Q4 2015 Holdings
Filed 2016-02-12 | 49 holdings | $14.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Abbvie(ABBV) | Common | 00287Y109 | $13.8M | 232,915 | 97.5% |
| Amerco(UHAL) | Common | 023586100 | $75.4K | 193,565 | 0.5% |
| Nextera Energy | Common | 302571104 | $25.3K | 243,200 | 0.2% |
| Duke Energy(DUK) | Common | 26441C204 | $24.8K | 347,788 | 0.2% |
| Mannkind | Cv 5.75% | 56400PAM4 | $22.2K | $27,690,000 | 0.2% |
| Allstate(ALL) | Common | 020002101 | $20.7K | 333,800 | 0.1% |
| CMS Energy(CMS) | Common | 125896100 | $19.4K | 538,300 | 0.1% |
| XEL Energy(XEL) | Common | 98389B100 | $17.3K | 481,600 | 0.1% |
| Pfizer(PFE) | Common | 717081103 | $14.7K | 455,332 | 0.1% |
| Merck | Common | 589331107 | $13.7K | 259,400 | 0.1% |
| IBM(IBM) | Common | 459200101 | $11.9K | 86,500 | 0.1% |
| Abbott(ABT) | Common | 002824100 | $10.4K | 230,915 | 0.1% |
| Avista(AVA) | Common | 05379B107 | $9.2K | 261,000 | 0.1% |
| XM Sirius(SIRIEUR) | Common | 82968B103 | $8.8K | 2,172,548 | 0.1% |
| Flotek | Common | 343389102 | $7.6K | 664,335 | 0.1% |
| RLI(RLI) | Common | 749607107 | $6.9K | 112,120 | 0.0% |
| Bunge(BG) | Common | G16962105 | $6.8K | 100,000 | 0.0% |
| Edap(EDA) | Common | 268311107 | $4.3K | 1,045,494 | 0.0% |
| Calpine | Common | 131347304 | $4.3K | 294,849 | 0.0% |
| Supernus | Cv 7.5% | 868459AA6 | $4.0K | $1,500,000 | 0.0% |
| Ennis(EBF) | Common | 293389102 | $3.5K | 182,800 | 0.0% |
| Bunge | Pfd 4.875% | 032549322 | $3.5K | 37,400 | 0.0% |
| Supernus(SUPN) | Common | 868459108 | $3.4K | 254,581 | 0.0% |
| Gainsco | Common | 363127200 | $3.4K | 246,541 | 0.0% |
| Fluidigm | Cv 2.75% | 34385PAA6 | $3.2K | $5,009,000 | 0.0% |
| Petroquest | Pfd 6.875% | 716748207 | $3.0K | 229,830 | 0.0% |
| Synergy | Cv 7.5% | 871639AA8 | $2.8K | $1,500,000 | 0.0% |
| Ashland | Common | 044209104 | $2.6K | 25,000 | 0.0% |
| AES | Pfd 6.75% | 00808N202 | $2.3K | 46,400 | 0.0% |
| Xtnt | Cv 6% | 05644RAA9 | $1.8K | $2,000,000 | 0.0% |
| Astrotech | Common | 846243400 | $1.6K | 1,070,073 | 0.0% |
| Actua | Common | 46059C205 | $1.6K | 140,000 | 0.0% |
| Pepco Holding | Common | 713291102 | $1.6K | 60,900 | 0.0% |
| Durect(DRRXEUR) | Common | 266605104 | $1.6K | 713,609 | 0.0% |
| Perrigo | Common | BGH1M56 | $1.4K | 9,926 | 0.0% |
| WEC Energy | Common | 976657106 | $1.2K | 24,252 | 0.0% |
| Exelexis | Cv 4.25% | 30161QAC8 | $1.2K | $1,000,000 | 0.0% |
| Pernix | Cv 4.25% | 71426VAH1 | $1.2K | $2,000,000 | 0.0% |
| Agenus(AGENEUR) | Common | 00847G705 | $1.1K | 233,515 | 0.0% |
| Titan Wheel | Cv 5.625% | 888305AA7 | $936 | 1,000,000 | 0.0% |
| US Ecology | Common | 91732J102 | $921 | 25,300 | 0.0% |
| Gevo | Cv 7.5% | 374396AA7 | $800 | $2,000,000 | 0.0% |
| Titan Wheel(TWI) | Common | 88830M102 | $788 | 200,000 | 0.0% |
| Goldcorp | Common | 380956409 | $578 | 50,000 | 0.0% |
| Exxon(XOM) | Common | 30231G102 | $404 | 5,184 | 0.0% |
| Kellogg(KEL) | Common | 487836108 | $320 | 4,436 | 0.0% |
| Solitario(XPL) | Common | 8342EP107 | $124 | 254,040 | 0.0% |
| Sandridge Energy | Pfd 8.5% | 80007P604 | $98 | 20,800 | 0.0% |
| DeCode Genetics | Cv 3.5% | 243586AB0 | $6 | $24,787,000 | 0.0% |