Q3 2013 Holdings
Filed 2013-11-13 | 126 holdings | $3.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ConocoPhillips(COP) | COM | 20825C104 | $1.9M | 26,782 | 62.2% |
| AbbVie Inc.(ABBV) | COM | 00287Y109 | $895.0K | 20,000 | 29.9% |
| Gilead Sciences, Inc. | CONV | 375558AP8 | $5.5K | $2,000,000 | 0.2% |
| United Technologies Corp. | PFD CV | 913017117 | $5.2K | 80,000 | 0.2% |
| Wells Fargo & Co.(WFC) | PFD CV | 949746804 | $4.6K | 4,000 | 0.2% |
| Gilead Sciences, Inc. | CONV | 375558AN3 | $4.2K | $1,500,000 | 0.1% |
| Bank of America Corp. | PFD CV | 60505682 | $3.7K | 3,400 | 0.1% |
| Chesapeake Energy Corp. | PFD CV | 165167768 | $3.4K | 3,100 | 0.1% |
| Nuance Communications, Inc. | CONV | 67020YAB6 | $3.4K | $3,000,000 | 0.1% |
| Equinix, Inc. | CONV | 29444UAG1 | $3.3K | $2,000,000 | 0.1% |
| Jarden Corp. | CONV | 471109AG3 | $3.3K | $2,750,000 | 0.1% |
| SunPower Corp. | CONV | 867652AE9 | $3.3K | $2,500,000 | 0.1% |
| Hawaiian Holdings, Inc. | CONV | 419879AD3 | $3.2K | $2,750,000 | 0.1% |
| SBA Communications Corp. | CONV | 78388JAM8 | $3.2K | $1,200,000 | 0.1% |
| Weyerhaeuser Co. | PFD CV | 962166872 | $3.2K | 60,000 | 0.1% |
| AmTrust Financial Services, I | CONV | 032359AC5 | $3.1K | $2,000,000 | 0.1% |
| Huntington Bancshares, Inc. | PFD CV | 446150401 | $3.1K | 2,500 | 0.1% |
| Bristow Group Inc. | CONV | 110394AC7 | $3.1K | $2,511,000 | 0.1% |
| BlackRock Kelso Capital Corp. | CONV | 092533AA6 | $3.1K | $3,000,000 | 0.1% |
| Kaiser Aluminum Corp. | CONV | 483007AB6 | $3.0K | $2,000,000 | 0.1% |
| Take-Two Interactive Software | CONV | 874054AC3 | $3.0K | $2,500,000 | 0.1% |
| Mylan Inc. | CONV | 628530AJ6 | $2.9K | $1,000,000 | 0.1% |
| EMC Corp. | CONV | 268648AM4 | $2.9K | $1,800,000 | 0.1% |
| Micron Technology, Inc. | CONV | 595112AX1 | $2.9K | $1,500,000 | 0.1% |
| Chart Industries, Inc. | CONV | 16115QAC4 | $2.8K | $1,500,000 | 0.1% |
| Iconix Brand Group, Inc. | CONV | 451055AE7 | $2.8K | $2,250,000 | 0.1% |
| Stanley Black & Decker, Inc. | PFD CV | 854502309 | $2.7K | 20,000 | 0.1% |
| Molina Healthcare Inc. | CONV | 60855RAB6 | $2.7K | $2,500,000 | 0.1% |
| PPL Corp. | PFD CV | 69351T114 | $2.7K | 50,000 | 0.1% |
| Mentor Graphics Corp. | CONV | 587200AK2 | $2.6K | $2,000,000 | 0.1% |
| InterDigital, Inc. | CONV | 458660AB3 | $2.6K | $2,500,000 | 0.1% |
| CSG Systems International, In | CONV | 126349AC3 | $2.6K | $2,150,000 | 0.1% |
| Colony Financial, Inc. | CONV | 19624RAA4 | $2.6K | $2,500,000 | 0.1% |
| MGM Resorts International | CONV | 55303QAE0 | $2.6K | $2,000,000 | 0.1% |
| Genesee & Wyoming, Inc. | PFD CV | 371559204 | $2.5K | 20,000 | 0.1% |
| Fxcm Inc. | CONV | 302693AA4 | $2.4K | $2,000,000 | 0.1% |
| AT&T Inc.(T) | COM | 00206R102 | $2.4K | 70,000 | 0.1% |
| NY Community Capital Trust V | PFD CV | 64944P307 | $2.4K | 48,000 | 0.1% |
| Encore Capital Group, Inc. | CONV | 292554AC6 | $2.3K | $1,500,000 | 0.1% |
| Priceline.com Inc. | CONV | 741503AN6 | $2.3K | $700,000 | 0.1% |
| Bottomline Technologies, Inc. | CONV | 101388AA4 | $2.3K | $2,000,000 | 0.1% |
| Health Care REIT, Inc. | PFD CV | 42217K601 | $2.3K | 40,000 | 0.1% |
| DFC Global Corp. | CONV | 23324TAB3 | $2.3K | $2,500,000 | 0.1% |
| Web.com Group, Inc. | CONV | 94733AAA2 | $2.3K | $2,000,000 | 0.1% |
| Hornbeck Offshore Services, I | CONV | 440543AN6 | $2.3K | $1,750,000 | 0.1% |
| Photronics, Inc. | CONV | 719405AH5 | $2.2K | $2,000,000 | 0.1% |
| Maiden Holdings, Ltd. | PFD CV | G5753U203 | $2.2K | 45,000 | 0.1% |
| NextEra Energy, Inc. | PFD CV | 65339F887 | $2.2K | 40,000 | 0.1% |
| Goodrich Petroleum Corp. | CONV | 382410AC2 | $2.2K | $2,000,000 | 0.1% |
| Priceline.com Inc. | CONV | 741503AQ9 | $2.1K | $1,615,000 | 0.1% |