Q3 2016 Holdings
Filed 2016-11-14 | 25 holdings | $3.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $2.7M | 25,047 | 83.3% |
| Powershares ETF Trust II | SENIOR LN PORT | 73936Q769 | $235.3K | 10,137,781 | 7.4% |
| Royal BK Scotland Group PLC | NOTE 8.625%12/3 | 780097BB6 | $75.7K | $77,150,000 | 2.4% |
| HSBC Hldgs PLC | NOTE 6.375%12/3 | 404280AT6 | $46.9K | $46,970,000 | 1.5% |
| Powershares DB Cmdty IDX TRA | UNIT BEN INT | 73935S105 | $46.2K | 3,079,575 | 1.5% |
| Lloyds Banking Group PLC | SDCV 7.500%12/3 | 539439AG4 | $41.6K | $40,165,000 | 1.3% |
| Citigroup Inc(C) | COM NEW | 172967424 | $24.5K | 519,431 | 0.8% |
| Wells Fargo & Co New(WFC) | COM | 949746101 | $16.8K | 380,000 | 0.5% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $14.2K | $13,000,000 | 0.4% |
| Oasis Pete Inc New | NOTE 2.625% 9/1 | 674215AJ7 | $10.0K | $9,000,000 | 0.3% |
| Verso Corp | CL A | 92531L207 | $9.3K | 1,445,248 | 0.3% |
| Barclays PLC | NOTE 8.250%12/3 | 06738EAA3 | $5.4K | $5,340,000 | 0.2% |
| JD COM Inc(JD) | SPON ADR CL A | 47215P106 | $1.2K | 45,561 | 0.0% |
| Semgroup Corp | CL A | 81663A105 | $882 | 24,938 | 0.0% |
| HSBC Hldgs PLC | NOTE 6.875%12/3 | 404280BC2 | $601 | $566,000 | 0.0% |
| RED Rock Resorts Inc(RRR) | CL A | 75700L108 | $588 | 24,922 | 0.0% |
| American Airls Group Inc(AAL) | COM | 02376R102 | $477 | 13,003 | 0.0% |
| Wisdomtree TR(DHS) | HIGH DIV FD | 97717W208 | $201 | 3,020 | 0.0% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $23 | $37,937 | 0.0% |
| Wisdomtree TR(DEM) | EMER MKT HIGH FD | 97717W315 | $19 | 500 | 0.0% |
| Vanguard BD Index FD Inc(BSV) | SHORT TRM BOND | 921937827 | $16 | 186 | 0.0% |
| Lyondellbasell Industries N(LYB) | SHS - A - | N53745100 | $7 | 82 | 0.0% |
| Ishares | MSCI JAPAN ETF | 464286848 | $4 | 286 | 0.0% |
| Quad / Graphics Inc(QUAD) | COM CL A | 747301109 | $3 | 108 | 0.0% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $1 | 10 | 0.0% |