Q3 2013 Holdings
Filed 2013-11-13 | 126 holdings | $3.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Merck & Co., Inc.(MRK) | COM | 58933Y105 | $1.6K | 32,651 | 0.1% |
| Volcano Corp. | CONV | 928645AB6 | $1.6K | $1,500,000 | 0.1% |
| Bunge Ltd. | PFD CV | G16962204 | $1.6K | 15,000 | 0.1% |
| EMC Corp. | CONV | 268648AL6 | $1.6K | $1,000,000 | 0.1% |
| Xilinx, Inc. | CONV | 983919AF8 | $1.6K | $1,000,000 | 0.1% |
| Allscripts Healthcare Solutio | CONV | 01988PAC2 | $1.6K | $1,500,000 | 0.1% |
| Annaly Capital Management, In | CONV | 035710AA0 | $1.6K | $1,500,000 | 0.1% |
| Lexington Realty Trust | CONV | 529043AA9 | $1.7K | $1,000,000 | 0.1% |
| Post Holdings, Inc. | PFD CV | 737446203 | $1.7K | 16,600 | 0.1% |
| Array BioPharma Inc. | CONV | 04269XAA3 | $1.7K | $1,500,000 | 0.1% |
| Opko Health Inc. | CONV | 68375NAA1 | $1.7K | $1,341,000 | 0.1% |
| MetLife, Inc.(MET) | COM | 59156R108 | $1.7K | 36,855 | 0.1% |
| Alaska Communications Systems | CONV | 01167PAD3 | $1.7K | $2,000,000 | 0.1% |
| Insulet Corp. | CONV | 45784PAC5 | $1.8K | $1,250,000 | 0.1% |
| Iconix Brand Group, Inc. | CONV | 451055AD9 | $1.8K | $1,500,000 | 0.1% |
| Salix Pharmaceuticals Ltd. | CONV | 795435AC0 | $1.8K | $1,200,000 | 0.1% |
| Regeneron Pharmaceuticals, In | CONV | 75886FAD9 | $1.9K | $500,000 | 0.1% |
| MetLife, Inc. | PFD CV | 59156R116 | $1.9K | 65,000 | 0.1% |
| IAS Operating Partnership LP | CONV | 44927XAA3 | $1.9K | $2,000,000 | 0.1% |
| Kaman Corp. | CONV | 483548AD5 | $1.9K | $1,500,000 | 0.1% |
| American Realty Capital Prop. | CONV | 02917TAA2 | $1.9K | $2,000,000 | 0.1% |
| Halcon Resources Corp. | PFD CV | 40537Q407 | $1.9K | 2,000 | 0.1% |
| GT Advanced Technologies, Inc | CONV | 36191UAA4 | $2.0K | $1,500,000 | 0.1% |
| TeleCommunication Systems, In | CONV | 87929JAC7 | $2.0K | $2,000,000 | 0.1% |
| SanDisk Corp. | CONV | 80004CAD3 | $2.0K | $1,500,000 | 0.1% |
| Forest City Enterprises, Inc. | CONV | 345550AQ0 | $2.0K | $2,000,000 | 0.1% |
| Priceline.com Inc. | CONV | 741503AQ9 | $2.1K | $1,615,000 | 0.1% |
| Goodrich Petroleum Corp. | CONV | 382410AC2 | $2.2K | $2,000,000 | 0.1% |
| NextEra Energy, Inc. | PFD CV | 65339F887 | $2.2K | 40,000 | 0.1% |
| Maiden Holdings, Ltd. | PFD CV | G5753U203 | $2.2K | 45,000 | 0.1% |
| Photronics, Inc. | CONV | 719405AH5 | $2.2K | $2,000,000 | 0.1% |
| Hornbeck Offshore Services, I | CONV | 440543AN6 | $2.3K | $1,750,000 | 0.1% |
| Web.com Group, Inc. | CONV | 94733AAA2 | $2.3K | $2,000,000 | 0.1% |
| DFC Global Corp. | CONV | 23324TAB3 | $2.3K | $2,500,000 | 0.1% |
| Health Care REIT, Inc. | PFD CV | 42217K601 | $2.3K | 40,000 | 0.1% |
| Bottomline Technologies, Inc. | CONV | 101388AA4 | $2.3K | $2,000,000 | 0.1% |
| Priceline.com Inc. | CONV | 741503AN6 | $2.3K | $700,000 | 0.1% |
| Encore Capital Group, Inc. | CONV | 292554AC6 | $2.3K | $1,500,000 | 0.1% |
| NY Community Capital Trust V | PFD CV | 64944P307 | $2.4K | 48,000 | 0.1% |
| AT&T Inc.(T) | COM | 00206R102 | $2.4K | 70,000 | 0.1% |
| Fxcm Inc. | CONV | 302693AA4 | $2.4K | $2,000,000 | 0.1% |
| Genesee & Wyoming, Inc. | PFD CV | 371559204 | $2.5K | 20,000 | 0.1% |
| MGM Resorts International | CONV | 55303QAE0 | $2.6K | $2,000,000 | 0.1% |
| Colony Financial, Inc. | CONV | 19624RAA4 | $2.6K | $2,500,000 | 0.1% |
| CSG Systems International, In | CONV | 126349AC3 | $2.6K | $2,150,000 | 0.1% |
| InterDigital, Inc. | CONV | 458660AB3 | $2.6K | $2,500,000 | 0.1% |
| Mentor Graphics Corp. | CONV | 587200AK2 | $2.6K | $2,000,000 | 0.1% |
| PPL Corp. | PFD CV | 69351T114 | $2.7K | 50,000 | 0.1% |
| Molina Healthcare Inc. | CONV | 60855RAB6 | $2.7K | $2,500,000 | 0.1% |
| Stanley Black & Decker, Inc. | PFD CV | 854502309 | $2.7K | 20,000 | 0.1% |