Q3 2017 Holdings
Filed 2017-11-14 | 62 holdings | $219.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Powershares ETF Trust II | SENIOR LN PORT | 73936Q769 | $149.2K | 6,441,260 | 68.0% |
| Whiting Pete Corp New | NOTE 1.250% 4/0 | 966387AL6 | $22.6K | $25,210,000 | 10.3% |
| Oasis Pete Inc New | NOTE 2.625% 9/1 | 674215AJ7 | $22.1K | $20,481,000 | 10.1% |
| Vistra Energy Corp(VST) | COM | 92840M102 | $16.0K | 858,381 | 7.3% |
| Verso Corp | CL A | 92531L207 | $7.6K | 1,491,108 | 3.5% |
| Semgroup Corp | CL A | 81663A105 | $717 | 24,938 | 0.3% |
| American Airls Group Inc(AAL) | COM | 02376R102 | $618 | 13,003 | 0.3% |
| Sanchez Energy Corp | COM | 79970Y105 | $266 | 55,000 | 0.1% |
| Patterson UTI Energy Inc(PTEN) | COM | 703481101 | $38 | 1,797 | 0.0% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $27 | $37,859 | 0.0% |
| Allianzgi NFJ Divid INT & PR | COM | 01883A107 | $11 | 750 | 0.0% |
| Education Rlty TR Inc | COM NEW | 28140H203 | $10 | 266 | 0.0% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $9 | $1,000 | 0.0% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $7 | $5,000 | 0.0% |
| Gabelli Divd & Income TR(XGDVX) | COM | 36242H104 | $7 | 300 | 0.0% |
| Eaton Vance TX ADV Glbl DIV(ETG) | COM | 27828S101 | $7 | 400 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $6 | $4,000 | 0.0% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $6 | $5,000 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $5 | $1,000 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $5 | $3,000 | 0.0% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $4 | $4,000 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $4 | $4,000 | 0.0% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $4 | $2,000 | 0.0% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $3 | $1,000 | 0.0% |
| Euronet Worldwide Inc | NOTE 1.500%10/0 | 298736AH2 | $3 | $2,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $3 | $2,000 | 0.0% |
| Quad / Graphics Inc(QUAD) | COM CL A | 747301109 | $3 | 108 | 0.0% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $3 | $1,000 | 0.0% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $2 | $1,000 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $2 | $2,000 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $2 | $2,000 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $2 | $2,000 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $2 | $1,000 | 0.0% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $2 | $1,000 | 0.0% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $2 | $1,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $2 | $2,000 | 0.0% |
| Incyte Corp | NOTE 0.375%11/1 | 45337CAM4 | $2 | $1,000 | 0.0% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $2 | $2,000 | 0.0% |
| Covanta Hldg Corp(CVA1EUR) | COM | 22282E102 | $1 | 2 | 0.0% |
| Gabelli GLB SML & MD CP VAL(GGZ) | COM | 36249W104 | $1 | 30 | 0.0% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $1 | $1,000 | 0.0% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $1 | $1,000 | 0.0% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $1 | $1,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAF8 | $1 | $1,000 | 0.0% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $1 | $1,000 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $1 | $1,000 | 0.0% |
| BlackRock TAX Municpal BD TR(BBN) | SHS | 09248X100 | $1 | 14 | 0.0% |
| Broadsoft Inc | NOTE 1.000% 9/0 | 11133BAD4 | $1 | $1,000 | 0.0% |
| BlackRock Munivest FD Inc(MVF) | COM | 09253R105 | $1 | 4 | 0.0% |
| Live Nation Entertainment in | DBCV 2.500% 5/1 | 538034AJ8 | $1 | $1,000 | 0.0% |