Q1 2017 Holdings
Filed 2017-05-12 | 74 holdings | $3.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cinedigm Corp | COM NEW | 172406209 | $214 | 137,757 | 0.0% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $423 | 500 | 0.0% |
| Solazyme Inc | NOTE 6.000% 2/0 | 83415TAB7 | $1.3K | $2,000,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $1.5K | $1,350,000 | 0.0% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $1.6K | $1,500,000 | 0.1% |
| Macquarie Infrastructure COR | COM | 55608B105 | $2.1K | 26,300 | 0.1% |
| Dominion RES Inc VA New | UNIT 08/15/2019 | 25746U836 | $2.5K | 50,000 | 0.1% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $3.0K | $2,500,000 | 0.1% |
| Protalix Biotherapeutics Inc | NOTE 7.500%11/1 | 74365AAD3 | $3.1K | $1,938,000 | 0.1% |
| RPM Intl Inc(RPM) | COM | 749685103 | $3.4K | 61,000 | 0.1% |
| Monsanto Co NewPut | COM | 61166W101 | $3.4K | 30,100 | 0.1% |
| Proofpoint Inc(PFPT) | COM | 743424103 | $4.1K | 55,500 | 0.1% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $4.6K | $10,000,000 | 0.1% |
| Fintech Acquisition Corp II | *W EXP 01/19/202 | 31810G117 | $4.9K | 500,000 | 0.2% |
| Conyers Park Acquisition Corp | *W EXP 07/20/202 | 212894117 | $5.3K | 499,900 | 0.2% |
| Saban Cap Acquisition Corp | *W EXP 09/21/202 | 78516C114 | $6.0K | 600,000 | 0.2% |
| Teradyne Inc(TER) | COM | 880770102 | $6.1K | 197,000 | 0.2% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $6.9K | $6,000,000 | 0.2% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $7.2K | 400,000 | 0.2% |
| Gores Hldgs II Inc | *W EXP 03/06/202 | 382867117 | $7.3K | 733,332 | 0.2% |
| Kinder Morgan Inc del(KMI) | COM | 49456B101 | $7.6K | 349,600 | 0.2% |
| Rockwell Collins IncPut | COM | 774341101 | $7.9K | 81,000 | 0.3% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $8.0K | $10,250,000 | 0.3% |
| Matlin & Partners Acquisitio | UNIT 05/28/2021A | 57682V205 | $8.0K | 800,000 | 0.3% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $9.3K | $7,000,000 | 0.3% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $9.3K | $9,200,000 | 0.3% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $9.5K | $7,000,000 | 0.3% |
| ON Semiconductor Corp(ON) | COM | 682189105 | $9.6K | 619,200 | 0.3% |
| Fintech Acquisition Corp II | COM | 31810G109 | $9.9K | 1,000,000 | 0.3% |
| NXP Semiconductors N V(NXPI)Call | COM | N6596X109 | $10.4K | 100,000 | 0.3% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $10.4K | $7,000,000 | 0.3% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $10.9K | $5,500,000 | 0.3% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $11.1K | $10,770,000 | 0.4% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $11.3K | 110,000 | 0.4% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $12.0K | $9,000,000 | 0.4% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $12.0K | $11,000,000 | 0.4% |
| Saban Cap Acquisition Corp | COM CL A | 78516C106 | $12.0K | 1,200,000 | 0.4% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $12.0K | $13,500,000 | 0.4% |
| Kayne Anderson Acquisition | UNIT 06/30/2022 | 48661U201 | $13.0K | 1,300,000 | 0.4% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $13.1K | 135,000 | 0.4% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $13.5K | 275,000 | 0.4% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $14.0K | $11,000,000 | 0.5% |
| Arconic Inc | PFD CONV B SER 1 | 03965L308 | $15.5K | 377,500 | 0.5% |
| Conyers Park Acquisition Corp | CL A COM | 212894109 | $15.9K | 1,500,000 | 0.5% |
| Priceline GRP Inc | COM NEW | 741503403 | $16.7K | 9,400 | 0.5% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $19.1K | $22,500,000 | 0.6% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $19.2K | $11,032,000 | 0.6% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $19.3K | $11,000,000 | 0.6% |
| Star Bulk Carriers Corp(SBLK) | SHS PAR | Y8162K204 | $19.9K | 1,671,231 | 0.6% |
| Gores Hldgs II Inc | COM CL A | 382867109 | $22.0K | 2,200,000 | 0.7% |