Q4 2016 Holdings
Filed 2017-02-14 | 71 holdings | $77.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bancorp Inc del(TBBK) | COM | 05969A105 | $27.6M | 3,513,697 | 35.6% |
| Codexis Inc(CDXS) | COM | 192005106 | $25.8M | 5,602,041 | 33.2% |
| Akebia Therapeutics Inc(AKBA) | COM | 00972D105 | $23.2M | 2,232,408 | 30.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $214.4K | 1,590,000 | 0.3% |
| Scientific Games Corp(LNWO)Call | CL A | 80874P109 | $64.4K | 4,598,200 | 0.1% |
| Dolby Laboratories Inc(DLB) | COM | 25659T107 | $41.9K | 927,907 | 0.1% |
| Sodastream International LTD | USD SHS | M9068E105 | $41.1K | 1,040,817 | 0.1% |
| Firstcash Inc | COM | 33767D105 | $40.6K | 864,472 | 0.1% |
| Meta Finl Group Inc(CASH) | COM | 59100U108 | $39.8K | 386,986 | 0.1% |
| Spdr Series Trust(KRE)Put | S&P REGL BKG | 78464A698 | $36.1K | 650,000 | 0.0% |
| Yahoo Inc | COM | 984332106 | $34.1K | 882,776 | 0.0% |
| Sciclone Pharmaceuticals Inc | COM | 80862K104 | $23.4K | 2,169,043 | 0.0% |
| QAD Inc(QADA) | CL A | 74727D306 | $23.1K | 758,954 | 0.0% |
| Restoration Hardware Hldgs ICall | COM | 761283100 | $21.5K | 700,000 | 0.0% |
| Dolby Laboratories Inc(DLB)Call | COM | 25659T107 | $18.1K | 400,000 | 0.0% |
| Bridgepoint ED Inc | COM | 10807M105 | $18.0K | 1,774,198 | 0.0% |
| Luxfer Hldgs PLC | SPONSORED ADR | 550678106 | $16.7K | 1,537,293 | 0.0% |
| Scientific Games Corp(LNWO) | CL A | 80874P109 | $16.6K | 1,186,689 | 0.0% |
| Fiat Chrysler Automobiles NCall | SHS | N31738102 | $16.4K | 1,795,800 | 0.0% |
| Citi Trends Inc(CTRN) | COM | 17306X102 | $15.2K | 808,349 | 0.0% |
| Golden Entmt Inc(GDEN) | COM | 381013101 | $12.3K | 1,013,860 | 0.0% |
| Owens Rlty MTG Inc | COM | 690828108 | $12.1K | 654,968 | 0.0% |
| Cardconnect Corp | COM | 14141X108 | $11.9K | 938,808 | 0.0% |
| Arqule Inc(ARQLUSD) | COM | 04269E107 | $11.8K | 9,333,541 | 0.0% |
| Ariad Pharmaceuticals IncPut | COM | 04033A100 | $11.2K | 900,000 | 0.0% |
| Restoration Hardware Hldgs I | COM | 761283100 | $11.2K | 364,376 | 0.0% |
| Eldorado Resorts Inc(ERIEUR) | COM | 28470R102 | $10.7K | 628,893 | 0.0% |
| Pharmathene Inc | COM | 71714G102 | $10.4K | 3,202,045 | 0.0% |
| ON Deck Cap Inc(ONDK) | COM | 682163100 | $8.1K | 1,757,126 | 0.0% |
| Imperial Hldgs Inc | NOTE 8.500% 2/1 | 452834AE4 | $7.6K | $9,970,000 | 0.0% |
| Ferrari N V(RACE) | COM | N3167Y103 | $7.5K | 129,064 | 0.0% |
| Corecivic Inc(CXW)Put | COM | 21871N101 | $7.3K | 300,000 | 0.0% |
| Evolution Petroleum Corp(EPM) | COM | 30049A107 | $6.9K | 688,282 | 0.0% |
| Cogentix MED Inc | COM | 19243A104 | $6.3K | 3,132,384 | 0.0% |
| Radiant Logistics Inc(RLGT) | COM | 75025X100 | $6.0K | 1,544,154 | 0.0% |
| Trans World Entmt Corp | COM | 89336Q100 | $5.8K | 1,784,034 | 0.0% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $5.4K | $5,500,000 | 0.0% |
| Devry ED Group IncPut | COM | 251893103 | $4.7K | 150,000 | 0.0% |
| Sears Hldgs CorpCall | COM | 812350106 | $4.6K | 500,000 | 0.0% |
| Lincoln EDL Svcs Corp(LINC) | COM | 533535100 | $4.6K | 2,373,899 | 0.0% |
| Ezcorp Inc(EZPW) | CL A NON VTG | 302301106 | $4.1K | 386,494 | 0.0% |
| Dover Motorsports Inc | COM | 260174107 | $4.0K | 1,725,789 | 0.0% |
| Chemocentryx Inc(CCXIEUR) | COM | 16383L106 | $3.5K | 467,455 | 0.0% |
| Marriott Vacations Wrldwde C(VAC) | COM | 57164Y107 | $3.4K | 40,000 | 0.0% |
| Emergent Cap Inc(EMGCUSD) | COM | 29102N105 | $2.4K | 2,010,970 | 0.0% |
| Emmis Communications Corp(EMMS) | COM NEW CL A | 291525400 | $2.3K | 674,122 | 0.0% |
| Uniqure NV(QURE) | SHS | N90064101 | $2.2K | 400,000 | 0.0% |
| Sterling Construction Co Inc(STRL) | COM | 859241101 | $2.2K | 257,604 | 0.0% |
| Universal Technical Inst Inc(UTI) | COM | 913915104 | $2.0K | 686,546 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $2.0K | 3,429,353 | 0.0% |