Q3 2017 Holdings
Filed 2017-11-14 | 82 holdings | $115.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Codexis Inc(CDXS) | COM | 192005106 | $43.2M | 6,500,679 | 37.3% |
| Akebia Therapeutics Inc(AKBA) | COM | 00972D105 | $26.9M | 1,367,947 | 23.2% |
| Bancorp Inc del(TBBK) | COM | 05969A105 | $20.7M | 2,500,000 | 17.9% |
| Armstrong Flooring Inc(AFIIQ) | COM | 04238R106 | $19.5M | 1,240,677 | 16.9% |
| Americas CAR Mart Inc(CRMT) | COM | 03062T105 | $3.5M | 84,348 | 3.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $545.3K | 3,680,000 | 0.5% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $175.9K | 700,000 | 0.2% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $150.7K | 600,000 | 0.1% |
| Scientific Games Corp(LNWO)Call | CL A | 80874P109 | $144.0K | 3,140,000 | 0.1% |
| Exact Sciences Corp(EXAS)Put | COM | 30063P105 | $99.0K | 2,100,000 | 0.1% |
| RH(RH)Call | COM | 74967X103 | $84.4K | 1,200,000 | 0.1% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $67.7K | 1,021,691 | 0.1% |
| Dolby Laboratories Inc(DLB) | COM | 25659T107 | $44.5K | 774,397 | 0.0% |
| Fiat Chrysler Automobiles NCall | SHS | N31738102 | $39.4K | 2,200,000 | 0.0% |
| World Accep Corp del(WRLD) | COM | 981419104 | $37.0K | 446,861 | 0.0% |
| Meta Finl Group Inc(CASH) | COM | 59100U108 | $35.1K | 447,952 | 0.0% |
| Sodastream International LTD | USD SHS | M9068E105 | $33.2K | 500,000 | 0.0% |
| Luxfer Hldgs PLC | SPONSORED ADR | 550678106 | $29.4K | 2,357,651 | 0.0% |
| World Accep Corp del(WRLD)Call | COM | 981419104 | $29.0K | 350,000 | 0.0% |
| Firstcash Inc | COM | 33767D105 | $27.2K | 430,250 | 0.0% |
| Golden Entmt Inc(GDEN) | COM | 381013101 | $26.6K | 1,091,329 | 0.0% |
| QAD Inc(QADA) | CL A | 74727D306 | $26.5K | 770,973 | 0.0% |
| Global Eagle Entmt Inc | COM | 37951D102 | $25.7K | 7,528,066 | 0.0% |
| Scientific Games Corp(LNWO) | CL A | 80874P109 | $22.9K | 500,000 | 0.0% |
| Block H & R Inc(HRB)Put | COM | 093671105 | $21.2K | 800,000 | 0.0% |
| Sodastream International LTDCall | USD SHS | M9068E105 | $19.9K | 300,000 | 0.0% |
| Hertz Global Hldgs IncCall | COM | 42806J106 | $17.9K | 800,000 | 0.0% |
| Petmed Express Inc(PETS)Put | COM | 716382106 | $13.3K | 400,000 | 0.0% |
| Bridgepoint ED Inc | COM | 10807M105 | $12.3K | 1,278,682 | 0.0% |
| Arqule Inc(ARQLUSD) | COM | 04269E107 | $11.4K | 10,239,751 | 0.0% |
| Jamba Inc | COM NEW | 47023A309 | $11.3K | 1,303,929 | 0.0% |
| Owens Rlty MTG Inc | COM | 690828108 | $11.1K | 611,878 | 0.0% |
| Medicines CoCall | COM | 584688105 | $11.1K | 300,000 | 0.0% |
| Uniqure NV(QURE) | SHS | N90064101 | $10.8K | 1,119,883 | 0.0% |
| Osprey Energy Acquisition Co | UNIT 07/21/2022 | 688397207 | $10.0K | 1,000,000 | 0.0% |
| Avexis IncPut | COM | 05366U100 | $9.7K | 100,000 | 0.0% |
| ON Deck Cap Inc(ONDK) | COM | 682163100 | $9.3K | 1,999,020 | 0.0% |
| Cogentix MED Inc | COM | 19243A104 | $9.3K | 3,639,853 | 0.0% |
| Ascent Cap Group Inc(ASCMA) | COM SER A | 043632108 | $9.0K | 693,504 | 0.0% |
| Aeglea Biotherapeutics Inc(AGLEUSD) | COM | 00773J103 | $7.9K | 1,602,903 | 0.0% |
| Sears Hldgs CorpCall | COM | 812350106 | $7.3K | 1,000,000 | 0.0% |
| Gamestop Corp New(GME)Put | CL A | 36467W109 | $6.2K | 300,000 | 0.0% |
| Dolby Laboratories Inc(DLB)Call | COM | 25659T107 | $5.8K | 100,000 | 0.0% |
| Bridgepoint ED IncCall | COM | 10807M105 | $5.3K | 550,000 | 0.0% |
| Natures Sunshine Products in(NATR) | COM | 639027101 | $5.2K | 510,989 | 0.0% |
| Lincoln EDL Svcs Corp(LINC) | COM | 533535100 | $5.1K | 2,029,877 | 0.0% |
| Chemocentryx Inc(CCXIEUR) | COM | 16383L106 | $5.0K | 677,779 | 0.0% |
| Fintech Acquisition Corp II | COM | 31810G109 | $4.9K | 499,998 | 0.0% |
| Sears Hometown & Outlet Stor | COM | 812362101 | $4.0K | 1,575,051 | 0.0% |
| Elevate Credit Inc(ELVTUSD) | COM | 28621V101 | $3.6K | 596,900 | 0.0% |