Q2 2017 Holdings
Filed 2017-08-14 | 47 holdings | $140.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $11.3K | $6,020,000 | 8.1% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $9.9K | $5,193,000 | 7.1% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $7.3K | $8,075,000 | 5.2% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $6.9K | $6,000,000 | 4.9% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $6.9K | $7,299,000 | 4.9% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $6.8K | $6,369,000 | 4.9% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $6.5K | $5,000,000 | 4.6% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $6.0K | $5,650,000 | 4.2% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $5.8K | $5,000,000 | 4.1% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $5.7K | $5,170,000 | 4.0% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $5.5K | $4,000,000 | 3.9% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $5.2K | $4,969,000 | 3.7% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $4.8K | $4,500,000 | 3.4% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $4.7K | $3,500,000 | 3.4% |
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $4.7K | $5,575,000 | 3.3% |
| Arbor Rlty TR Inc | NOTE 6.500%10/0 | 038923AA6 | $4.4K | $4,187,000 | 3.2% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $4.0K | $4,500,000 | 2.8% |
| Chesapeake Energy Corp | NOTE 5.500% 9/1 | 165167CR6 | $3.8K | $4,000,000 | 2.7% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $3.2K | $3,250,000 | 2.3% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $3.1K | $3,586,000 | 2.2% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $3.0K | $3,135,000 | 2.2% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $2.2K | $2,250,000 | 1.5% |
| Sucampo Pharmaceuticals Inc | DBCV 3.250%12/1 | 864909AA4 | $2.0K | $2,000,000 | 1.4% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $2.0K | $2,000,000 | 1.4% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $1.7K | 14,000 | 1.2% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $1.5K | $1,500,000 | 1.1% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $1.3K | $1,323,000 | 0.9% |
| Apple Inc(AAPL) | COM | 037833100 | $1.3K | 8,700 | 0.9% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $1.2K | $1,500,000 | 0.9% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AB5 | $1.2K | $825,000 | 0.8% |
| Dermira Inc | NOTE 3.000% 5/1 | 24983LAA2 | $1.1K | $1,000,000 | 0.8% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $1.1K | 20,000 | 0.8% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $1.0K | $1,000,000 | 0.7% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $965 | $1,000,000 | 0.7% |
| Forum Merger Corp | UNIT 06/01/2024 | 34985B202 | $924 | 90,700 | 0.7% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $630 | $500,000 | 0.4% |
| Modern Media Acquisition | UNIT 99/99/9999 | 60765P202 | $616 | 60,000 | 0.4% |
| Bison Cap Acquisition Corp | UNIT 99/99/9999T | G1142P120 | $357 | 35,000 | 0.3% |
| Nanthealth Inc | COM | 630104107 | $119 | 28,100 | 0.1% |
| Saexploration Hldgs Inc | COM | 78636X204 | $103 | 31,897 | 0.1% |