Q4 2016 Holdings
Filed 2017-02-14 | 18062 holdings | $3.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citigroup IncCall | *W EXP 01/04/201 | 172967226 | $3 | 17,600 | 0.0% |
| Real Goods Solar Inc | CL A NEW | 75601N302 | $4 | 18,037 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $6 | 16,888 | 0.0% |
| Tonix Pharmaceuticals Hldg C | COM NEW | 890260201 | $7 | 14,000 | 0.0% |
| UR Energy Inc(URG) | COM | 91688R108 | $8 | 15,200 | 0.0% |
| Renesola LTD | SPONS ADS | 75971T103 | $9 | 13,299 | 0.0% |
| Dynegy Inc New delCall | *W EXP 10/02/201 | 26817R116 | $11 | 262,097 | 0.0% |
| Ciber Inc | COM | 17163B102 | $14 | 22,077 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $15 | 20,916 | 0.0% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $17 | 16,005 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $17 | 18,781 | 0.0% |
| Kinder Morgan Inc delCall | *W EXP 05/25/201 | 49456B119 | $20 | 3,315,281 | 0.0% |
| Fuelcell Energy Inc | COM NEW | 35952H502 | $20 | 11,235 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $21 | 10,000 | 0.0% |
| Second Sight MED Prods Inc | COM | 81362J100 | $22 | 11,512 | 0.0% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $23 | $12,000 | 0.0% |
| Cytrx Corp | COM PAR | 232828509 | $27 | 71,512 | 0.0% |
| Eleven Biotherapeutics Inc | COM | 286221106 | $28 | 14,860 | 0.0% |
| Alcobra LTD | SHS | M2239P109 | $29 | 13,801 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $29 | 37,505 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $29 | 10,897 | 0.0% |
| Yingli Green Energy Hldg Co | ADR NEW | 98584B202 | $29 | 10,867 | 0.0% |
| Auris MED Hldg AG | COM | H03579101 | $31 | 28,800 | 0.0% |
| Medallion Finl Corp(MFIN) | COM | 583928106 | $33 | 10,962 | 0.0% |
| Agrofresh Solutions(AGFSEUR) | COM | 00856G109 | $33 | 12,535 | 0.0% |
| Marchex Inc(MCHX) | CL B | 56624R108 | $35 | 13,304 | 0.0% |
| Regulus Therapeutics Inc | COM | 75915K101 | $35 | 15,870 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $35 | 11,982 | 0.0% |
| Trovagene Inc | COM NEW | 897238309 | $37 | 17,507 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $37 | 27,252 | 0.0% |
| Pluristem Therapeutics Inc | COM | 72940R102 | $37 | 25,700 | 0.0% |
| Navios Maritime Holdings Inc | COM | Y62196103 | $37 | 26,032 | 0.0% |
| Nova Lifestyle Inc | COM | 66979P102 | $37 | 19,143 | 0.0% |
| Fortress Biotech Inc | COM | 34960Q109 | $38 | 13,818 | 0.0% |
| Lipocine Inc New | COM | 53630X104 | $38 | 10,339 | 0.0% |
| Endocyte Inc | COM | 29269A102 | $39 | 15,265 | 0.0% |
| Psivida Corp | COM | 74440J101 | $39 | 22,788 | 0.0% |
| Phoenix New Media LTD | SPONSORED ADS | 71910C103 | $41 | 13,053 | 0.0% |
| North Atlantic Drilling LTD | COM | G6613P129 | $43 | 13,687 | 0.0% |
| United Microelectronics Corp(UMC) | SPON ADR NEW | 910873405 | $43 | 24,415 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $43 | 26,400 | 0.0% |
| Vince Hldg Corp | COM | 92719W108 | $44 | 10,945 | 0.0% |
| Bonanza Creek Energy Inc | COM | 097793103 | $45 | 43,858 | 0.0% |
| Valhi Inc New | COM | 918905100 | $45 | 12,964 | 0.0% |
| BIO Path Holdings Inc | COM | 09057N102 | $46 | 33,809 | 0.0% |
| Nobilis Health Corp(NRTSF) | COM | 65500B103 | $46 | 22,040 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $47 | 17,892 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $48 | 37,434 | 0.0% |
| Globus Maritime Limited New | SHS NEW | Y27265308 | $48 | 11,809 | 0.0% |
| Sears Hometown & Outlet Stor | COM | 812362101 | $48 | 10,135 | 0.0% |