Q2 2013 Holdings
Filed 2013-08-14 | 120 holdings | $2.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Amerivon Holdings LLC | PFD CV | 898873104 | $65 | 545,456 | 0.0% |
| Micron Technology, Inc. | CONV | 595112AS2 | $145 | $100,000 | 0.0% |
| Encore Capital Group, Inc. | CONV | 292554AE2 | $241 | $250,000 | 0.0% |
| Finisar Corp. | CONV | 31787AAJ0 | $274 | $150,000 | 0.0% |
| Starwood Property Trust, Inc. | CONV | 85571BAB1 | $512 | $500,000 | 0.0% |
| ReneSola Ltd. | CONV | 75971TAA1 | $544 | $1,000,000 | 0.0% |
| Royal Gold, Inc | CONV | 780287AA6 | $546 | $600,000 | 0.0% |
| Intel Corp.(INTC) | COM | 458140100 | $606 | 25,000 | 0.0% |
| Abbott Laboratories | COM | 2824100 | $628 | 18,000 | 0.0% |
| Eli Lilly & Co.(LLY) | COM | 532457108 | $737 | 15,000 | 0.0% |
| 2010 Swift MandCommon Exch Tr | PFD CV | 90213G207 | $843 | 60,000 | 0.0% |
| NextEra Energy, Inc. | PFD CV | 65339F705 | $845 | 15,000 | 0.0% |
| Bristol Myers Squibb Co.(BMY) | COM | 110122108 | $894 | 20,000 | 0.0% |
| The Ryland Group, Inc. | CONV | 783764AS2 | $908 | $1,000,000 | 0.0% |
| RTI International Metals, Inc | CONV | 74973WAB3 | $946 | $1,000,000 | 0.0% |
| Walt Disney Co.(DIS) | COM | 254687106 | $947 | 15,000 | 0.0% |
| Allscripts Healthcare Solutio | CONV | 01988PAC2 | $986 | $1,000,000 | 0.0% |
| Concur Technologies, Inc. | CONV | 206708AB5 | $1.0K | $1,000,000 | 0.0% |
| Dominion Resources, Inc. | PFD CV | 25746U885 | $1.0K | 20,000 | 0.0% |
| Dominion Resources, Inc. | PFD CV | 25746U703 | $1.0K | 20,000 | 0.0% |
| Stillwater Mining Company | CONV | 86074QAL6 | $1.0K | $1,000,000 | 0.0% |
| Electronic Arts Inc. | CONV | 285512AA7 | $1.0K | $1,000,000 | 0.0% |
| SunPower Corp. | CONV | 867652AC3 | $1.1K | $1,000,000 | 0.0% |
| International Game Technology | CONV | 459902AQ5 | $1.1K | $1,000,000 | 0.0% |
| Shutterfly, Inc. | CONV | 82568PAA4 | $1.1K | $1,000,000 | 0.0% |
| Infinera Corp. | CONV | 45667GAA1 | $1.1K | $1,000,000 | 0.0% |
| Pfizer Inc.(PFE) | COM | 717081103 | $1.1K | 40,000 | 0.0% |
| Northgate Minerals Corp. | CONV | 666416AB8 | $1.1K | $1,200,000 | 0.0% |
| Cemex S.A.B. de C.V. | CONV | 151290AV5 | $1.1K | $1,000,000 | 0.0% |
| Rudolph Technologies Inc. | CONV | 781268AA5 | $1.1K | $1,000,000 | 0.0% |
| Ship Finance International Lt | CONV | G81075AE6 | $1.2K | $1,250,000 | 0.0% |
| Ixia | CONV | 45071RAB5 | $1.2K | $1,000,000 | 0.0% |
| Exelixis, Inc. | CONV | 30161QAC8 | $1.2K | $1,250,000 | 0.0% |
| Unisys Corp. | PFD CV | 909214405 | $1.2K | 20,000 | 0.0% |
| United States Steel Corp. | CONV | 912909AE8 | $1.3K | $1,250,000 | 0.0% |
| Priceline.com Inc. | CONV | 741503AQ9 | $1.3K | $1,115,000 | 0.0% |
| RTI International Metals, Inc | CONV | 74973WAA5 | $1.3K | $1,200,000 | 0.0% |
| A.M.Castle & Co. | CONV | 148411AB7 | $1.3K | $800,000 | 0.0% |
| Regeneron Pharmaceuticals, In | CONV | 75886FAD9 | $1.3K | $500,000 | 0.1% |
| Chiquita Brands International | CONV | 170032AT3 | $1.3K | $1,400,000 | 0.1% |
| Volcano Corp. | CONV | 928645AB6 | $1.4K | $1,500,000 | 0.1% |
| Xilinx, Inc. | CONV | 983919AF8 | $1.4K | $1,000,000 | 0.1% |
| Array BioPharma Inc. | CONV | 04269XAA3 | $1.4K | $1,500,000 | 0.1% |
| Opko Health Inc. | CONV | 68375NAA1 | $1.4K | $1,341,000 | 0.1% |
| EMC Corp. | CONV | 268648AL6 | $1.5K | $1,000,000 | 0.1% |
| Microsoft Corp.(MSFT) | COM | 594918104 | $1.5K | 43,600 | 0.1% |
| Bunge Ltd. | PFD CV | G16962204 | $1.5K | 15,000 | 0.1% |
| Merck & Co., Inc.(MRK) | COM | 58933Y105 | $1.5K | 32,651 | 0.1% |
| Alaska Communications Systems | CONV | 01167PAD3 | $1.6K | $2,000,000 | 0.1% |
| Intel Corp. | CONV | 458140AC4 | $1.6K | $1,500,000 | 0.1% |