Q3 2017 Holdings
Filed 2017-11-13 | 87 holdings | $2.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cinedigm Corp | COM NEW | 172406209 | $200 | 137,757 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $321 | $335,000 | 0.0% |
| Arconic Inc(ARNCCHF) | COM | 03965L100 | $345 | 13,862 | 0.0% |
| Western Gas Equity Partners | COMUNT LTD PT | 95825R103 | $412 | 10,000 | 0.0% |
| Finisar Corp(FNSR) | COM NEW | 31787A507 | $1.3K | 56,600 | 0.1% |
| Protalix Biotherapeutics Inc | NOTE 7.500%11/1 | 74365AAD3 | $1.6K | $1,938,000 | 0.1% |
| Macquarie Infrastructure COR | COM | 55608B105 | $1.9K | 26,300 | 0.1% |
| Expedia Inc del(EXPE) | COM NEW | 30212P303 | $2.7K | 18,600 | 0.1% |
| IAC Interactivecorp(IACIEUR) | COM | 44919P508 | $3.0K | 25,800 | 0.1% |
| RPM Intl Inc(RPM) | COM | 749685103 | $3.1K | 61,000 | 0.1% |
| Proofpoint Inc(PFPT) | COM | 743424103 | $3.6K | 41,500 | 0.2% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $4.5K | $10,000,000 | 0.2% |
| Kayne Anderson Acquisition | *W EXP 06/30/202 | 48661U110 | $4.9K | 500,000 | 0.2% |
| Fintech Acquisition Corp II | *W EXP 01/19/202 | 31810G117 | $4.9K | 500,000 | 0.2% |
| Vantage Energy Acquisition | *W EXP 04/12/202 | 92211L113 | $4.9K | 500,000 | 0.2% |
| Marriott Vacations Wrldwde C | NOTE 1.500% 9/1 | 57164YAA5 | $5.2K | $5,000,000 | 0.2% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $5.3K | 275,000 | 0.2% |
| Saban Cap Acquisition Corp | *W EXP 09/21/202 | 78516C114 | $6.0K | 600,000 | 0.3% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $6.9K | $6,000,000 | 0.3% |
| Whiting Pete Corp New | NOTE 1.250% 4/0 | 966387AL6 | $7.1K | $8,000,000 | 0.3% |
| Gores Hldgs II Inc | *W EXP 03/06/202 | 382867117 | $7.3K | 733,332 | 0.3% |
| TPG Pace Energy Hldgs Corp | *W EXP 99/99/999 | 872656111 | $7.3K | 750,000 | 0.3% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $7.5K | $7,500,000 | 0.3% |
| Hennessy Cap Acquston Corp I | *W EXP 06/15/202 | 42588L113 | $7.5K | 762,500 | 0.3% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $7.7K | 400,000 | 0.4% |
| Matlin & Partners Acquisitio | CL A | 57682V106 | $7.8K | 800,000 | 0.4% |
| Matlin & Partners Acquisitio | *W EXP 05/28/202 | 57682V114 | $7.8K | 800,000 | 0.4% |
| Kinder Morgan Inc del(KMI) | COM | 49456B101 | $8.2K | 427,100 | 0.4% |
| Simply Good Foods Co | *W EXP 07/07/202 | 82900L110 | $8.5K | 724,900 | 0.4% |
| Teradyne Inc(TER) | COM | 880770102 | $8.8K | 236,600 | 0.4% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $9.1K | $10,250,000 | 0.4% |
| Osprey Energy Acquisition Co | *W EXP 07/21/202 | 688397116 | $9.7K | 1,000,000 | 0.5% |
| Federal STR Acquisition Corp | *W EXP 07/24/202 | 31421V115 | $9.8K | 1,000,000 | 0.5% |
| Fintech Acquisition Corp II | COM | 31810G109 | $9.8K | 1,000,000 | 0.5% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $10.5K | 765,181 | 0.5% |
| Silver RUN Acquisition | *W EXP 03/28/202 | 82812A111 | $10.5K | 1,030,633 | 0.5% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $10.6K | $8,000,000 | 0.5% |
| NXP Semiconductors N V(NXPI)Call | COM | N6596X109 | $11.3K | 100,000 | 0.5% |
| Hennessy Cap Acquston Corp I | COM | 42588L105 | $11.3K | 1,150,000 | 0.5% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $11.5K | $9,000,000 | 0.5% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $11.7K | $10,800,000 | 0.5% |
| Saban Cap Acquisition Corp | COM CL A | 78516C106 | $12.0K | 1,200,000 | 0.6% |
| American Tower Corp New(AMT) | COM | 03027X100 | $12.1K | 88,800 | 0.6% |
| Illumina Inc(ILMN) | COM | 452327109 | $12.3K | 61,900 | 0.6% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $12.6K | $6,000,000 | 0.6% |
| AT&T Inc(T)Put | COM | 00206R102 | $13.0K | 333,100 | 0.6% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $13.1K | $5,500,000 | 0.6% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $13.9K | 135,000 | 0.6% |
| Kayne Anderson Acquisition | COM CL A | 48661U102 | $14.6K | 1,500,000 | 0.7% |
| Vantage Energy Acquisition | COM CL A | 92211L105 | $14.7K | 1,500,000 | 0.7% |