Q4 2016 Holdings
Filed 2017-02-14 | 26434 holdings | $3.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $2 | 116 | 0.0% |
| Pronai Therapeutics Inc | COM | 74346L101 | $2 | 1,378 | 0.0% |
| JA Solar Holdings Co LTD | SPON ADR REP5ORD | 466090206 | $2 | 321 | 0.0% |
| Latam Airls Group S A | SPONSORED ADR | 51817R106 | $2 | 250 | 0.0% |
| Psivida Corp | COM | 74440J101 | $2 | 900 | 0.0% |
| Zynerba Pharmaceuticals Inc | COM | 98986X109 | $2 | 100 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $2 | $2,000 | 0.0% |
| Stellar Biotechnologies Inc | COM NEW | 85855A203 | $2 | 1,000 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $2 | $2,000 | 0.0% |
| United Guardian Inc(UG) | COM | 910571108 | $2 | 100 | 0.0% |
| ATA Inc(AACG) | SPONS ADR | 00211V106 | $2 | 435 | 0.0% |
| First TR Exchange Traded FD | NASDAQ SMRTPHONE | 33737K106 | $2 | 50 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $2 | $2,000 | 0.0% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $2 | $2,000 | 0.0% |
| Technical Communications COR(TCCO) | COM | 878409101 | $2 | 1,000 | 0.0% |
| Israel Chemicals LTD(ICL) | SHS | M5920A109 | $2 | 490 | 0.0% |
| WSI Inds Inc | COM | 92932Q102 | $2 | 600 | 0.0% |
| Deutsche BK AG LDN BRH(DZZ) | GOLD DOUBLE SHOR | 25154H756 | $2 | 290 | 0.0% |
| Deutsche BK AG London BRH | DB CRUDE OIL DBL | 25154K809 | $2 | 21 | 0.0% |
| Neuralstem Inc | COM | 64127R302 | $2 | 7,080 | 0.0% |
| Patriot Transn Hldg Inc | COM | 70338W105 | $2 | 100 | 0.0% |
| Kamada LTD(KMDA) | SHS | M6240T109 | $2 | 300 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $2 | $2,000 | 0.0% |
| Amtech SYS Inc(ASYS) | COM PAR $0.01N | 032332504 | $2 | 500 | 0.0% |
| Etfis SER TR I | INFRAC ACT MLP | 26923G103 | $2 | 165 | 0.0% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $2 | $2,000 | 0.0% |
| Ishares TR(JPXN) | JPX NIKKEI 400 | 464287382 | $2 | 45 | 0.0% |
| Cyanotech Corp | COM PAR $0.02 | 232437301 | $2 | 500 | 0.0% |
| Noah Hldgs LTD(NOAH) | SPON ADS CL A | 65487X102 | $2 | 88 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $2 | $2,000 | 0.0% |
| Novelion Therapeutics Inc | COM NEW | 67001K202 | $2 | 236 | 0.0% |
| Odyssey Marine Exploration I(OMEX) | COM NEW | 676118201 | $2 | 626 | 0.0% |
| Radware LTD(RDWR) | ORD | M81873107 | $2 | 132 | 0.0% |
| Oncocyte Corporation | COM | 68235C107 | $2 | 235 | 0.0% |
| Mizuho Finl Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $2 | 500 | 0.0% |
| Spdr SER TR | S&P 500 BUYBCK | 78468R820 | $2 | 42 | 0.0% |
| Trilogy Metals Inc New(TMQ) | COM | 89621C105 | $2 | 4,381 | 0.0% |
| Spdr SER TR(MMTM) | S&P1500MOMTILT | 78468R705 | $2 | 19 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $2 | $2,000 | 0.0% |
| Natuzzi S P A | ADR | 63905A101 | $2 | 1,000 | 0.0% |
| Steadymed LTD | SHS | M84920103 | $2 | 800 | 0.0% |
| Ultrapar Participacoes S A(UGR) | SP ADR REP COM | 90400P101 | $2 | 100 | 0.0% |
| VTV Therapeutics Inc | CL A | 918385105 | $2 | 421 | 0.0% |
| Credit Suisse Nassau BRH | X LINK SILVER SH | 22542D449 | $2 | 300 | 0.0% |
| Invesco BD FD(VBF) | COM | 46132L107 | $2 | 125 | 0.0% |
| Intellipharmaceutics Intl in | COM | 458173101 | $2 | 598 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $2 | $2,000 | 0.0% |
| Ecopetrol S A(EC) | SPONSORED ADS | 279158109 | $2 | 287 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750% | 09061GAE1 | $2 | $2,000 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $2 | 500 | 0.0% |