Q3 2013 Holdings
Filed 2013-11-13 | 126 holdings | $3.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Halcon Resources Corp. | COM | 40537Q209 | $22 | 4,954 | 0.0% |
| Amerivon Holdings LLC | PFD CV | 898873104 | $33 | 545,456 | 0.0% |
| Micron Technology, Inc. | CONV | 595112AS2 | $170 | $100,000 | 0.0% |
| Finisar Corp. | CONV | 31787AAJ0 | $328 | $150,000 | 0.0% |
| ReneSola Ltd. | CONV | 75971TAA1 | $429 | $500,000 | 0.0% |
| Bristol Myers Squibb Co.(BMY) | COM | 110122108 | $463 | 10,000 | 0.0% |
| Jakks Pacific, Inc. | CONV | 47012EAE6 | $572 | $750,000 | 0.0% |
| Intel Corp.(INTC) | COM | 458140100 | $573 | 25,000 | 0.0% |
| Royal Gold, Inc | CONV | 780287AA6 | $578 | $600,000 | 0.0% |
| Eli Lilly & Co.(LLY) | COM | 532457108 | $755 | 15,000 | 0.0% |
| NextEra Energy, Inc. | PFD CV | 65339F705 | $830 | 15,000 | 0.0% |
| Merrimack Pharmaceuticals, In | CONV | 590328AA8 | $910 | $1,000,000 | 0.0% |
| The Ryland Group, Inc. | CONV | 783764AS2 | $918 | $1,000,000 | 0.0% |
| Citigroup Inc.(C) | COM | 172967424 | $948 | 19,546 | 0.0% |
| Spansion LLC | CONV | 84649PAK1 | $964 | $1,000,000 | 0.0% |
| Walt Disney Co.(DIS) | COM | 254687106 | $967 | 15,000 | 0.0% |
| NextEra Energy, Inc. | PFD CV | 65339F861 | $969 | 20,000 | 0.0% |
| 2010 Swift MandCommon Exch Tr | PFD CV | 90213G207 | $1.0K | 60,000 | 0.0% |
| Tower Group, Inc. | CONV | 891777AC8 | $1.0K | $1,200,000 | 0.0% |
| Clean Energy Fuels Corp. | CONV | 184499AB7 | $1.0K | $1,000,000 | 0.0% |
| RTI International Metals, Inc | CONV | 74973WAB3 | $1.0K | $1,000,000 | 0.0% |
| Stillwater Mining Company | CONV | 86074QAL6 | $1.1K | $1,000,000 | 0.0% |
| Ascent Capital Group, Inc. | CONV | 043632AA6 | $1.1K | $1,000,000 | 0.0% |
| Shutterfly, Inc. | CONV | 82568PAA4 | $1.1K | $1,000,000 | 0.0% |
| Microsoft Corp.(MSFT) | COM | 594918104 | $1.1K | 33,600 | 0.0% |
| Illumina, Inc. | CONV | 452327AC3 | $1.1K | $1,000,000 | 0.0% |
| Ixia | CONV | 45071RAB5 | $1.1K | $1,000,000 | 0.0% |
| Infinera Corp. | CONV | 45667GAA1 | $1.1K | $1,000,000 | 0.0% |
| Pfizer Inc.(PFE) | COM | 717081103 | $1.1K | 40,000 | 0.0% |
| Northgate Minerals Corp. | CONV | 666416AB8 | $1.2K | $1,200,000 | 0.0% |
| Rudolph Technologies Inc. | CONV | 781268AA5 | $1.2K | $1,000,000 | 0.0% |
| Move, Inc. | CONV | 62458MAA6 | $1.2K | $1,000,000 | 0.0% |
| Portfolio Recovery Associates | CONV | 73640QAA3 | $1.2K | $1,000,000 | 0.0% |
| Cemex S.A.B. de C.V. | CONV | 151290AV5 | $1.2K | $1,000,000 | 0.0% |
| Encore Capital Group, Inc. | CONV | 292554AE2 | $1.2K | $1,000,000 | 0.0% |
| Cubist Pharmaceuticals, Inc. | CONV | 229678AG2 | $1.2K | $1,100,000 | 0.0% |
| Cubist Pharmaceuticals, Inc. | CONV | 229678AE7 | $1.2K | $1,100,000 | 0.0% |
| Concur Technologies, Inc. | CONV | 206708AB5 | $1.2K | $1,000,000 | 0.0% |
| Intel Corp. | CONV | 458140AC4 | $1.2K | $1,150,000 | 0.0% |
| Ship Finance International Lt | CONV | G81075AE6 | $1.3K | $1,250,000 | 0.0% |
| United States Steel Corp. | CONV | 912909AE8 | $1.3K | $1,250,000 | 0.0% |
| Dominion Resources, Inc. | PFD CV | 25746U703 | $1.3K | 25,000 | 0.0% |
| Dominion Resources, Inc. | PFD CV | 25746U885 | $1.3K | 25,000 | 0.0% |
| RTI International Metals, Inc | CONV | 74973WAA5 | $1.4K | $1,200,000 | 0.0% |
| A.M. Castle & Co. | CONV | 148411AB7 | $1.4K | $800,000 | 0.0% |
| Chiquita Brands International | CONV | 170032AT3 | $1.4K | $1,400,000 | 0.0% |
| Unisys Corp. | PFD CV | 909214405 | $1.4K | 20,000 | 0.0% |
| Verizon Communications Inc.(VZ) | COM | 92343V104 | $1.4K | 30,000 | 0.0% |
| Exelixis, Inc. | CONV | 30161QAC8 | $1.5K | $1,250,000 | 0.0% |
| Amerivon Holdings LLC | PFD CV | 898876107 | $1.5K | 1,254,294 | 0.1% |