Q3 2016 Holdings
Filed 2016-11-14 | 85 holdings | $921.1K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-08-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Healthequity Inc(HQY) | COM | 42226A107 | $453.0K | 11,969,000 | 49.2% |
| Netsuite Inc | NOTE 0.250% 6/1/2018 | 64118QAB3 | $35.1K | $31,780,000 | 3.8% |
| W.R. Berkley Corp.(WRB) | COM | 084423102 | $31.7K | 549,000 | 3.4% |
| Linkedin CorpCallA | COM CL A | 53578A108 | $31.1K | 162,700 | 3.4% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $19.8K | 1,993,930 | 2.1% |
| Potash Corp. of Saskatchewan Inc. | COM | 73755L107 | $17.8K | 1,089,000 | 1.9% |
| Double Eagle Acquisition COR | COM | G28195124 | $17.4K | 1,755,426 | 1.9% |
| Linkedin CorpA | COM CL A | 53578A108 | $17.2K | 89,945 | 1.9% |
| Privatebancorp IncA | COM | 742962103 | $16.8K | 364,807 | 1.8% |
| Boulevard Acquisition | CL A | 10157Q102 | $16.3K | 1,660,232 | 1.8% |
| Valspar CorpA | COM | 920355104 | $15.8K | 148,960 | 1.7% |
| Linkedin CorpA | NOTE 0.500%11/01/2019 | 53578AAB4 | $14.7K | $14,782,000 | 1.6% |
| AR Cap Acquisition Corp | COM | 00191R109 | $14.1K | 1,417,879 | 1.5% |
| Fleetmatics Group PLCA | COM | G35569105 | $13.2K | 220,342 | 1.4% |
| Whitewave Foods CoA | COM | 966244105 | $13.1K | 241,324 | 1.4% |
| Capitol Acquisition Corp III | COM | 14055M106 | $12.6K | 1,275,742 | 1.4% |
| Hennessy Cap Acquisition COR | COM | 42588J100 | $11.5K | 1,172,750 | 1.2% |
| Virgin Amer IncA | COM VTG | 92765X208 | $10.8K | 201,424 | 1.2% |
| CST Brands IncA | COM | 12646R105 | $9.9K | 204,814 | 1.1% |
| Interactive Intelligence GRO | NOTE 1.250% 6/1/2020 | 45841VAB5 | $8.9K | $7,704,000 | 1.0% |
| Suffolk BancorpA | COM | 864739107 | $7.5K | 216,675 | 0.8% |
| Harmony Merger Corp | COM | 413247107 | $7.0K | 693,072 | 0.8% |
| Cepheid | COM | 15670R107 | $6.4K | 122,285 | 0.7% |
| Easterly Acquisition Corp | COM | 27616L102 | $6.4K | 641,588 | 0.7% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $6.3K | 641,867 | 0.7% |
| Incontact Inc | COM | 45336E109 | $6.2K | 441,481 | 0.7% |
| Everbank Finl CorpA | COM | 29977G102 | $5.7K | 293,233 | 0.6% |
| Pace Hldgs Corp | CL A | G6865N103 | $5.4K | 545,567 | 0.6% |
| National Interstate Corp | COM | 63654U100 | $4.9K | 150,380 | 0.5% |
| AEP Inds IncA | COM | 001031103 | $4.7K | 43,168 | 0.5% |
| Linkedin CorpPutA | COM CL A | 53578A108 | $4.6K | 24,100 | 0.5% |
| ITC Hldgs Corp | COM | 465685105 | $4.5K | 96,300 | 0.5% |
| Hydra Inds Acquisition Corp | COM | 448740100 | $4.4K | 442,336 | 0.5% |
| G & K Svcs IncA | CL A | 361268105 | $4.3K | 45,245 | 0.5% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $4.2K | 404,700 | 0.5% |
| Spectra Energy CorpA | COM | 847560109 | $4.1K | 96,298 | 0.4% |
| Global Partner Acquisition C | COM | 37954X105 | $3.0K | 306,596 | 0.3% |
| Landcadia Hldgs Inc | UNIT 12/31/2021T | 51476W206 | $2.9K | 287,744 | 0.3% |
| Cynapsus Therapeutics IncPut | COM PAR NO PAR | 23257Y859 | $2.8K | 70,500 | 0.3% |
| GP Invts Acquisition COR | SHS | G40357124 | $2.8K | 281,851 | 0.3% |
| Arowana Inc | SHS | G05011104 | $2.7K | 266,654 | 0.3% |
| Cynapsus Therapeutics Inc | COM PAR NO PAR | 23257Y859 | $2.7K | 67,410 | 0.3% |
| KLR Energy Acquisition Corp | CL A | 49877M108 | $2.3K | 231,024 | 0.3% |
| Kla-Tencor Corp(KLAC)Call | COM | 482480100 | $2.3K | 33,200 | 0.3% |
| Loews Corp(L) | COM | 540424108 | $2.3K | 54,891 | 0.2% |
| Liberty Global PLC | SHS CL C | G5480U120 | $2.2K | 67,507 | 0.2% |
| Monsanto Co NewA | COM | 61166W101 | $2.1K | 20,900 | 0.2% |
| M III Acquisition Corp | UNIT 99/99/9999T | 55378T203 | $2.1K | 216,675 | 0.2% |
| Whitewave Foods CoCallA | COM | 966244105 | $1.9K | 34,800 | 0.2% |
| Barington Hilco Acquisition | COM | 06759V101 | $1.7K | 163,642 | 0.2% |