Q4 2016 Holdings
Filed 2017-02-14 | 37 holdings | $91.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $10.6K | $12,150,000 | 11.6% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $8.2K | $5,693,000 | 8.9% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $7.0K | $8,575,000 | 7.7% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AB5 | $6.9K | $5,325,000 | 7.6% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $6.5K | $7,049,000 | 7.1% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $5.2K | $3,850,000 | 5.7% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $5.0K | $3,270,000 | 5.5% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $4.2K | $4,650,000 | 4.6% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $4.1K | $4,000,000 | 4.5% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $4.1K | $3,000,000 | 4.4% |
| Solarcity Corp | NOTE 2.750%11/0 | 83416TAA8 | $3.6K | $3,833,000 | 3.9% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $2.8K | $3,910,000 | 3.1% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $2.7K | $2,865,000 | 2.9% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $2.5K | $2,750,000 | 2.8% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $1.7K | $1,500,000 | 1.9% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.7K | 7,500 | 1.8% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $1.6K | 14,000 | 1.8% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $1.6K | $1,856,000 | 1.7% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $1.3K | $1,111,000 | 1.4% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $1.2K | $1,151,000 | 1.3% |
| TCP Cap Corp | NOTE 5.250%12/1 | 87238QAB9 | $1.2K | $1,118,000 | 1.3% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $1.1K | $1,500,000 | 1.2% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $1.1K | $1,000,000 | 1.2% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $1.0K | $1,000,000 | 1.1% |
| Apple Inc(AAPL) | COM | 037833100 | $1.0K | 8,700 | 1.1% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $1.0K | $1,023,000 | 1.1% |
| Arbor Rlty TR Inc | NOTE 6.500%10/0 | 038923AA6 | $998 | $1,000,000 | 1.1% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $514 | $500,000 | 0.6% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $464 | $500,000 | 0.5% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $401 | $1,000,000 | 0.4% |
| Cobalt Intl Energy Inc | NOTE 3.125% 5/1 | 19075FAB2 | $146 | $500,000 | 0.2% |
| Spdr S&P 500 ETF TRPut | PUT | 78462F953 | $2 | 150 | 0.0% |