Q3 2023 Holdings
Filed 2023-11-08 | 260 holdings | $614.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kins Tech Group CL A -Cw25(CXAIW) | WARRANT | 23248B117 | $8.3K | 83,053 | 0.0% |
| Alpha Star ACQ Corp - Rights | EQUITY RIGHT | G0230C132 | $9.1K | 90,200 | 0.0% |
| Accretion Acquisition Cor-Rt | EQUITY RIGHT | 00438Y123 | $10.0K | 154,700 | 0.0% |
| Breeze Holdings Acq- Rights(BRZHR) | EQUITY RIGHT | 106762123 | $10.4K | 128,600 | 0.0% |
| Mountain Crest Acquisiti-Rts | EQUITY RIGHT | 62404B115 | $10.9K | 54,100 | 0.0% |
| Horizon Space Acquisition-Rt | EQUITY RIGHT | G4619M125 | $11.5K | 67,700 | 0.0% |
| Redwoods Acquisition-Rights | EQUITY RIGHT | 758083125 | $14.0K | 100,000 | 0.0% |
| Presto Automation Inc | WARRANT | 74113T113 | $15.0K | 301,100 | 0.0% |
| Churchill Capital VII -Cw28 | WARRANT | 17144M110 | $15.7K | 51,026 | 0.0% |
| Opko Health Inc(OPK) | EQUITY | 68375N103 | $16.0K | 10,000 | 0.0% |
| Bannix Acquisition Corp-Rts | EQUITY RIGHT | 066644121 | $16.4K | 65,718 | 0.0% |
| Northview Acquisition Co-Rts | EQUITY RIGHT | 66718N129 | $17.9K | 105,300 | 0.0% |
| Spring Valley Acquisit-Right | EQUITY RIGHT | G83752132 | $19.5K | 129,700 | 0.0% |
| Trailblazer Merger Corp-Rts(TBMCR) | EQUITY RIGHT | 89278D125 | $20.0K | 110,950 | 0.0% |
| Mountain Crest ACQ Corp -Rts | EQUITY RIGHT | 62403K116 | $22.4K | 77,305 | 0.0% |
| Edgio Inc | EQUITY | 53261M104 | $29.4K | 34,500 | 0.0% |
| Oculis Holding AG | WARRANT | H5870P110 | $37.0K | 21,896 | 0.0% |
| ESH Acquisition Corp - Right(ESHAR) | EQUITY RIGHT | 296424112 | $53.1K | 252,850 | 0.0% |
| Tencent Music Entertainm(TME) | DEPOSITORY RECEI | 88034P109 | $63.8K | 10,000 | 0.0% |
| Gamco Natural Resources Gold(GNT) | EXCHANGE TRADED | 36465E101 | $65.2K | 13,205 | 0.0% |
| 3D Systems Corp(DDD) | EQUITY | 88554D205 | $70.7K | 14,400 | 0.0% |
| Clear Channel Outdoor Holdin(CCO) | EQUITY | 18453H106 | $86.9K | 55,000 | 0.0% |
| Arlo Technologies Inc(ARLO) | EQUITY | 04206A101 | $103.0K | 10,000 | 0.0% |
| Vimeo Inc(VMEO*) | EQUITY | 92719V100 | $111.5K | 31,500 | 0.0% |
| Westwood Holdings Group Inc(WHG) | EQUITY | 961765104 | $111.7K | 11,000 | 0.0% |
| Solarwinds Corp(0OIA) | EQUITY | 83417Q204 | $122.7K | 13,000 | 0.0% |
| Nikola Corp | EQUITY | 654110105 | $133.5K | 85,000 | 0.0% |
| Bausch Health COS Inc(BHC) | EQUITY | 071734107 | $142.2K | 17,300 | 0.0% |
| N-Able Inc(NABL) | EQUITY | 62878D100 | $148.4K | 11,500 | 0.0% |
| Telefonica SA(TELFY) | DEPOSITORY RECEI | 879382208 | $187.2K | 46,000 | 0.0% |
| Vulcan Materials Co(VMC) | EQUITY | 929160109 | $202.0K | 1,000 | 0.0% |
| Advanced Micro Devices(AMD) | EQUITY | 007903107 | $205.6K | 2,000 | 0.0% |
| National Fuel Gas Co(NFG) | EQUITY | 636180101 | $207.6K | 4,000 | 0.0% |
| CVS Health Corp(CVS) | EQUITY | 126650100 | $209.5K | 3,000 | 0.0% |
| American Outdoor Brands Inc(AOUT) | EQUITY | 02875D109 | $210.3K | 21,500 | 0.0% |
| Algonquin Power & Utilities(AQN) | EQUITY | 015857105 | $210.8K | 35,600 | 0.0% |
| Caesars Entertainment Inc(CZR) | EQUITY | 12769G100 | $213.2K | 4,600 | 0.0% |
| Bellevue Life Sciences Acqui | EQUITY | 079174108 | $216.3K | 20,800 | 0.0% |
| Elevance Health Inc(ELV) | EQUITY | 036752103 | $217.7K | 500 | 0.0% |
| Intercept Pharmas | BOND CONVERTIBLE | 45845PAB4 | $220.7K | $225,000 | 0.0% |
| Texas Instruments Inc(TXN) | EQUITY | 882508104 | $222.6K | 1,400 | 0.0% |
| Ford Motor Co(F) | EQUITY | 345370860 | $223.6K | 18,000 | 0.0% |
| Greenhill & Co Inc | EQUITY | 395259104 | $229.1K | 15,483 | 0.0% |
| Cencora Inc(COR) | EQUITY | 03073E105 | $230.7K | 1,282 | 0.0% |
| Johnson & Johnson(JNJ) | EQUITY | 478160104 | $233.6K | 1,500 | 0.0% |
| Infinera Corp | BOND CONVERTIBLE | 45667GAC7 | $238.5K | $250,000 | 0.0% |
| Tesla Inc(TSLA) | EQUITY | 88160R101 | $240.2K | 960 | 0.0% |
| Avantor Inc(AVTR) | EQUITY | 05352A100 | $246.5K | 11,693 | 0.0% |
| Alchemy Investments Acquisit | EQUITY UNIT | G0232F117 | $251.8K | 24,100 | 0.0% |
| Apple Inc(AAPL) | EQUITY | 037833100 | $256.8K | 1,500 | 0.0% |