Q4 2016 Holdings
Filed 2017-02-13 | 65 holdings | $5.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cinedigm Corp | COM NEW | 172406209 | $198 | 137,757 | 0.0% |
| Protalix Biotherapeutics Inc | COM | 74365A101 | $470 | 1,057,068 | 0.0% |
| Solazyme Inc | NOTE 6.000% 2/0 | 83415TAB7 | $1.3K | $2,000,000 | 0.0% |
| Protalix Biotherapeutics Inc | NOTE 7.500%11/1 | 74365AAD3 | $1.7K | $1,938,000 | 0.0% |
| RPM Intl Inc(RPM) | COM | 749685103 | $1.7K | 32,200 | 0.0% |
| Valspar CorpCall | COM | 920355104 | $1.8K | 17,800 | 0.0% |
| Macquarie Infrastructure COR | COM | 55608B105 | $2.1K | 26,300 | 0.0% |
| B2gold Corp | NOTE 3.250%10/0 | 11777QAB6 | $3.0K | $3,000,000 | 0.1% |
| Global Eagle Entmt Inc | NOTE 2.750% 2/1 | 37951DAB8 | $3.0K | $3,750,000 | 0.1% |
| Cardconnect CorpCall | *W EXP 07/29/202 | 14141X116 | $3.5K | 272,100 | 0.1% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $3.9K | 155,000 | 0.1% |
| Time Warner Inc | COM NEW | 887317303 | $4.8K | 50,000 | 0.1% |
| Proofpoint Inc(PFPT) | COM | 743424103 | $5.0K | 71,200 | 0.1% |
| Conyers Park Acquisition CorpCall | *W EXP 07/20/202 | 212894117 | $5.1K | 499,900 | 0.1% |
| Harman Intl Inds Inc | COM | 413086109 | $5.6K | 50,000 | 0.1% |
| Saban Cap Acquisition CorpCall | *W EXP 09/21/202 | 78516C114 | $6.0K | 600,000 | 0.1% |
| Priceline GRP Inc | COM NEW | 741503403 | $6.7K | 4,600 | 0.1% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $6.8K | 400,000 | 0.1% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $7.2K | $5,000,000 | 0.1% |
| Kinder Morgan Inc del(KMI) | COM | 49456B101 | $7.2K | 349,600 | 0.1% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $7.3K | $12,000,000 | 0.1% |
| Rockwell Collins IncPut | COM | 774341101 | $7.5K | 81,000 | 0.1% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $8.0K | $10,250,000 | 0.2% |
| Star Bulk Carriers Corp(SBLK) | SHS PAR | Y8162K204 | $8.2K | 1,612,431 | 0.2% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $9.2K | 12,125 | 0.2% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $9.3K | 80,000 | 0.2% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $9.4K | $9,200,000 | 0.2% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $9.9K | $10,000,000 | 0.2% |
| Arconic Inc | PFD CONV B SER 1 | 03965L308 | $9.9K | 327,500 | 0.2% |
| Micron Technology Inc(MU) | COM | 595112103 | $10.6K | 482,900 | 0.2% |
| Emergent Biosolutions Inc | NOTE 2.875% 1/1 | 29089QAB1 | $10.8K | $8,500,000 | 0.2% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $11.3K | $9,000,000 | 0.2% |
| Great Plains Energy Inc | DEP SHS 1/20 B | 391164878 | $11.4K | 225,000 | 0.2% |
| Saban Cap Acquisition Corp | COM CL A | 78516C106 | $12.0K | 1,200,000 | 0.2% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $13.1K | $9,000,000 | 0.3% |
| B/E Aerospace Inc | COM | 073302101 | $13.5K | 225,000 | 0.3% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $15.2K | $11,032,000 | 0.3% |
| Conyers Park Acquisition Corp | CL A COM | 212894109 | $15.3K | 1,500,000 | 0.3% |
| Whitewave Foods Co | COM | 966244105 | $16.2K | 291,083 | 0.3% |
| Radian Group Inc | NOTE 2.250% 3/0 | 750236AN1 | $16.7K | $10,163,000 | 0.3% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $17.1K | $22,500,000 | 0.3% |
| Cabelas Inc | COM | 126804301 | $17.6K | 300,000 | 0.3% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $17.7K | $19,250,000 | 0.4% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $17.9K | $10,000,000 | 0.4% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $19.3K | $17,200,000 | 0.4% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $21.6K | $17,000,000 | 0.4% |
| Terraform PWR Inc | CL A COM | 88104R100 | $22.9K | 1,791,018 | 0.5% |
| Reynolds American Inc | COM | 761713106 | $23.9K | 426,000 | 0.5% |
| Dell Technologies Inc | COM CL V | 24703L103 | $26.2K | 475,854 | 0.5% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $26.7K | $12,000,000 | 0.5% |