Q4 2016 Holdings
Filed 2017-02-14 | 17 holdings | $203.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| American Cap LTD | COM | 02503Y103 | $60.2K | 3,360,700 | 29.6% |
| Imperial Hldgs Inc 8.5 Percent 2/19 | NOTE | 452834AE4 | $19.9K | $27,836,500 | 9.8% |
| Ship FIN Intl LTD 5.75 Percent 10/2021 | NOTE | G81075AF3 | $19.3K | $19,300,000 | 9.5% |
| CYS Invts Inc | COM | 12673A108 | $18.6K | 2,402,253 | 9.1% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $17.2K | 2,247,197 | 8.5% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $14.4K | 1,017,420 | 7.1% |
| Medley Cap Corp | COM | 58503F106 | $7.9K | 1,055,057 | 3.9% |
| Eagle Bulk Shipping Inc | SHS NEW | Y2187A143 | $7.9K | 1,250,000 | 3.9% |
| Nuveen AMT Free MUN CR(NVG) | COM | 67071L106 | $7.7K | 529,887 | 3.8% |
| American Cap SR Floating LTD | COM | 02504D108 | $7.1K | 593,053 | 3.5% |
| Hoegh LNG Partners LP | COM UNIT LTD | Y3262R100 | $6.4K | 335,000 | 3.1% |
| Kcap Finl Inc | COM | 48668E101 | $5.5K | 1,377,559 | 2.7% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $4.1K | 250,050 | 2.0% |
| Stonecastle Finl Corp(BANX) | COM | 861780104 | $3.5K | 185,668 | 1.7% |
| THL CR Inc | COM | 872438106 | $3.2K | 319,044 | 1.6% |
| Emergent Cap Inc(EMGCUSD) | COM | 29102N105 | $705 | 582,273 | 0.3% |
| Pimco Dynmic CR Inc FD | COM SHS | 72202D106 | $22 | 1,072 | 0.0% |