Q1 2018 Holdings
Filed 2018-05-14 | 55 holdings | $137.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $10.0K | $9,735,000 | 7.2% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $7.8K | $7,550,000 | 5.7% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $7.6K | $5,826,000 | 5.5% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $7.4K | 28,000 | 5.3% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $7.0K | $6,750,000 | 5.1% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $6.8K | $5,000,000 | 4.9% |
| Arbor Rlty TR Inc | NOTE 6.500%10/0 | 038923AA6 | $6.2K | $5,687,000 | 4.5% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $6.1K | $3,469,000 | 4.4% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $5.4K | $5,000,000 | 3.9% |
| Microchip Technology Inc | SDCV 2.250% 2/1 | 595017AG9 | $5.3K | $4,400,000 | 3.9% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $4.5K | $4,500,000 | 3.2% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $4.5K | $4,170,000 | 3.2% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $3.7K | $4,500,000 | 2.7% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $3.6K | $3,119,000 | 2.6% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $3.6K | $3,500,000 | 2.6% |
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $3.5K | $4,150,000 | 2.6% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $3.5K | $3,000,000 | 2.5% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $3.4K | $3,756,000 | 2.5% |
| Pretium RES Inc | NOTE 2.250% 3/1 | 74139CAB8 | $3.1K | $3,700,000 | 2.2% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $2.7K | $1,500,000 | 1.9% |
| Mtech Acquisition Corp | UNIT 01/19/2023 | 55378W206 | $2.5K | 250,000 | 1.8% |
| Granite PT MTG TR Inc | NOTE 5.625%12/0 | 38741LAB3 | $2.5K | $2,500,000 | 1.8% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $1.9K | $2,030,000 | 1.4% |
| Nanthealth Inc | NOTE 5.500%12/1 | 630104AB3 | $1.8K | $2,500,000 | 1.3% |
| Vector Group LTD | FRNT | 92240MBC1 | $1.6K | $1,500,000 | 1.2% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $1.6K | 14,000 | 1.2% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $1.5K | 150,000 | 1.1% |
| Black Ridge Acquisition Corp | UNIT 10/05/2022 | 09216T206 | $1.5K | 140,000 | 1.1% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $1.4K | 12,000 | 1.0% |
| Qualcomm Inc(QCOM) | COM | 747525103 | $1.4K | 25,000 | 1.0% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $1.3K | 125,000 | 0.9% |
| GSV Cap Corp | NOTE 4.750% 3/2 | 36191JAC5 | $1.3K | $1,250,000 | 0.9% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $1.2K | $1,000,000 | 0.9% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $1.2K | $1,125,000 | 0.8% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $1.0K | 100,000 | 0.7% |
| Renewable Energy Group Inc | NOTE 2.750% 6/1 | 75972AAA1 | $972 | $877,000 | 0.7% |
| PTC Therapeutics Inc | NOTE 3.000% 8/1 | 69366JAB7 | $935 | $1,000,000 | 0.7% |
| Industrea Acquisition Corp | UNIT 07/21/2024 | 45579J203 | $832 | 80,000 | 0.6% |
| Inseego Corp | NOTE 5.500% 6/1 | 45782BAA2 | $805 | $1,000,000 | 0.6% |
| Pensare Acquisition Corp | UNIT 07/27/2022 | 70957E204 | $752 | 72,100 | 0.5% |
| Modern Media Acquisition | UNIT 99/99/9999 | 60765P202 | $637 | 60,000 | 0.5% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $523 | $500,000 | 0.4% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $481 | $500,000 | 0.3% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $472 | 200,000 | 0.3% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $444 | $500,000 | 0.3% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $367 | $400,000 | 0.3% |
| Simply Good Foods Co | *W EXP 07/07/202 | 82900L110 | $355 | 100,000 | 0.3% |
| Willscot Corp | *W EXP 09/10/202 | 971375118 | $334 | 200,000 | 0.2% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $296 | $300,000 | 0.2% |
| Mtech Acquisition Corp | COM CLASS A | 55378W107 | $287 | 30,000 | 0.2% |