Apriem Advisors

Q3 2016 Holdings

Filed 2016-11-14 | 652 holdings | $16.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗

Issuer	Class	CUSIP	Value ↑	Shares	% Portfolio
USA Uranium Corp XXX	cs	91154T109	$0	400,000	0.0%
Dream Marketing Inc	cs	261990352	$0	10	0.0%
Enron Corp Disc 00 8%pfd	ps	P37307108	$0	400	0.0%
Vivus Inc	cs	928551100	$0	100	0.0%
Veritiv Corporation(VRTVEUR)	cs	923454102	$0	1	0.0%
Velatel Global Comm	cs	92256R207	$0	180	0.0%
Pinnacle Entertainmt	cs	72348Y105	$0	8	0.0%
Mirant Corporation XXX	cs	604675991	$0	2,156	0.0%
Epirus Biopharma	cs	29428P107	$0	500	0.0%
Rizzoli Corriere D Ordf	cs	T79823158	$0	4	0.0%
Engility Hldgs Inc	cs	29286C107	$0	2	0.0%
Eagle Bulk Shippi 21 WTS	wt	Y2187A135	$0	105	0.0%
Vape Hldgs Inc(VAPE)	cs	91912N105	$0	500	0.0%
Sanborn Resource LTD	cs	799689104	$0	5,000	0.0%
Safeway PDC LLC CVR RTS	wt	786CVR308	$0	150	0.0%
Ferrari N V F(RACE)	cs	N3167Y103	$0	7	0.0%
Charles Schwab US MC(SCHM)	cs	808524508	$0	3	0.0%
Solaris PWR Cells	cs	83416X101	$0	20,000	0.0%
Redhat Inc	cs	756577102	$0	5	0.0%
GET Real USA Inc	cs	37426X105	$0	38	0.0%
Genvec Inc	cs	37246C307	$0	100	0.0%
Motors LIQ Co GUC TR	cs	62010U101	$0	25	0.0%
Strategic Resources Lxxx	cs	862773108	$0	5,500	0.0%
Supervalu Inc	cs	868536103	$0	85	0.0%
Sandridge Energy 7% PFD	ps	80007P877	$0	345	0.0%
Gastem Inc F(GTMIF)	cs	36729R104	$0	26	0.0%
Sandridge Energy Inc	cs	80007P307	$0	567	0.0%
Fiat Chrysler Auto F	cs	N31738102	$0	70	0.0%
Healthmed Svcs LTD	cs	422246306	$0	489,700	0.0%
Gaming & Leisure PPT(GLPI)	oa	36467J108	$0	6	0.0%
Hudbay Minerals I 18 WTF	wt	443628136	$0	170	0.0%
Harsco Corporation(NVRI)	cs	415864107	$0	16	0.0%
T H Q Inc New XXX	cs	872443601	$0	2	0.0%
Safeway Casa LEY CVR RTS	wt	786CVR209	$0	150	0.0%
Idna Inc XXX	cs	45169P106	$0	5,000	0.0%
Brookfield BUS Ptnrs LP(BBUC)	oa	G16234109	$0	3	0.0%
Peabody Energy Corp	cs	704549203	$0	49	0.0%
Penthouse Intl Inc(PHSL)	cs	709640106	$0	125,000	0.0%
Fuelcell Energy Inc	cs	35952H502	$0	25	0.0%
Premier Laser SYS A Nxxx	cs	740522107	$0	500	0.0%
Time Inc	cs	887228104	$0	0	0.0%
Powerwave Tech Inc	cs	739363307	$0	13	0.0%
Fairpoint Commun Inc XXX	cs	305560104	$0	2	0.0%
DIR Daily 20+ Year Trsry	cs	25459Y678	$0	5	0.0%
Powershares DB Cmmdty	cs	73935S105	$0	12	0.0%
Ditem Exploration F(DTEMF)	cs	254920101	$0	80	0.0%
Xenonics Holdings(XNNHQ)	cs	984117101	$0	16,553	0.0%
Powerlinx Inc(PWNX)	cs	73933F204	$0	10	0.0%
Lpath Inc	cs	548910405	$0	143	0.0%
Global Networks Corp(GBNW)	cs	379382104	$0	5	0.0%

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