Q2 2017 Holdings
Filed 2017-08-09 | 49 holdings | $17.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Abbvie(ABBV) | Common | 00287Y109 | $16.9M | 232,915 | 97.6% |
| Amerco(UHAL) | Common | 023586100 | $70.1K | 191,370 | 0.4% |
| Nextera Energy | Common | 302571104 | $34.1K | 243,200 | 0.2% |
| Allstate(ALL) | Common | 020002101 | $29.5K | 333,800 | 0.2% |
| Duke Energy(DUK) | Common | 26441C204 | $29.1K | 347,788 | 0.2% |
| CMS Energy(CMS) | Common | 125896100 | $24.9K | 538,300 | 0.1% |
| XEL Energy(XEL) | Common | 98389B100 | $22.1K | 481,600 | 0.1% |
| Mannkind | Cv 5.75% | 56400PAM4 | $18.0K | $27,690,000 | 0.1% |
| Merck | Common | 589331107 | $16.6K | 259,400 | 0.1% |
| IBM(IBM) | Common | 459200101 | $16.4K | 106,500 | 0.1% |
| Pfizer(PFE) | Common | 717081103 | $15.3K | 455,332 | 0.1% |
| GM(GM) | Common | 37045V100 | $14.0K | 400,000 | 0.1% |
| Supernus | Cv 7.5% | 868459AA6 | $12.2K | $1,500,000 | 0.1% |
| Allergan | Common | G1077J108 | $12.2K | 50,000 | 0.1% |
| Abbott(ABT) | Common | 002824100 | $11.2K | 230,915 | 0.1% |
| Avista(AVA) | Common | 05379B107 | $11.1K | 261,000 | 0.1% |
| XM Sirius(SIRIEUR) | Common | 82968B103 | $10.8K | 1,972,548 | 0.1% |
| Valeant | Common | 91911K102 | $10.1K | 581,000 | 0.1% |
| Flotek | Common | 343389102 | $5.9K | 664,335 | 0.0% |
| Amag | Cv 2.5% | 00163UAA4 | $5.5K | $5,500,000 | 0.0% |
| Petroquest | Pfd 6.875% | 716748207 | $4.7K | 259,840 | 0.0% |
| Synergy | Cv 7.5% | 871639AA8 | $4.4K | $2,500,000 | 0.0% |
| Gainsco | Common | 363127200 | $4.1K | 246,541 | 0.0% |
| Calpine | Common | 131347304 | $4.0K | 294,849 | 0.0% |
| Bunge | Pfd 4.875% | 032549322 | $3.9K | 37,400 | 0.0% |
| Bunge(BG) | Common | G16962105 | $3.7K | 50,000 | 0.0% |
| Edap(EDA) | Common | 268311107 | $3.5K | 1,045,494 | 0.0% |
| Fluidigm | Cv 2.75% | 34385PAA6 | $3.2K | $5,009,000 | 0.0% |
| Goldcorp | Common | 380956409 | $2.6K | 200,000 | 0.0% |
| RLI(RLI) | Common | 749607107 | $2.4K | 44,120 | 0.0% |
| Actua | Common | 46059C205 | $2.0K | 140,000 | 0.0% |
| Ashland | Common | 044209104 | $1.6K | 25,000 | 0.0% |
| Valvoline(VVV) | Common | 92047W101 | $1.6K | 68,633 | 0.0% |
| Supernus(SUPN) | Common | 868459108 | $1.5K | 34,581 | 0.0% |
| WEC Energy | Common | 976657106 | $1.4K | 23,124 | 0.0% |
| Inotek | Cv 5.75% | 45780VAB8 | $1.2K | $2,000,000 | 0.0% |
| Astrotech | Common | 846243400 | $973 | 1,070,073 | 0.0% |
| Xtnt | Cv 6% | 05644RAA9 | $800 | $2,000,000 | 0.0% |
| Durect(DRRXEUR) | Common | 266605104 | $761 | 488,112 | 0.0% |
| Perrigo(PRGO) | Common | 00BGH1M56 | $749 | 9,926 | 0.0% |
| Agenus(AGENEUR) | Common | 00847G705 | $608 | 155,677 | 0.0% |
| Pernix | Cv 4.25% | 71426VAK4 | $500 | $2,000,000 | 0.0% |
| Synergy | Common | 871639308 | $445 | 100,000 | 0.0% |
| Exxon(XOM) | Common | 30231G102 | $418 | 5,184 | 0.0% |
| Gevo | Cv 7.5% | 374396AA7 | $412 | $515,000 | 0.0% |
| Kellogg(KEL) | Common | 487836108 | $308 | 4,436 | 0.0% |
| Solitario(XPL) | Common | 8342EP107 | $170 | 254,040 | 0.0% |
| Petroquest | Common | 716748306 | $124 | 62,870 | 0.0% |
| DeCode Genetics | Cv 3.5% | 243586AB0 | $61 | $24,787,000 | 0.0% |