Q4 2016 Holdings
Filed 2017-02-14 | 26434 holdings | $3.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Pacholder High Yield FD Inc | COM | 693742108 | $6 | 774 | 0.0% |
| Franklin Templeton ETF TR(UDIV) | LIBERTYQ GBL | 35473P306 | $6 | 235 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $6 | 2,394 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $6 | 2,156 | 0.0% |
| Arch Coal Inc(ARCH1EUR) | CL A | 039380407 | $6 | 74 | 0.0% |
| ALJ Regional Hldgs Inc | COM | 001627108 | $6 | 1,280 | 0.0% |
| Rand Logistics Inc | COM | 752182105 | $6 | 7,641 | 0.0% |
| Pershing Gold Corp | COM NEW | 715302204 | $6 | 1,855 | 0.0% |
| Meetme Inc | COM | 585141104 | $6 | 1,329 | 0.0% |
| Kadmon Hldgs Inc(KDMN) | COM | 48283N106 | $6 | 979 | 0.0% |
| JPMorgan China Region FD Inc | COM | 48126T104 | $6 | 400 | 0.0% |
| Golden Minerals Co | COM | 381119106 | $6 | 10,405 | 0.0% |
| Fogo de Chao Inc(1940857D) | COM | 344177100 | $6 | 462 | 0.0% |
| Bioamber Inc(BIOAQ) | COM | 09072Q106 | $6 | 1,000 | 0.0% |
| Bojangles Inc | COM | 097488100 | $6 | 339 | 0.0% |
| Brainstorm Cell Therapeutics(BCLIEUR) | COM NEW | 10501E201 | $6 | 2,533 | 0.0% |
| County Bancorp Inc(ICBKUSD) | COM | 221907108 | $6 | 232 | 0.0% |
| Chiasma Inc(CHMA) | COM | 16706W102 | $6 | 3,000 | 0.0% |
| Care COM Inc(CRCMGBP) | COM | 141633107 | $6 | 701 | 0.0% |
| Cempra Inc | COM | 15130J109 | $6 | 1,923 | 0.0% |
| Zweig FD | COM NEW | 989834205 | $6 | 515 | 0.0% |
| Novan Inc | COM | 66988N106 | $6 | 236 | 0.0% |
| New York MTG TR Inc | PFD-C CONV | 649604808 | $6 | $280 | 0.0% |
| Indexiq ETF TR | GLB CRUDE OIL | 45409B842 | $6 | 500 | 0.0% |
| Silvercrest Asset Mgmt Group(SAMG) | CL A | 828359109 | $6 | 454 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $6 | 4,818 | 0.0% |
| Iridex Corp(IRIX) | COM | 462684101 | $6 | 444 | 0.0% |
| Williams Clayton Energy Inc | COM | 969490101 | $6 | 50 | 0.0% |
| Auburn Natl Bancorp(AUBN) | COM | 050473107 | $6 | 200 | 0.0% |
| Claymore Exchange TRD FD TR | GUG INTL MLT ASS | 18383Q804 | $6 | 429 | 0.0% |
| Avino Silver & Gold Mines LT(ASM) | COM | 053906103 | $6 | 4,193 | 0.0% |
| Ciner RES LP | COM UNIT LTD | 172464109 | $6 | 200 | 0.0% |
| NL Inds Inc(NL) | COM NEW | 629156407 | $6 | 703 | 0.0% |
| NCI Inc | CL A | 62886K104 | $6 | 437 | 0.0% |
| Triangle Pete Corp | COM NEW | 89600B201 | $6 | 26,243 | 0.0% |
| Bankwell Finl Group Inc(BWFG) | COM | 06654A103 | $6 | 186 | 0.0% |
| Ishares TR(CRBN) | MSCI LW CRB TG | 46434V464 | $6 | 60 | 0.0% |
| TG Therapeutics Inc(TGTX) | COM | 88322Q108 | $6 | 1,429 | 0.0% |
| Lumos Networks Corp | COM | 550283105 | $6 | 406 | 0.0% |
| Terravia Hldgs Inc | COM | 88105A106 | $6 | 4,708 | 0.0% |
| Lexington Realty Trust | PFD CONV SER C | 529043309 | $6 | $125 | 0.0% |
| Synacor Inc(SYNC) | COM | 871561106 | $7 | 2,370 | 0.0% |
| ETF Managers TR | PUREFUNDS ISE MO | 26924G409 | $7 | 275 | 0.0% |
| Winmark Corp(WINA) | COM | 974250102 | $7 | 56 | 0.0% |
| GPO Aeroportuario del PAC SA(G9N) | SPON ADR B | 400506101 | $7 | 79 | 0.0% |
| Intrepid Potash Inc | COM | 46121Y102 | $7 | 3,505 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $7 | 10,600 | 0.0% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $7 | $5,000 | 0.0% |
| Workhorse Group Inc(WKHSEUR) | COM NEW | 98138J206 | $7 | 958 | 0.0% |
| Newtek Business Svcs Corp(NEWT) | COM NEW | 652526203 | $7 | 455 | 0.0% |