Q3 2018 Holdings
Filed 2018-11-09 | 47 holdings | $26.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Abbvie(ABBV) | Common | 00287Y109 | $25.7M | 271,915 | 98.1% |
| Amerco(UHAL) | Common | 023586100 | $64.1K | 179,610 | 0.2% |
| Nextera Energy | Common | 302571104 | $40.7K | 243,000 | 0.2% |
| Allstate(ALL) | Common | 020002101 | $34.6K | 351,000 | 0.1% |
| Duke Energy(DUK) | Common | 26441C204 | $27.8K | 347,788 | 0.1% |
| CMS Energy(CMS) | Common | 125896100 | $26.4K | 538,300 | 0.1% |
| Merck | Common | 589331107 | $25.5K | 359,400 | 0.1% |
| Pfizer(PFE) | Common | 717081103 | $24.5K | 555,332 | 0.1% |
| Bausch Health | Common | 91911K102 | $23.3K | 910,000 | 0.1% |
| XEL Energy(XEL) | Common | 98389B100 | $22.7K | 481,600 | 0.1% |
| IBM(IBM) | Common | 459200101 | $21.4K | 141,500 | 0.1% |
| Abbott(ABT) | Common | 002824100 | $21.0K | 286,715 | 0.1% |
| Allergan | Common | G1077J108 | $21.0K | 110,400 | 0.1% |
| Apple(AAPL) | Common | 037833100 | $19.3K | 85,600 | 0.1% |
| GM(GM) | Common | 37045V100 | $14.3K | 425,000 | 0.1% |
| Avista(AVA) | Common | 05379B107 | $13.2K | 261,000 | 0.1% |
| XM Sirius(SIRIEUR) | Common | 82968B103 | $12.5K | 1,972,548 | 0.0% |
| Paratek | Cv 4.75% | 699374AA2 | $11.6K | $12,300,000 | 0.0% |
| Mannkind | Cv 5.75% | 56400PAM4 | $11.2K | $18,690,000 | 0.0% |
| Supernus(SUPN) | Common | 868459108 | $7.5K | 148,058 | 0.0% |
| Insteel(IIIN) | Common | 45774W108 | $5.7K | 160,000 | 0.0% |
| Amag | Cv 2.5% | 00163UAA4 | $5.4K | $5,500,000 | 0.0% |
| Fluidigm | Cv 2.75% | 34385PAA6 | $4.3K | $5,009,000 | 0.0% |
| Bunge | Pfd 4.875% | 032549322 | $4.1K | 37,400 | 0.0% |
| RLI(RLI) | Common | 749607107 | $3.5K | 44,120 | 0.0% |
| Edap(EDA) | Common | 268311107 | $3.2K | 1,045,494 | 0.0% |
| Team | Cv 5% | 878155AD2 | $2.5K | $2,000,000 | 0.0% |
| Synergy | Cv 7.5% | 871639AA8 | $2.3K | $2,500,000 | 0.0% |
| Inotek | Cv 5.75% | 45780VAB8 | $2.2K | $2,000,000 | 0.0% |
| Ashland | Common | 044209104 | $2.1K | 25,000 | 0.0% |
| Goldcorp | Common | 380956409 | $2.0K | 200,000 | 0.0% |
| Novavax | Cv 3.75% | 670002AB0 | $1.8K | $3,000,000 | 0.0% |
| Flotek | Common | 343389102 | $1.6K | 664,335 | 0.0% |
| WEC Energy | Common | 976657106 | $1.5K | 23,124 | 0.0% |
| Valvoline(VVV) | Common | 92047W101 | $1.5K | 68,633 | 0.0% |
| Bunge(BG) | Common | G16962105 | $1.0K | 15,000 | 0.0% |
| Pernix | Cv 4.25% | 71426VAK4 | $840 | $2,000,000 | 0.0% |
| Xtnt | Common | 98420P100 | $704 | 182,972 | 0.0% |
| Exxon(XOM) | Common | 30231G102 | $440 | 5,184 | 0.0% |
| Kellogg(KEL) | Common | 487836108 | $310 | 4,436 | 0.0% |
| Mannkind(MNKD) | Common | 56400P706 | $183 | 100,000 | 0.0% |
| Synergy | Common | 871639308 | $170 | 100,000 | 0.0% |
| Solitario(XPL) | Common | 8342EP107 | $88 | 254,040 | 0.0% |
| Actua | Common | 46059C205 | $65 | 130,000 | 0.0% |
| Petroquest | Common | 716748306 | $19 | 220,000 | 0.0% |
| Astrotech(ASTCEUR) | Common | 046484200 | $14 | 5,200 | 0.0% |
| Petroquest | Pfd 6.875% | 716748207 | $2 | 249,840 | 0.0% |