Q4 2016 Holdings
Filed 2017-02-14 | 25 holdings | $3.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $3.3M | 37,284 | 88.2% |
| Powershares ETF Trust II | SENIOR LN PORT | 73936Q769 | $216.5K | 9,268,231 | 5.8% |
| Royal BK Scotland Group PLC | NOTE 8.625%12/3 | 780097BB6 | $86.6K | $84,680,000 | 2.3% |
| Lloyds Banking Group PLC | SDCV 7.500%12/3 | 539439AG4 | $48.4K | $46,885,000 | 1.3% |
| HSBC Hldgs PLC | NOTE 6.375%12/3 | 404280AT6 | $45.1K | $44,590,000 | 1.2% |
| Enbridge Inc | NOTE 6.000% 1/1 | 29250NAN5 | $15.0K | $15,000,000 | 0.4% |
| Verso Corp | CL A | 92531L207 | $10.3K | 1,445,248 | 0.3% |
| Barclays PLC | NOTE 8.250%12/3 | 06738EAA3 | $5.2K | $4,940,000 | 0.1% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $5.0K | $5,000,000 | 0.1% |
| Citigroup Inc(C) | COM NEW | 172967424 | $1.8K | 29,728 | 0.0% |
| Wells Fargo & Co New(WFC) | COM | 949746101 | $1.7K | 30,000 | 0.0% |
| JD COM Inc(JD) | SPON ADR CL A | 47215P106 | $1.2K | 45,561 | 0.0% |
| Semgroup Corp | CL A | 81663A105 | $1.0K | 24,938 | 0.0% |
| American Airls Group Inc(AAL) | COM | 02376R102 | $608 | 13,003 | 0.0% |
| RED Rock Resorts Inc(RRR) | CL A | 75700L108 | $578 | 24,922 | 0.0% |
| Wisdomtree TR(DHS) | HIGH DIV FD | 97717W208 | $196 | 2,910 | 0.0% |
| Aetna Inc New | COM | 00817Y108 | $34 | 274 | 0.0% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $23 | $37,937 | 0.0% |
| Wisdomtree TR(DEM) | EMER MKT HIGH FD | 97717W315 | $19 | 500 | 0.0% |
| Lyondellbasell Industries N(LYB) | SHS - A - | N53745100 | $8 | 82 | 0.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $3 | $2,000 | 0.0% |
| Quad / Graphics Inc(QUAD) | COM CL A | 747301109 | $3 | 108 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $1 | $1,000 | 0.0% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $1 | 10 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $1 | $1,000 | 0.0% |