Q1 2017 Holdings
Filed 2017-05-12 | 45 holdings | $125.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $10.6K | $6,020,000 | 8.5% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $9.4K | $5,693,000 | 7.5% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $7.5K | $8,575,000 | 6.0% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $6.5K | $5,000,000 | 5.2% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $6.4K | $7,189,000 | 5.1% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $6.2K | $5,670,000 | 5.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $5.9K | $6,000,000 | 4.7% |
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $5.5K | $5,575,000 | 4.4% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $4.6K | $4,469,000 | 3.6% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $4.3K | $4,298,000 | 3.4% |
| Chesapeake Energy Corp | NOTE 5.500% 9/1 | 165167CR6 | $4.2K | $4,000,000 | 3.3% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $3.9K | $3,500,000 | 3.1% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $3.7K | $3,865,000 | 2.9% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AB5 | $3.6K | $3,325,000 | 2.9% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $3.2K | $2,500,000 | 2.5% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $3.0K | $3,000,000 | 2.4% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $3.0K | $1,500,000 | 2.4% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $2.9K | $3,000,000 | 2.3% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $2.8K | $3,000,000 | 2.2% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $2.6K | $1,000,000 | 2.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $2.5K | $3,000,000 | 2.0% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $2.2K | $2,250,000 | 1.8% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $2.1K | $1,817,000 | 1.6% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $2.0K | $2,000,000 | 1.6% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $1.9K | $2,000,000 | 1.5% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $1.8K | $1,750,000 | 1.4% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.8K | 7,500 | 1.4% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $1.7K | 14,000 | 1.4% |
| Arbor Rlty TR Inc | NOTE 6.500%10/0 | 038923AA6 | $1.6K | $1,500,000 | 1.3% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $1.5K | $1,500,000 | 1.2% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $1.3K | $850,000 | 1.0% |
| Apple Inc(AAPL) | COM | 037833100 | $1.3K | 8,700 | 1.0% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $1.2K | $1,500,000 | 1.0% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $836 | $808,000 | 0.7% |
| KLR Energy Acquisition Corp | CL A | 49877M108 | $724 | 70,138 | 0.6% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $519 | $500,000 | 0.4% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $340 | $1,000,000 | 0.3% |
| Cobalt Intl Energy Inc | NOTE 3.125% 5/1 | 19075FAB2 | $119 | $500,000 | 0.1% |