Q3 2016 Holdings
Filed 2016-11-14 | 67 holdings | $77.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bancorp Inc del(TBBK) | COM | 05969A105 | $27.2M | 4,229,213 | 35.1% |
| Codexis Inc(CDXS) | COM | 192005106 | $24.7M | 5,561,082 | 31.9% |
| Akebia Therapeutics Inc(AKBA) | COM | 00972D105 | $17.3M | 1,915,008 | 22.4% |
| Americas CAR Mart Inc(CRMT) | COM | 03062T105 | $7.4M | 202,350 | 9.5% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $167.1K | 1,345,000 | 0.2% |
| Scientific Games Corp(LNWO)Call | CL A | 80874P109 | $51.8K | 4,598,200 | 0.1% |
| Yahoo Inc | COM | 984332106 | $51.4K | 1,192,776 | 0.1% |
| Dolby Laboratories Inc(DLB) | COM | 25659T107 | $46.0K | 847,907 | 0.1% |
| Firstcash Inc | COM | 33767D105 | $38.7K | 822,912 | 0.1% |
| Sodastream International LTD | USD SHS | M9068E105 | $35.0K | 1,319,215 | 0.0% |
| Meta Finl Group Inc(CASH) | COM | 59100U108 | $25.8K | 425,271 | 0.0% |
| Citi Trends Inc(CTRN) | COM | 17306X102 | $23.8K | 1,194,988 | 0.0% |
| Scientific Games Corp(LNWO) | CL A | 80874P109 | $23.3K | 2,067,876 | 0.0% |
| Sciclone Pharmaceuticals Inc | COM | 80862K104 | $18.1K | 1,769,558 | 0.0% |
| QAD Inc(QADA) | CL A | 74727D306 | $17.3K | 774,933 | 0.0% |
| Arqule Inc(ARQLUSD) | COM | 04269E107 | $16.3K | 9,263,041 | 0.0% |
| Prothena Corp(PRTA)Put | SHS | G72800108 | $13.7K | 229,000 | 0.0% |
| Luxfer Hldgs PLC | SPONSORED ADR | 550678106 | $13.7K | 1,178,078 | 0.0% |
| Owens Rlty MTG Inc | COM | 690828108 | $13.5K | 778,867 | 0.0% |
| Golden Entmt Inc(GDEN) | COM | 381013101 | $11.8K | 942,786 | 0.0% |
| Fiat Chrysler Automobiles NCall | SHS | N31738102 | $11.5K | 1,795,800 | 0.0% |
| Bridgepoint ED Inc | COM | 10807M105 | $11.4K | 1,653,826 | 0.0% |
| Imperial Hldgs Inc | NOTE 8.500% 2/1 | 452834AE4 | $10.7K | $11,970,000 | 0.0% |
| Restoration Hardware Hldgs ICall | COM | 761283100 | $10.4K | 300,000 | 0.0% |
| Ferrari N V(RACE) | COM | N3167Y103 | $9.8K | 189,582 | 0.0% |
| Restoration Hardware Hldgs I | COM | 761283100 | $9.4K | 272,876 | 0.0% |
| Pharmathene Inc | COM | 71714G102 | $9.3K | 3,202,045 | 0.0% |
| Sarepta Therapeutics Inc(SRPT)Call | COM | 803607100 | $9.2K | 150,000 | 0.0% |
| Cardconnect Corp | COM | 14141X108 | $9.2K | 938,808 | 0.0% |
| Ezcorp Inc(EZPW) | CL A NON VTG | 302301106 | $7.8K | 703,471 | 0.0% |
| Eldorado Resorts Inc(ERIEUR) | COM | 28470R102 | $6.5K | 459,793 | 0.0% |
| Trans World Entmt Corp | COM | 89336Q100 | $6.2K | 1,784,034 | 0.0% |
| Cogentix MED Inc | COM | 19243A104 | $6.1K | 3,324,877 | 0.0% |
| Evolution Petroleum Corp(EPM) | COM | 30049A107 | $5.7K | 903,282 | 0.0% |
| Corrections Corp Amer NewPut | COM NEW | 22025Y407 | $5.5K | 400,000 | 0.0% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $5.5K | $5,500,000 | 0.0% |
| Emergent Cap Inc(EMGCUSD) | COM | 29102N105 | $5.4K | 1,845,659 | 0.0% |
| Lincoln EDL Svcs Corp(LINC) | COM | 533535100 | $5.0K | 2,263,899 | 0.0% |
| Republic Bancorp KY(RBCAA) | CL A | 760281204 | $4.7K | 151,658 | 0.0% |
| Radiant Logistics Inc(RLGT) | COM | 75025X100 | $4.5K | 1,600,665 | 0.0% |
| ON Deck Cap Inc(ONDK) | COM | 682163100 | $4.2K | 728,564 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $3.9K | 3,870,832 | 0.0% |
| Falconstor Software Inc | COM | 306137100 | $3.5K | 3,392,318 | 0.0% |
| Dover Motorsports Inc | COM | 260174107 | $3.0K | 1,229,789 | 0.0% |
| Chemocentryx Inc(CCXIEUR) | COM | 16383L106 | $2.8K | 466,440 | 0.0% |
| Eldorado Resorts Inc(ERIEUR)Call | COM | 28470R102 | $2.7K | 190,500 | 0.0% |
| Corrections Corp Amer NewCall | COM NEW | 22025Y407 | $2.2K | 157,400 | 0.0% |
| Emmis Communications Corp(EMMS) | COM NEW CL A | 291525400 | $1.4K | 342,193 | 0.0% |
| Dover Downs Gaming & Entmt I | COM | 260095104 | $1.4K | 1,261,253 | 0.0% |
| Streamline Health Solutions | COM | 86323X106 | $1.3K | 692,108 | 0.0% |