Q4 2016 Holdings
Filed 2017-02-14 | 26434 holdings | $3.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wells Fargo Utilities and HI(ERH) | WF UTILITIES INC | 94987E109 | $0 | 0 | 0.0% |
| Vina Concha Y Toro S A | SPONSORED ADR | 927191106 | $0 | 2 | 0.0% |
| LPL Finl Hldgs Inc(LPLA) | COM | 50212V100 | $0 | 22 | 0.0% |
| China Yuchai Intl LTD(CYD) | COM | G21082105 | $0 | 33 | 0.0% |
| Upland Software Inc(UPLD) | COM | 91544A109 | $0 | 1 | 0.0% |
| China Ceramics Co LTD | SHS NEW | G2113X134 | $0 | 125 | 0.0% |
| Lombard MED Inc | COM | G55598109 | $0 | 135 | 0.0% |
| Naked Brand Group Inc | COM NEW | 629839200 | $0 | 125 | 0.0% |
| Kempharm Inc | COM | 488445107 | $0 | 100 | 0.0% |
| Ishares TR(IBDQ) | IBONDS DEC25 ETF | 46434VBD1 | $0 | 17 | 0.0% |
| Windtree Therapeutics Inc | COM | 97382D105 | $0 | 28 | 0.0% |
| Zais Group Hldgs Inc | COM | 98887G106 | $0 | 5 | 0.0% |
| Mechel PAO(MTL) | SPONSORED ADR NE | 583840608 | $0 | 64 | 0.0% |
| Uranium RES Inc | COM | 916901705 | $0 | 212 | 0.0% |
| B Communications LTD | SHS | M15629104 | $0 | 8 | 0.0% |
| Microbot MED Inc | COM | 59503A105 | $0 | 57 | 0.0% |
| Orion Engineered Carbons S A(OEC) | COM | L72967109 | $0 | 4 | 0.0% |
| U S Geothermal Inc | COM NEW | 90338S201 | $0 | 76 | 0.0% |
| U S Global Invs Inc(GROW) | CL A | 902952100 | $0 | 92 | 0.0% |
| Magellan Pete Corp | COM NEW | 559091608 | $0 | 3 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $0 | 10 | 0.0% |
| MEI Pharma Inc | COM NEW | 55279B202 | $0 | 192 | 0.0% |
| National Holdings Corp | COM NEW | 636375206 | $0 | 3 | 0.0% |
| Minco Gold Corporation | COM | 60254D108 | $0 | 49 | 0.0% |
| Atento S A | SHS | L0427L105 | $0 | 32 | 0.0% |
| Versar Inc | COM | 925297103 | $0 | 43 | 0.0% |
| Vermillion Inc | COM NEW | 92407M206 | $0 | 8 | 0.0% |
| Microvision Inc del(MVIS) | COM NEW | 594960304 | $0 | 319 | 0.0% |
| Xtant MED Hldgs Inc | COM | 98420P100 | $1 | 1,692 | 0.0% |
| Nanoviricides Inc | COM NEW | 630087203 | $1 | 700 | 0.0% |
| Majesco(MJCO) | COM | 56068V102 | $1 | 123 | 0.0% |
| Unilife Corp New | COM NEW | 90478E301 | $1 | 468 | 0.0% |
| Wisdomtree TR | JAPAN HD RL ES | 97717W638 | $1 | 105 | 0.0% |
| Jumei Intl Hldg LTD | SPONSORED ADR | 48138L107 | $1 | 115 | 0.0% |
| Manitex Intl Inc | COM | 563420108 | $1 | 100 | 0.0% |
| Wpcs Intl Inc | COM PAR $.0001 N | 92931L401 | $1 | 650 | 0.0% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $1 | 405 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $1 | 1,300 | 0.0% |
| Kingsway Finl Svcs Inc(KFS) | COM NEW | 496904202 | $1 | 201 | 0.0% |
| Madrigal Pharmaceuticals Inc(MDGL) | COM | 558868105 | $1 | 42 | 0.0% |
| Marathon Patent Group Inc | COM NEW | 56585W203 | $1 | 722 | 0.0% |
| Janus Cap Group Inc | NOTE 0.750% 7/1 | 47102XAH8 | $1 | $1,000 | 0.0% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $1 | $13 | 0.0% |
| Wecast Network Inc | COM | 94850Q106 | $1 | 667 | 0.0% |
| Woori BK | ADR | 98105T104 | $1 | 45 | 0.0% |
| United Microelectronics Corp(UMC) | SPON ADR NEW | 910873405 | $1 | 729 | 0.0% |
| Cerulean Pharma Inc | COM | 15708Q105 | $1 | 1,800 | 0.0% |
| Direxion SHS ETF TR(MIDU) | DLY MIDCAP ETF3X | 25459W730 | $1 | 23 | 0.0% |
| Cheetah Mobile Inc | ADR | 163075104 | $1 | 128 | 0.0% |
| Amyris Inc | COM | 03236M101 | $1 | 1,000 | 0.0% |