Q3 2016 Holdings
Filed 2016-11-14 | 23 holdings | $3.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Applied Optoelectronics Inc(AAOI) | COM | 03823U102 | $3.2M | 144,272 | 95.6% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $34.9K | 400,000 | 1.0% |
| Entercom Communications Corp(ETMUSD) | CL A | 293639100 | $29.0K | 2,238,560 | 0.9% |
| Skyline Corp(SKY) | COM | 830830105 | $8.1K | 592,316 | 0.2% |
| Callidus Software Inc(CALD) | COM | 13123E500 | $7.2K | 394,645 | 0.2% |
| Macys Inc(M) | COM | 55616P104 | $7.2K | 193,430 | 0.2% |
| Energy Recovery Inc(ERII) | COM | 29270J100 | $6.6K | 410,000 | 0.2% |
| Model N Inc(MODNEUR) | COM | 607525102 | $6.5K | 580,597 | 0.2% |
| Magna Intl Inc(MGA) | COM | 559222401 | $6.2K | 143,597 | 0.2% |
| Orbcomm Inc(ORBC) | COM | 68555P100 | $5.9K | 571,462 | 0.2% |
| Spectrum Brands Hldgs Inc | COM | 84763R101 | $4.9K | 35,602 | 0.1% |
| Open Text Corp(OTEX) | COM | 683715106 | $4.7K | 72,230 | 0.1% |
| Fenix PTS Inc | COM | 31446L100 | $3.9K | 982,867 | 0.1% |
| Invuity Inc | COM NEW | 46187J205 | $3.8K | 275,521 | 0.1% |
| Superior Uniform GP Inc(SGC) | COM | 868358102 | $3.4K | 171,021 | 0.1% |
| Kirklands Inc(TBHC) | COM | 497498105 | $3.3K | 266,932 | 0.1% |
| Arctic CAT Inc | COM | 039670104 | $2.9K | 190,100 | 0.1% |
| KVH Inds Inc(KVHI) | COM | 482738101 | $2.8K | 315,094 | 0.1% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $2.0K | $2,000,000 | 0.1% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $1.9K | $2,000,000 | 0.1% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $1.8K | $2,000,000 | 0.1% |
| Pace Hldgs Corp | UNIT 99/99/9999 | G6865N129 | $1.1K | 102,800 | 0.0% |
| Iconix Brand Group Inc | NOTE 1.500% 3/1 | 451055AF4 | $862 | $1,000,000 | 0.0% |