Q4 2016 Holdings
Filed 2017-02-14 | 26434 holdings | $3.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Oncocyte Corporation | COM | 68235C107 | $2 | 235 | 0.0% |
| Odyssey Marine Exploration I(OMEX) | COM NEW | 676118201 | $2 | 626 | 0.0% |
| Novelion Therapeutics Inc | COM NEW | 67001K202 | $2 | 236 | 0.0% |
| Noah Hldgs LTD(NOAH) | SPON ADS CL A | 65487X102 | $2 | 88 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $2 | $2,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $2 | $2,000 | 0.0% |
| Aberdeen Global Income FD in(FCO) | COM | 003013109 | $2 | 200 | 0.0% |
| Wisdomtree TR | CHINESE YUAN FD | 97717W182 | $2 | 100 | 0.0% |
| Ishares TR(JPXN) | JPX NIKKEI 400 | 464287382 | $2 | 45 | 0.0% |
| Invesco BD FD(VBF) | COM | 46132L107 | $2 | 125 | 0.0% |
| Adams RES & Energy Inc(AEUSD) | COM NEW | 006351308 | $2 | 55 | 0.0% |
| Intellipharmaceutics Intl in | COM | 458173101 | $2 | 598 | 0.0% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $2 | $2,000 | 0.0% |
| Zynerba Pharmaceuticals Inc | COM | 98986X109 | $2 | 100 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $2 | 500 | 0.0% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $2 | $2,000 | 0.0% |
| Euronet Worldwide Inc | NOTE 1.500%10/0 | 298736AH2 | $2 | $2,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $2 | $2,000 | 0.0% |
| Sinovac Biotech LTD(SVA) | SHS | P8696W104 | $2 | 338 | 0.0% |
| Eagle Bulk Shipping Inc | SHS NEW | Y2187A143 | $2 | 352 | 0.0% |
| Ecopetrol S A(EC) | SPONSORED ADS | 279158109 | $2 | 287 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $2 | $2,000 | 0.0% |
| Etfis SER TR I | INFRAC ACT MLP | 26923G103 | $2 | 165 | 0.0% |
| Handy & Harman LTD | COM | 410315105 | $3 | 106 | 0.0% |
| Nuveen Calif Municpal Valu F | COM | 6706EB106 | $3 | 217 | 0.0% |
| Genco Shipping & Trading LTD(GNK) | SHS | Y2685T131 | $3 | 478 | 0.0% |
| Oramed Pharm Inc(ORMP) | COM NEW | 68403P203 | $3 | 500 | 0.0% |
| Immucell Corp(ICCC) | COM PAR $0.10 | 452525306 | $3 | 500 | 0.0% |
| Ekso Bionics Hldgs Inc | COM NEW | 282644202 | $3 | 633 | 0.0% |
| Ovascience Inc | COM | 69014Q101 | $3 | 2,316 | 0.0% |
| WNS Holdings LTD(WNSN) | SPON ADR | 92932M101 | $3 | 100 | 0.0% |
| Ooma Inc(OOMA) | COM | 683416101 | $3 | 300 | 0.0% |
| Edap TMS S A(EDA) | SPONSORED ADR | 268311107 | $3 | 1,000 | 0.0% |
| Frontier Communications CorpCall | COM | 35906A108 | $3 | 1,000 | 0.0% |
| Wisdomtree TR(EUDG) | EURO QTLY DIV GR | 97717X610 | $3 | 135 | 0.0% |
| Dimension Therapeutics Inc | COM | 25433V105 | $3 | 704 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 3.250 | 42330PAG2 | $3 | $3,000 | 0.0% |
| Vaneck Vectors ETF TR | SOLAR ENERGY ETF | 92189F874 | $3 | 101 | 0.0% |
| Oncogenex Pharmaceuticals in | COM | 68230A106 | $3 | 5,525 | 0.0% |
| Empire Resorts Inc(2653819D) | COM PAR $0 01 | 292052305 | $3 | 152 | 0.0% |
| EQT GP Hldgs LP | COM UNIT REP | 26885J103 | $3 | 100 | 0.0% |
| Medley Mgmt Inc | CL A COM | 58503T106 | $3 | 335 | 0.0% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $3 | $2,000 | 0.0% |
| Eaton Vance MI Muni Income T | SH BEN INT | 27826D106 | $3 | 200 | 0.0% |
| Nomura Hldgs Inc(NMR) | SPONSORED ADR | 65535H208 | $3 | 500 | 0.0% |
| Home Bancorp Inc(HBCP) | COM | 43689E107 | $3 | 75 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $3 | 2,793 | 0.0% |
| Old REP Intl Corp | NOTE 3.750% 3/ | 680223AH7 | $3 | $2,000 | 0.0% |
| Cellectis S A(CLLS) | SPONSORED ADS | 15117K103 | $3 | 170 | 0.0% |
| Earthstone Energy Inc | COM NEW | 27032D205 | $3 | 227 | 0.0% |