Q1 2017 Holdings
Filed 2017-05-04 | 424 holdings | $43.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kinder Morgan Inc WT EXP 05/25 | WARRANT AND RIGH | 49456B119 | $4 | 360,000 | 0.0% |
| Stanley Furniture Inc COM New | COM | 854305208 | $20 | 25,000 | 0.0% |
| Jason Inds Inc COM(JASNQ) | COM | 471172106 | $30 | 20,000 | 0.0% |
| Sequential Brnds Group Inc New | COM | 81734P107 | $39 | 10,000 | 0.0% |
| Pain Therapeutics Inc COM | COM | 69562K100 | $40 | 45,000 | 0.0% |
| Cambium Learning GRP Inc COM | COM | 13201A107 | $49 | 10,000 | 0.0% |
| Genius Brands Intern | COM | 37229T301 | $52 | 14,000 | 0.0% |
| Thestreet Inc | COM | 88368Q103 | $53 | 70,000 | 0.0% |
| Tuesday Morning Corp COM New | COM | 899035505 | $53 | 14,000 | 0.0% |
| GSE SYS Inc COM | COM | 36227K106 | $68 | 20,000 | 0.0% |
| Rubicon Proj Inc COM | COM | 78112V102 | $71 | 12,100 | 0.0% |
| Atlantic Amern Corp COM(AAME) | COM | 048209100 | $80 | 20,000 | 0.0% |
| Destination XL Group Inc(DXLG) | COM | 25065K104 | $86 | 30,000 | 0.0% |
| Materialise NV Sponsored ADS(MTLS) | COM | 57667T100 | $91 | 10,000 | 0.0% |
| Iteris Inc(ITIEUR) | COM | 46564T107 | $109 | 20,000 | 0.0% |
| Dawson Geophysical Co New COM(DWSN) | COM | 239360100 | $111 | 20,000 | 0.0% |
| Lakeland Inds Inc.(LAKE) | COM | 511795106 | $123 | 11,400 | 0.0% |
| Schmitt Inds Inc ORE COM New(SMIT) | COM | 806870200 | $131 | 82,000 | 0.0% |
| Genesis Healthcare Inc CL A Co(GENNQ) | COM | 37185X106 | $132 | 50,000 | 0.0% |
| Ultralife Batteries Inc COM(ULBI) | COM | 903899102 | $136 | 25,000 | 0.0% |
| Dover Downs Gaming & Entmt Inc | COM | 260095104 | $152 | 145,000 | 0.0% |
| Moneygram International Inc Co(MGIEUR) | COM | 60935Y208 | $168 | 10,000 | 0.0% |
| VSI 2 1/4 12/01/20 | CONVERTIBLE BOND | 92849EAB7 | $171 | $200,000 | 0.0% |
| Sanofi-Aventis-Cvr | WARRANT AND RIGH | 80105N113 | $180 | 400,000 | 0.0% |
| Willamette VY Vineyard Inc COM(WVVI) | COM | 969136100 | $184 | 23,000 | 0.0% |
| Ceco Environmental Corp COM(CECO) | COM | 125141101 | $186 | 17,720 | 0.0% |
| Iridium Communications Inc COM(IRDM) | COM | 46269C102 | $193 | 20,000 | 0.0% |
| Newpark RES Inc COM Par$0.01ne(NPKI) | COM | 651718504 | $194 | 23,900 | 0.0% |
| Vishay Intertechnology Inc(VSH) | COM | 928298108 | $200 | 12,145 | 0.0% |
| Pier 1 Imports Inc SHS BEN INT | COM | 720279108 | $200 | 28,000 | 0.0% |
| J & J Snack Foods Corp(JJSF) | COM | 466032109 | $203 | 1,500 | 0.0% |
| DTE 6 1/2 10/1/19 | CONVERTIBLE PREF | 233331883 | $204 | 3,800 | 0.0% |
| Cheniere Energy, Inc. 4.250 0 | CONVERTIBLE BOND | 16411RAG4 | $204 | $300,000 | 0.0% |
| K2m Group Hldgs Inc COM | COM | 48273J107 | $205 | 10,000 | 0.0% |
| Quidel Corp. 3.250 02/15/20 | CONVERTIBLE BOND | 74838JAA9 | $205 | $200,000 | 0.0% |
| Nuva 2 1/4 12/31/21 | CONVERTIBLE BOND | 670704AG0 | $205 | $150,000 | 0.0% |
| Cogentix Medical Inc | COM | 19243A104 | $207 | 115,000 | 0.0% |
| Spartannash Co COM(SPTN) | COM | 847215100 | $210 | 6,000 | 0.0% |
| Paramount Group Inc COM(6PM) | COM | 69924R108 | $211 | 13,000 | 0.0% |
| Atlas AIR Worldwide Hldgs 2.25 | CONVERTIBLE BOND | 049164BH8 | $212 | $200,000 | 0.0% |
| Connecticut WTR SVC Inc COM(CTWSEUR) | COM | 207797101 | $213 | 4,000 | 0.0% |
| Barnes Group Inc COM(BUSD) | COM | 067806109 | $218 | 4,250 | 0.0% |
| Frequency Electrs Inc COM(FEIM) | COM | 358010106 | $220 | 20,000 | 0.0% |
| Micron Technology, Inc. 3.000 | CONVERTIBLE BOND | 595112AY9 | $224 | $200,000 | 0.0% |
| Kearny Finl Corp MD COM(KRNY) | COM | 48716P108 | $224 | 14,900 | 0.0% |
| Proofpoint, Inc. 0.750 06/15/ | CONVERTIBLE BOND | 743424AD5 | $228 | $200,000 | 0.0% |
| Commercehub Inc SER C | COM | 20084V306 | $233 | 15,000 | 0.0% |
| Tristate Cap Hldgs Inc COM | COM | 89678F100 | $234 | 10,000 | 0.0% |
| Dycom Industries, Inc. 0.750 | CONVERTIBLE BOND | 267475AB7 | $235 | $200,000 | 0.0% |
| OFG Bancorp(OFG) | COM | 67103X102 | $238 | 20,150 | 0.0% |