Q3 2017 Holdings
Filed 2017-11-17 | 45 holdings | $149.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $17.4K | $7,643,000 | 11.6% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $9.3K | $5,520,000 | 6.2% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $9.0K | $8,235,000 | 6.0% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $7.4K | $6,850,000 | 4.9% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $6.9K | $5,500,000 | 4.6% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $6.7K | $5,869,000 | 4.5% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $6.4K | $4,519,000 | 4.3% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $5.9K | $4,500,000 | 4.0% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $5.7K | $5,000,000 | 3.8% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $5.1K | $4,500,000 | 3.4% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $4.6K | $4,743,000 | 3.1% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $4.5K | $4,170,000 | 3.0% |
| Arbor Rlty TR Inc | NOTE 6.500%10/0 | 038923AA6 | $4.5K | $4,187,000 | 3.0% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $4.3K | $3,500,000 | 2.9% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $4.1K | $4,299,000 | 2.7% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $3.5K | $3,500,000 | 2.4% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $3.4K | $3,500,000 | 2.3% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $3.3K | $4,500,000 | 2.2% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $3.2K | $3,586,000 | 2.2% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $3.1K | $3,500,000 | 2.1% |
| Sucampo Pharmaceuticals Inc | DBCV 3.250%12/1 | 864909AA4 | $3.1K | $3,000,000 | 2.1% |
| Western Asset MTG Cap Corp | NOTE 6.750%10/0 | 95790DAA3 | $3.0K | $3,000,000 | 2.0% |
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $2.9K | $3,400,000 | 2.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $2.6K | $1,500,000 | 1.8% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $2.6K | $2,795,000 | 1.7% |
| Emergent Biosolutions Inc | NOTE 2.875% 1/1 | 29089QAB1 | $2.2K | $1,500,000 | 1.4% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $2.1K | $2,000,000 | 1.4% |
| Layne Christensen Co | NOTE 8.000% 5/0 | 521050AD6 | $1.3K | $1,000,000 | 0.8% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $1.2K | $1,500,000 | 0.8% |
| PTC Therapeutics Inc | NOTE 3.000% 8/1 | 69366JAB7 | $1.2K | $1,500,000 | 0.8% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $1.2K | $1,000,000 | 0.8% |
| Forum Merger Corp | UNIT 06/01/2024 | 34985B202 | $1.0K | 98,100 | 0.7% |
| Encore Cap Group Inch5 | NOTE 2.875% 3/1 | 292554AH5 | $998 | $1,000,000 | 0.7% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $988 | $650,000 | 0.7% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $939 | $800,000 | 0.6% |
| Pensare Acquisition Corp | UNIT 07/27/2022 | 70957E204 | $884 | 85,600 | 0.6% |
| Industrea Acquisition Corp | UNIT 07/21/2024 | 45579J203 | $809 | 80,000 | 0.5% |
| Modern Media Acquisition | UNIT 99/99/9999 | 60765P202 | $624 | 60,000 | 0.4% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $614 | $500,000 | 0.4% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $501 | $500,000 | 0.3% |
| Chesapeake Energy Corp | NOTE 5.500% 9/1 | 165167CR6 | $460 | $500,000 | 0.3% |