Q4 2017 Holdings
Filed 2018-02-14 | 33 holdings | $8.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Asure Software Inc(ASUR) | COM | 04649U102 | $5.3M | 373,949 | 61.6% |
| Casella Waste SYS Inc(CWST) | CL A | 147448104 | $3.2M | 138,510 | 37.2% |
| Entercom Communications Corp(ETMUSD) | CL A | 293639100 | $14.4K | 1,336,111 | 0.2% |
| Entercom Communications Corp(ETMUSD)Call | CL A | 293639100 | $10.9K | 1,005,000 | 0.1% |
| Teladoc Inc | NOTE 3.000%12/1 | 87918AAB1 | $8.0K | $7,000,000 | 0.1% |
| Tabula Rasa Healthcare Inc | COM | 873379101 | $6.3K | 223,462 | 0.1% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $5.3K | $4,533,000 | 0.1% |
| Wesco Intl Inc(WCC) | COM | 95082P105 | $5.1K | 74,100 | 0.1% |
| Spectrum Brands Hldgs Inc | COM | 84763R101 | $4.9K | 43,231 | 0.1% |
| Skyline Corp(SKY) | COM | 830830105 | $4.4K | 341,389 | 0.1% |
| GAP Inc del(GAP) | COM | 364760108 | $4.0K | 117,235 | 0.0% |
| Wayfair Inc(W) | CL A | 94419L101 | $3.8K | 47,726 | 0.0% |
| Forum Merger Corp | UNIT 06/01/2024 | 34985B202 | $3.7K | 336,400 | 0.0% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAA9 | $3.1K | $2,912,000 | 0.0% |
| Monarch Casino & Resort Inc(MCRI) | COM | 609027107 | $2.9K | 63,755 | 0.0% |
| Lowes COS Inc(LOW) | COM | 548661107 | $2.8K | 30,500 | 0.0% |
| Hardinge Inc | COM | 412324303 | $2.7K | 155,071 | 0.0% |
| Ringcentral Inc(RNG) | CL A | 76680R206 | $2.6K | 54,400 | 0.0% |
| Tactile SYS Technology Inc(TCMD) | COM | 87357P100 | $2.6K | 89,690 | 0.0% |
| Callidus Software Inc(CALD) | COM | 13123E500 | $2.6K | 90,131 | 0.0% |
| Epam SYS Inc(EPAM) | COM | 29414B104 | $2.6K | 23,897 | 0.0% |
| Invacare Corp | COM | 461203101 | $2.5K | 148,500 | 0.0% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $2.5K | 24,439 | 0.0% |
| SP Plus Corp(SPUSD) | COM | 78469C103 | $2.1K | 57,290 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $2.1K | $2,000,000 | 0.0% |
| Gores Hldgs II Inc | COM CL A | 382867109 | $1.8K | 177,425 | 0.0% |
| GGP Inc | COM | 36174X101 | $1.7K | 72,000 | 0.0% |
| Fintech Acquisition Corp II | COM | 31810G109 | $1.3K | 126,300 | 0.0% |
| Pretium RES Inc | DEBT 2.250% 3/1 | C74839AA6 | $1.1K | $1,000,000 | 0.0% |
| Opiant Pharmaceuticals Inc | COM | 683750103 | $774 | 33,680 | 0.0% |
| Gores Hldgs II Inc | *W EXP 03/06/202 | 382867117 | $117 | 74,820 | 0.0% |
| Fintech Acquisition Corp II | *W EXP 01/19/202 | 31810G117 | $104 | 75,450 | 0.0% |
| National Energy Services REU | *W EXP 05/05/202 | G6375R115 | $76 | 91,000 | 0.0% |