Q2 2013 Holdings
Filed 2013-08-14 | 120 holdings | $2.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ConocoPhillips(COP) | COM | 20825C104 | $1.6M | 26,782 | 60.6% |
| AbbVie Inc.(ABBV) | COM | 00287Y109 | $827.0K | 20,000 | 30.9% |
| Wells Fargo & Co.(WFC) | PFD CV | 949746804 | $4.8K | 4,000 | 0.2% |
| United Technologies Corp. | PFD CV | 913017117 | $4.7K | 80,000 | 0.2% |
| Gilead Sciences, Inc. | CONV | 375558AP8 | $4.5K | $2,000,000 | 0.2% |
| General Motors Co. | PFD CV | 37045V209 | $3.9K | 80,000 | 0.1% |
| Bank of America Corp. | PFD CV | 60505682 | $3.8K | 3,400 | 0.1% |
| MetLife, Inc. | PFD CV | 59156R116 | $3.6K | 65,000 | 0.1% |
| AmTrust Financial Services, I | CONV | 032359AC5 | $3.5K | $2,500,000 | 0.1% |
| Nuance Communications, Inc. | CONV | 67020YAB6 | $3.5K | $3,000,000 | 0.1% |
| Gilead Sciences, Inc. | CONV | 375558AN3 | $3.4K | $1,500,000 | 0.1% |
| Equinix, Inc. | CONV | 29444UAG1 | $3.4K | $2,000,000 | 0.1% |
| Chesapeake Energy Corp. | PFD CV | 165167768 | $3.2K | 3,100 | 0.1% |
| Jarden Corp. | CONV | 471109AG3 | $3.1K | $2,750,000 | 0.1% |
| BlackRock Kelso Capital Corp. | CONV | 092533AA6 | $3.1K | $3,000,000 | 0.1% |
| Huntington Bancshares, Inc. | PFD CV | 446150401 | $3.1K | 2,500 | 0.1% |
| Verizon Communications Inc.(VZ) | COM | 92343V104 | $3.0K | 60,000 | 0.1% |
| Hawaiian Holdings, Inc. | CONV | 419879AD3 | $3.0K | $2,750,000 | 0.1% |
| Bristow Group Inc. | CONV | 110394AC7 | $3.0K | $2,511,000 | 0.1% |
| SBA Communications Corp. | CONV | 78388JAM8 | $2.9K | $1,200,000 | 0.1% |
| SunPower Corp. | CONV | 867652AE9 | $2.9K | $2,500,000 | 0.1% |
| Kaiser Aluminum Corp. | CONV | 483007AB6 | $2.7K | $2,000,000 | 0.1% |
| PPL Corp. | PFD CV | 69351T114 | $2.7K | 50,000 | 0.1% |
| InterDigital, Inc. | CONV | 458660AB3 | $2.7K | $2,500,000 | 0.1% |
| EMC Corp. | CONV | 268648AM4 | $2.7K | $1,800,000 | 0.1% |
| Tower Group, Inc. | CONV | 891777AC8 | $2.6K | $2,500,000 | 0.1% |
| Stanley Black & Decker, Inc. | PFD CV | 854502309 | $2.6K | 20,000 | 0.1% |
| Colony Financial, Inc. | CONV | 19624RAA4 | $2.6K | $2,500,000 | 0.1% |
| Iconix Brand Group, Inc. | CONV | 451055AE7 | $2.5K | $2,250,000 | 0.1% |
| Health Care REIT, Inc. | PFD CV | 42217K601 | $2.5K | 40,000 | 0.1% |
| AT&T Inc.(T) | COM | 00206R102 | $2.5K | 70,000 | 0.1% |
| DFC Global Corp. | CONV | 23324TAA5 | $2.5K | $2,500,000 | 0.1% |
| Priceline.com Inc. | CONV | 741503AN6 | $2.5K | $900,000 | 0.1% |
| CSG Systems International, In | CONV | 126349AC3 | $2.5K | $2,150,000 | 0.1% |
| Mentor Graphics Corp. | CONV | 587200AK2 | $2.4K | $2,000,000 | 0.1% |
| Encore Capital Group, Inc. | CONV | 292554AC6 | $2.4K | $2,000,000 | 0.1% |
| Micron Technology, Inc. | CONV | 595112AP8 | $2.4K | $1,500,000 | 0.1% |
| Genesee & Wyoming, Inc. | PFD CV | 371559204 | $2.4K | 20,000 | 0.1% |
| Mylan Inc. | CONV | 628530AJ6 | $2.4K | $1,000,000 | 0.1% |
| Insulet Corp. | CONV | 45784PAC5 | $2.3K | $1,750,000 | 0.1% |
| NY Community Capital Trust V | PFD CV | 64944P307 | $2.3K | 48,000 | 0.1% |
| Chart Industries, Inc. | CONV | 16115QAC4 | $2.3K | $1,500,000 | 0.1% |
| MGM Resorts International | CONV | 55303QAE0 | $2.2K | $2,000,000 | 0.1% |
| NextEra Energy, Inc. | PFD CV | 65339F887 | $2.2K | 40,000 | 0.1% |
| Photronics, Inc. | CONV | 719405AH5 | $2.2K | $2,000,000 | 0.1% |
| Bottomline Technologies, Inc. | CONV | 101388AA4 | $2.2K | $2,000,000 | 0.1% |
| Lifepoint Hospitals, Inc. | CONV | 53219LAH2 | $2.2K | $2,000,000 | 0.1% |
| Fxcm Inc. | CONV | 302693AA4 | $2.1K | $2,000,000 | 0.1% |
| Hornbeck Offshore Services, I | CONV | 440543AM8 | $2.1K | $1,750,000 | 0.1% |
| National Financial Partners C | CONV | 63607PAC3 | $2.0K | $1,000,000 | 0.1% |