Q1 2017 Holdings
Filed 2017-05-04 | 841 holdings | $519.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health Systems-Cvr | WARRANT AND RIGH | 203668116 | $0 | 26,800 | 0.0% |
| Kinder Morgan Inc WT EXP 05/25 | WARRANT AND RIGH | 49456B119 | $3 | 269,752 | 0.0% |
| Daseke 9/11/20 WT | WARRANT AND RIGH | 23753F115 | $11 | 10,000 | 0.0% |
| Sanofi-Aventis-Cvr | WARRANT AND RIGH | 80105N113 | $29 | 64,600 | 0.0% |
| GSE SYS Inc COM | COM | 36227K106 | $35 | 10,197 | 0.0% |
| Emmis Communications Corp COM(EMMS) | COM | 291525400 | $44 | 18,000 | 0.0% |
| Ascena Retail Group Inc COM(ASNAEUR) | COM | 04351G101 | $60 | 14,000 | 0.0% |
| Inseego Corp COM(INSGEUR) | COM | 45782B104 | $60 | 28,500 | 0.0% |
| Pfsweb Inc COM New(PFSWUSD) | COM | 717098206 | $70 | 10,700 | 0.0% |
| Zagg Inc COM | COM | 98884U108 | $75 | 10,400 | 0.0% |
| Mitek SYS Inc COM New(MITK) | COM | 606710200 | $80 | 12,000 | 0.0% |
| American DG Energy Inc COM | COM | 025398108 | $85 | 280,000 | 0.0% |
| Pain Therapeutics Inc COM | COM | 69562K100 | $98 | 110,000 | 0.0% |
| Daseke Inc COM(DSKEUSD) | COM | 23753F107 | $101 | 10,000 | 0.0% |
| American Software Inc CL A(AMSWAUSD) | COM | 029683109 | $107 | 10,400 | 0.0% |
| Cempra Inc COM | COM | 15130J109 | $108 | 28,700 | 0.0% |
| LSB Inds Inc COM(LXU) | COM | 502160104 | $109 | 11,600 | 0.0% |
| Yume Inc COM | COM | 98872B104 | $110 | 27,000 | 0.0% |
| Klondex MNS LTD COM | COM | 498696103 | $121 | 31,030 | 0.0% |
| Biolase Technology Inc COM | COM | 090911108 | $123 | 91,000 | 0.0% |
| ENT 2 3/4 2/15/35 | CONVERTIBLE BOND | 37951DAB8 | $129 | $250,000 | 0.0% |
| Dover Downs Gaming & Entmt Inc | COM | 260095104 | $155 | 147,342 | 0.0% |
| Jason Inds Inc COM(JASNQ) | COM | 471172106 | $157 | 106,000 | 0.0% |
| Fortress Trans Infrst Invs LCO | COM | 34960P101 | $157 | 10,550 | 0.0% |
| Kinross Gold Corp COM NO PAR(KGC) | COM | 496902404 | $158 | 45,000 | 0.0% |
| Tecogen Inc New COM New(TGEN) | COM | 87876P201 | $159 | 42,000 | 0.0% |
| Intevac Inc COM | COM | 461148108 | $160 | 12,800 | 0.0% |
| Napco SEC SYS Inc COM(NSSC) | COM | 630402105 | $169 | 16,600 | 0.0% |
| New York Cmnty Bancorp Inc COM(NYCBEUR) | COM | 649445103 | $172 | 12,286 | 0.0% |
| Stillwater Mining | COM | 86074Q102 | $183 | 10,600 | 0.0% |
| Capitol Federal Financial Inc(CFFN) | COM | 14057J101 | $183 | 12,500 | 0.0% |
| A H Belo Corp COM CL A | COM | 001282102 | $185 | 30,000 | 0.0% |
| Icpt 3 1/4 7/1/23 | CONVERTIBLE BOND | 45845PAA6 | $186 | $200,000 | 0.0% |
| Sunopta Inc COM(STKL) | COM | 8676EP108 | $188 | 27,000 | 0.0% |
| Falconstor Software Inc COM | COM | 306137100 | $189 | 475,000 | 0.0% |
| Adcare Health Systems Inc | COM | 00650W300 | $191 | 151,423 | 0.0% |
| Tesla Motors 1.250 03/1/21 | CONVERTIBLE BOND | 88160RAC5 | $197 | $200,000 | 0.0% |
| First Bancorp P R COM New(FBP) | COM | 318672706 | $198 | 35,000 | 0.0% |
| Intricon Corp COM | COM | 46121H109 | $200 | 22,000 | 0.0% |
| Cascade Bancorp COM New | COM | 147154207 | $200 | 25,900 | 0.0% |
| Lattice Semiconductor Corp COM(LSCC) | COM | 518415104 | $204 | 29,450 | 0.0% |
| D 6 3/4 8/15/19 | CONVERTIBLE PREF | 25746U836 | $204 | 4,000 | 0.0% |
| Cheniere Energy, Inc. 4.250 0 | CONVERTIBLE BOND | 16411RAG4 | $204 | $300,000 | 0.0% |
| National Presto Inds Inc(NPK) | COM | 637215104 | $204 | 2,000 | 0.0% |
| Hawkins Inc COM(HWKN) | COM | 420261109 | $206 | 4,200 | 0.0% |
| American Railcar Inds Inc COM | COM | 02916P103 | $206 | 5,000 | 0.0% |
| Gabelli GLB SML & MD CP VAL Co(GGZ) | MUTUAL FUNDS | 36249W104 | $207 | 18,148 | 0.0% |
| Enernoc, Inc. 2.250 08/15/19 | CONVERTIBLE BOND | 292764AB3 | $207 | $250,000 | 0.0% |
| Iphi 1 1/8 12/1/20 | CONVERTIBLE BOND | 45772FAB3 | $207 | $150,000 | 0.0% |
| Nasdaq Stock Market Inc COM(NDAQ) | COM | 631103108 | $208 | 3,000 | 0.0% |