Q3 2014 Holdings
Filed 2014-11-13 | 55 holdings | $13.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Abbvie(ABBV) | Common | 00287Y109 | $13.2M | 231,300 | 97.5% |
| Amerco(UHAL) | Common | 023586100 | $62.4K | 242,865 | 0.5% |
| Mannkind | Cv 5.75% | 56400PAC6 | $32.9K | $29,885,000 | 0.2% |
| IBM(IBM) | Common | 459200101 | $22.2K | 118,500 | 0.2% |
| Allstate(ALL) | Common | 020002101 | $19.9K | 327,000 | 0.1% |
| Flotek | Common | 343389102 | $19.8K | 784,335 | 0.1% |
| Merck | Common | 589331107 | $15.5K | 265,000 | 0.1% |
| Phoenix Cos. | Common | 71902E604 | $13.2K | 235,352 | 0.1% |
| Pfizer(PFE) | Common | 717081103 | $13.1K | 452,000 | 0.1% |
| Nextera Energy | Common | 302571104 | $11.7K | 124,000 | 0.1% |
| Abbott(ABT) | Common | 002824100 | $9.4K | 229,300 | 0.1% |
| Diamond Foods | Common | 252603105 | $9.3K | 323,000 | 0.1% |
| Petroquest | Pfd 6.875% | 716748207 | $8.7K | 203,000 | 0.1% |
| Bunge(BG) | Common | G16962105 | $8.2K | 100,000 | 0.1% |
| XM Sirius | Cv 7% | 98375YAU0 | $7.6K | $4,000,000 | 0.1% |
| Direct TV | Common | 25490A101 | $7.5K | 86,500 | 0.1% |
| Calpine | Common | 131347304 | $6.4K | 294,849 | 0.0% |
| RLI(RLI) | Common | 749607107 | $6.4K | 149,600 | 0.0% |
| Sandridge Energy | Pfd 8.5% | 80007P604 | $6.0K | 60,000 | 0.0% |
| C&J Energy | Common | 12467B304 | $5.9K | 200,000 | 0.0% |
| Titan Wheel(TWI) | Common | 88830M102 | $4.9K | 425,000 | 0.0% |
| Omega Protein | Common | 68210P107 | $4.2K | 341,000 | 0.0% |
| Bunge | Pfd 4.875% | 032549322 | $4.0K | 37,400 | 0.0% |
| Supernus(SUPN) | Common | 868459108 | $3.5K | 400,000 | 0.0% |
| Astrotech | Common | 846243400 | $3.0K | 1,070,073 | 0.0% |
| BPZ Resources | Cv 6.5% | 055639AA6 | $2.9K | $3,000,000 | 0.0% |
| Supernus | Cv 7.5% | 868459AA6 | $2.6K | $1,500,000 | 0.0% |
| Ashland | Common | 044209104 | $2.5K | 25,000 | 0.0% |
| AES | Pfd 6.75% | 00808N202 | $2.4K | 46,400 | 0.0% |
| Actua | Common | 46059C205 | $2.4K | 153,300 | 0.0% |
| Intrepid Potash | Common | 46121Y102 | $2.2K | 150,000 | 0.0% |
| Gainsco | Common | 363127200 | $2.2K | 240,727 | 0.0% |
| Edap(EDA) | Common | 268311107 | $2.1K | 1,565,494 | 0.0% |
| Durect(DRRXEUR) | Common | 266605104 | $1.7K | 1,215,973 | 0.0% |
| Pepco Holding | Common | 713291102 | $1.6K | 60,900 | 0.0% |
| Integrys Energy | Common | 92931B106 | $1.6K | 24,594 | 0.0% |
| Titan Wheel | Cv 5.625% | 888305AA7 | $1.6K | 1,000,000 | 0.0% |
| Perrigo | Common | BGH1M56 | $1.5K | 9,926 | 0.0% |
| XEL Energy(XEL) | Common | 98389B100 | $1.5K | 47,511 | 0.0% |
| Duke Energy(DUK) | Common | 26441C204 | $1.4K | 19,000 | 0.0% |
| Gevo | Cv 7.5% | 374396AA7 | $1.3K | $2,000,000 | 0.0% |
| US Ecology | Common | 91732J102 | $1.1K | 25,300 | 0.0% |
| Kinross(KGC) | Common | 496902404 | $1.1K | 344,848 | 0.0% |
| DeCode Genetics | Cv 3.5% | 243586AB0 | $867 | $24,787,000 | 0.0% |
| Sandridge Energy | Common | 80007P307 | $765 | 182,168 | 0.0% |
| Agenus(AGENEUR) | Common | 00847G705 | $709 | 233,515 | 0.0% |
| Avista(AVA) | Common | 05379B107 | $616 | 20,000 | 0.0% |
| CMS Energy(CMS) | Common | 125896100 | $599 | 20,000 | 0.0% |
| Endeavor | Cv 5.5% | 29257MAD2 | $587 | $11,750,000 | 0.0% |
| Hospira | Common | 441060100 | $519 | 10,000 | 0.0% |