Q4 2016 Holdings
Filed 2017-02-14 | 107 holdings | $1.4M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-12-07) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Pain Therapeutics IncCall | COM | 69562K100 | $4 | 7,400 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $29 | 51,011 | 0.0% |
| Wheeler Real Estate Invt TR | CV PFD SER B | 963025309 | $29 | 1,313 | 0.0% |
| Wheeler Real Estate Invt TR | COM | 963025101 | $77 | 45,000 | 0.0% |
| Double Eagle Acquisition COR | *W EXP 09/16/202 | G28195116 | $100 | 212,800 | 0.0% |
| Stonegate MTG Corp | COM | 86181Q300 | $307 | 51,400 | 0.0% |
| New Residential Invt Corp(RITM) | COM NEW | 64828T201 | $393 | 25,000 | 0.0% |
| Hennessy Cap Acquisition COR | *W EXP 07/28/202 | 42588J118 | $421 | 495,050 | 0.0% |
| Electrum SPL Acquisition COR | *W EXP 99/99/999 | G3105C112 | $462 | 1,651,425 | 0.0% |
| Ophthotech Corp | COM | 683745103 | $483 | 100,000 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | COM | 053588109 | $540 | 1,000,000 | 0.0% |
| Nexeo Solutions Inc | *W EXP 06/09/202 | 65342H110 | $595 | 850,000 | 0.0% |
| Wisdomtree TR(EPI) | INDIA ERNGS FD | 97717W422 | $606 | 30,000 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $725 | 250,000 | 0.1% |
| Inspired Entmt Inc | *W EXP 10/20/202 | 45782N116 | $777 | 1,310,948 | 0.1% |
| Cardconnect Corp | *W EXP 07/29/202 | 14141X116 | $927 | 291,500 | 0.1% |
| Energy Recovery Inc(ERII) | COM | 29270J100 | $1.0K | 100,000 | 0.1% |
| Gevo Inc | NOTE 7.500% 7/0 | 374396AA7 | $1.3K | $6,275,000 | 0.1% |
| PAN American Silver Corp(PAAS) | COM | 697900108 | $1.5K | 100,000 | 0.1% |
| Galmed Pharmaceuticals LTD(GLMD) | SHS | M47238106 | $1.5K | 434,380 | 0.1% |
| Uniqure NV(QURE) | SHS | N90064101 | $1.5K | 275,001 | 0.1% |
| Wright MED Group N V | RIGHT 03/01/2019 | N96617126 | $1.6K | 1,222,434 | 0.1% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $1.7K | 20,000 | 0.1% |
| Zafgen Inc | COM | 98885E103 | $1.9K | 600,000 | 0.1% |
| Hennessy Cap Acquisition COR | COM | 42588J100 | $2.0K | 200,000 | 0.1% |
| Dicerna Pharmaceuticals Inc(DRNAUSD) | COM | 253031108 | $2.1K | 719,450 | 0.1% |
| Ishares(TUR) | MSCI TURKEY ETF | 464286715 | $2.1K | 64,703 | 0.1% |
| Immunomedics Inc(IMMU) | COM | 452907108 | $2.1K | 575,000 | 0.2% |
| Cimpress N V(CMPR) | SHS EURO | N20146101 | $2.2K | 24,000 | 0.2% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $2.4K | $2,442,000 | 0.2% |
| Under Armour Inc(UAA)Call | CL A | 904311107 | $2.5K | 100,000 | 0.0% |
| Under Armour Inc(UA)CallA | CL C | 904311206 | $2.5K | 100,000 | 0.2% |
| Alps ETF TR(AMLPUSD) | ALERIAN MLP | 00162Q866 | $2.6K | 205,000 | 0.2% |
| Vaneck Vectors ETF TR | RUSSIA ETF | 92189F403 | $2.7K | 125,000 | 0.2% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $2.9K | 1,679,000 | 0.2% |
| Adecoagro S A(AGRO) | COM | L00849106 | $3.1K | 300,000 | 0.2% |
| ON Deck Cap Inc(ONDK) | COM | 682163100 | $3.2K | 700,000 | 0.2% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $3.5K | 2,640,000 | 0.3% |
| Media GEN Inc New | COM | 58441K100 | $3.6K | 190,000 | 0.3% |
| Select Sector Spdr TR(XLB)Put | SBI MATERIALS | 81369Y100 | $3.7K | 75,000 | 0.3% |
| Lendingclub CorpPut | COM | 52603A109 | $3.8K | 725,000 | 0.3% |
| Inspired Entmt Inc(INSE) | COM | 45782N108 | $3.9K | 480,000 | 0.3% |
| Ishares(TUR)Put | MSCI TURKEY ETF | 464286715 | $4.1K | 125,000 | 0.3% |
| Procter and Gamble Co(PG)Put | COM | 742718109 | $4.2K | 50,000 | 0.3% |
| Vaneck Vectors ETF TRCall | RUSSIA ETF | 92189F403 | $4.2K | 200,000 | 0.3% |
| AT&T Inc(T)Put | COM | 00206R102 | $4.3K | 100,000 | 0.3% |
| Kraft Heinz Co(KHC)Put | COM | 500754106 | $4.4K | 50,000 | 0.3% |
| Spdr Series Trust(XRT)Put | S&P RETAIL ETF | 78464A714 | $4.4K | 100,000 | 0.3% |
| Mondelez Intl Inc(MDLZ)Put | CL A | 609207105 | $4.4K | 100,000 | 0.3% |
| Exxon Mobil Corp(XOM)Put | COM | 30231G102 | $4.5K | 50,000 | 0.3% |