Q4 2017 Holdings
Filed 2018-02-13 | 50 holdings | $168.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $28.4K | $8,143,000 | 16.8% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $8.5K | $8,735,000 | 5.0% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $7.7K | $7,250,000 | 4.6% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $7.3K | $5,826,000 | 4.3% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $7.1K | $3,645,000 | 4.2% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $6.9K | $4,020,000 | 4.1% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $6.4K | $5,000,000 | 3.8% |
| Arbor Rlty TR Inc | NOTE 6.500%10/0 | 038923AA6 | $6.2K | $5,687,000 | 3.7% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $5.5K | $6,243,000 | 3.3% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $5.3K | $5,000,000 | 3.1% |
| Sucampo Pharmaceuticals Inc | NOTE 3.250%12/1 | 864909AB2 | $4.9K | $4,000,000 | 2.9% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $4.9K | $4,500,000 | 2.9% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $4.6K | $5,500,000 | 2.8% |
| Apollo Coml Real EST FIN Inc | 5.500% 3/1 | 03762UAA3 | $4.6K | $4,170,000 | 2.7% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $4.5K | $5,250,000 | 2.7% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $4.0K | $4,299,000 | 2.4% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $3.9K | $4,586,000 | 2.3% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $3.8K | $3,500,000 | 2.3% |
| M/I Homes Inc | NOTE 3.000% 3/0 | 55292PAB1 | $3.8K | $3,500,000 | 2.3% |
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $3.5K | $3,900,000 | 2.1% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $3.2K | $2,869,000 | 1.9% |
| Teladoc Inc | NOTE 3.000%12/1 | 87918AAA3 | $2.8K | $2,500,000 | 1.7% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $2.6K | $1,500,000 | 1.5% |
| Granite PT MTG TR Inc | NOTE 5.625%12/0 | 38741LAB3 | $2.5K | $2,500,000 | 1.5% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $2.4K | $2,500,000 | 1.4% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $2.2K | $2,250,000 | 1.3% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $1.9K | $2,000,000 | 1.1% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $1.8K | $1,660,000 | 1.1% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $1.8K | $2,000,000 | 1.1% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $1.7K | $1,625,000 | 1.0% |
| PTC Therapeutics Inc | NOTE 3.000% 8/1 | 69366JAB7 | $1.6K | $2,000,000 | 0.9% |
| Black Ridge Acquisition Corp | UNIT 10/05/2022 | 09216T206 | $1.4K | 140,000 | 0.8% |
| Layne Christensen Co | NOTE 8.000% 5/0 | 521050AD6 | $1.2K | $1,000,000 | 0.7% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $1.2K | $1,000,000 | 0.7% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $1.2K | $1,500,000 | 0.7% |
| Forum Merger Corp | UNIT 06/01/2024 | 34985B202 | $1.1K | 98,100 | 0.6% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $1.0K | $1,000,000 | 0.6% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $922 | $877,000 | 0.5% |
| Industrea Acquisition Corp | UNIT 07/21/2024 | 45579J203 | $804 | 80,000 | 0.5% |
| Pensare Acquisition Corp | UNIT 07/27/2022 | 70957E204 | $744 | 72,100 | 0.4% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $732 | $795,000 | 0.4% |
| Modern Media Acquisition | UNIT 99/99/9999 | 60765P202 | $631 | 60,000 | 0.4% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $582 | $500,000 | 0.3% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $463 | 200,000 | 0.3% |
| Willscot Corp | *W EXP 09/10/202 | 971375118 | $144 | 100,000 | 0.1% |