Q1 2014 Holdings
Filed 2014-05-14 | 138 holdings | $3.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ConocoPhillips(COP) | COM | 20825C104 | $1.9M | 26,782 | 55.1% |
| AbbVie Inc.(ABBV) | COM | 00287Y109 | $1.3M | 25,000 | 37.6% |
| Gilead Sciences, Inc. | CONV | 375558AP8 | $6.2K | $2,000,000 | 0.2% |
| United Technologies Corp. | PFD CV | 913017117 | $5.3K | 80,000 | 0.2% |
| The Priceline Group Inc. | CONV | 741503AQ9 | $4.9K | $3,415,000 | 0.1% |
| Hawaiian Holdings, Inc. | CONV | 419879AD3 | $4.2K | $2,250,000 | 0.1% |
| Wells Fargo & Co.(WFC) | PFD CV | 949746804 | $4.1K | 3,500 | 0.1% |
| Nuance Communications, Inc. | CONV | 67020YAF7 | $4.0K | $4,000,000 | 0.1% |
| Bank of America Corp. | PFD CV | 60505682 | $3.9K | 3,400 | 0.1% |
| Micron Technology, Inc. | CONV | 595112AY9 | $3.9K | $3,500,000 | 0.1% |
| Jarden Corp. | CONV | 471109AH1 | $3.8K | $2,750,000 | 0.1% |
| Mylan Inc. | CONV | 628530AJ6 | $3.7K | $1,000,000 | 0.1% |
| Chesapeake Energy Corp. | PFD CV | 165167768 | $3.5K | 3,100 | 0.1% |
| Equinix, Inc. | CONV | 29444UAG1 | $3.3K | $2,000,000 | 0.1% |
| Take-Two Interactive Software | CONV | 874054AC3 | $3.3K | $2,500,000 | 0.1% |
| Weyerhaeuser Co. | PFD CV | 962166872 | $3.3K | 60,000 | 0.1% |
| Huntington Bancshares, Inc. | PFD CV | 446150401 | $3.2K | 2,500 | 0.1% |
| InvenSense, Inc. | CONV | 46123DAA4 | $3.2K | $2,500,000 | 0.1% |
| Bristow Group Inc. | CONV | 110394AC7 | $3.1K | $2,511,000 | 0.1% |
| Iconix Brand Group, Inc. | CONV | 451055AE7 | $3.1K | $2,250,000 | 0.1% |
| SunPower Corp. | CONV | 867652AE9 | $3.0K | $2,000,000 | 0.1% |
| Kaiser Aluminum Corp. | CONV | 483007AB6 | $3.0K | $2,000,000 | 0.1% |
| GT Advanced Technologies Inc. | CONV | 36191UAB2 | $3.0K | $1,850,000 | 0.1% |
| Molina Healthcare Inc. | CONV | 60855RAC4 | $2.8K | $2,500,000 | 0.1% |
| Mentor Graphics Corp. | CONV | 587200AK2 | $2.8K | $2,250,000 | 0.1% |
| Illumina, Inc. | CONV | 452327AC3 | $2.7K | $1,500,000 | 0.1% |
| SBA Communications Corp. | CONV | 78388JAM8 | $2.7K | $900,000 | 0.1% |
| Cubist Pharmaceuticals, Inc. | CONV | 229678AG2 | $2.7K | $2,200,000 | 0.1% |
| Colony Financial, Inc. | CONV | 19624RAA4 | $2.7K | $2,500,000 | 0.1% |
| CSG Systems International, In | CONV | 126349AC3 | $2.6K | $2,150,000 | 0.1% |
| Encore Capital Group, Inc. | CONV | 292554AE2 | $2.6K | $2,250,000 | 0.1% |
| Genesee & Wyoming, Inc. | PFD CV | 371559204 | $2.6K | 20,000 | 0.1% |
| Incyte Corp. | CONV | 45337CAL6 | $2.6K | $2,000,000 | 0.1% |
| Crown Castle International Co | PFD CV | 228227500 | $2.5K | 25,000 | 0.1% |
| NextEra Energy, Inc. | PFD CV | 65339F887 | $2.5K | 40,000 | 0.1% |
| AT&T Inc.(T) | COM | 00206R102 | $2.5K | 70,000 | 0.1% |
| Web.com Group, Inc. | CONV | 94733AAA2 | $2.4K | $2,000,000 | 0.1% |
| NY Community Capital Trust V | PFD CV | 64944P307 | $2.4K | 48,000 | 0.1% |
| Bottomline Technologies, Inc. | CONV | 101388AA4 | $2.3K | $1,750,000 | 0.1% |
| Health Care REIT, Inc. | PFD CV | 42217K601 | $2.2K | 40,000 | 0.1% |
| Photronics, Inc. | CONV | 719405AH5 | $2.2K | $2,000,000 | 0.1% |
| Maiden Holdings, Ltd. | PFD CV | G5753U203 | $2.2K | 45,000 | 0.1% |
| AmTrust Financial Services, I | CONV | 032359AC5 | $2.2K | $1,500,000 | 0.1% |
| MGM Resorts International | CONV | 55303QAE0 | $2.2K | $1,500,000 | 0.1% |
| Stanley Black & Decker, Inc. | PFD CV | 854502804 | $2.2K | 20,000 | 0.1% |
| DFC Global Corp. | CONV | 23324TAB3 | $2.1K | $2,500,000 | 0.1% |
| American Realty Capital Prop. | CONV | 02917TAA2 | $2.1K | $2,000,000 | 0.1% |
| Carriage Services, Inc. | CONV | 143905AL1 | $2.1K | $2,000,000 | 0.1% |
| Post Holdings, Inc. | PFD CV | 737446203 | $2.1K | 16,600 | 0.1% |
| Fxcm Inc. | CONV | 302693AA4 | $2.1K | $2,000,000 | 0.1% |