Q3 2016 Holdings
Filed 2016-11-14 | 4548 holdings | $2.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $1 | 99,900 | 0.0% |
| Galena Biopharma Inc | COM | 363256108 | $4 | 10,097 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $11 | 11,175 | 0.0% |
| CTI Biopharma Corp | COM | 12648L106 | $12 | 32,560 | 0.0% |
| Pacific SPL Acquisition Corp | *W EXP 10/20/202 | G68588121 | $16 | 191,900 | 0.0% |
| Mannkind CorpPut | COM | 56400P201 | $16 | 25,000 | 0.0% |
| Mannkind CorpCall | COM | 56400P201 | $16 | 25,000 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $25 | 29,112 | 0.0% |
| W & T Offshore Inc(WTI) | COM | 92922P106 | $26 | 15,016 | 0.0% |
| Diana Shipping Inc | COM | Y2066G104 | $28 | 10,855 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $30 | 1,949,600 | 0.0% |
| Affimed N V | COM | N01045108 | $31 | 10,986 | 0.0% |
| Triangle Pete Corp | COM NEW | 89600B201 | $33 | 120,258 | 0.0% |
| Unilife Corp New | COM NEW | 90478E301 | $34 | 16,205 | 0.0% |
| Arena Pharmaceuticals Inc | COM | 040047102 | $35 | 20,200 | 0.0% |
| Andina Acquisition Corp II | *W EXP 11/23/202 | G0441P138 | $35 | 194,900 | 0.0% |
| Andina Acquisition Corp II | RIGHT 09/01/2017 | G0441P120 | $39 | 156,700 | 0.0% |
| NQ Mobile Inc | ADR REPSTG CL A | 64118U108 | $40 | 10,500 | 0.0% |
| Rait Financial Trust | COM NEW | 749227609 | $42 | 12,499 | 0.0% |
| Arowana Inc | *W EXP 04/29/202 | G05011112 | $42 | 325,000 | 0.0% |
| Kinross Gold Corp(KGC) | COM NO PAR | 496902404 | $44 | 10,550 | 0.0% |
| Terraform Global Inc | CL A | 88104M101 | $46 | 11,275 | 0.0% |
| EP Energy Corp | CL A | 268785102 | $50 | 11,410 | 0.0% |
| Moduslink Global Solutions I | COM NEW | 60786L206 | $55 | 33,268 | 0.0% |
| Intelsat S A | COM | L5140P101 | $56 | 20,632 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $58 | 14,149 | 0.0% |
| Immunomedics Inc(IMMU) | COM | 452907108 | $60 | 18,400 | 0.0% |
| Pronai Therapeutics Inc | COM | 74346L101 | $61 | 33,698 | 0.0% |
| Tsakos Energy Navigation LTD | SHS | G9108L108 | $63 | 13,039 | 0.0% |
| Arowana Inc | RIGHT 01/01/2017 | G05011120 | $65 | 325,000 | 0.0% |
| Morgans Hotel Group Co | COM | 61748W108 | $69 | 34,212 | 0.0% |
| First Bancorp P R(FBP) | COM NEW | 318672706 | $71 | 13,569 | 0.0% |
| Sunesis Pharmaceuticals Inc | COM PAR | 867328700 | $72 | 16,377 | 0.0% |
| Mirati Therapeutics Inc(MRTXEUR) | COM | 60468T105 | $73 | 10,977 | 0.0% |
| Hhgregg Inc(HGGG) | COM | 42833L108 | $74 | 40,314 | 0.0% |
| Papa Murphys Hldgs Inc | COM | 698814100 | $74 | 11,451 | 0.0% |
| Abeona Therapeutics Inc(ABEO1EUR) | COM | 00289Y107 | $75 | 12,429 | 0.0% |
| Tokai Pharmaceuticals Inc | COM | 88907J107 | $76 | 49,403 | 0.0% |
| Pier 1 Imports Inc | COM | 720279108 | $77 | 18,209 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $78 | 10,327 | 0.0% |
| Avianca Hldgs SA | SPON ADR REP PFD | 05367G100 | $79 | 12,158 | 0.0% |
| Alcobra LTD | SHS | M2239P109 | $80 | 32,579 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $80 | 20,246 | 0.0% |
| Sigma Designs Inc | COM | 826565103 | $80 | 10,270 | 0.0% |
| Tonix Pharmaceuticals Hldg C | COM NEW | 890260201 | $82 | 117,591 | 0.0% |
| Kandi Technologies Group Inc | COM | 483709101 | $82 | 14,926 | 0.0% |
| Bonanza Creek Energy Inc | COM | 097793103 | $83 | 81,598 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $84 | 46,869 | 0.0% |
| Senomyx Inc | COM | 81724Q107 | $85 | 20,015 | 0.0% |
| Ericsson(ERIC) | ADR B SEK 10 | 294821608 | $86 | 11,937 | 0.0% |