NOTE 3.125% 5/1 | 19075FAB2 | $192 | $500,000 | 0.2% |