Q2 2014 Holdings
Filed 2014-08-15 | 144 holdings | $4.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Halcon Resources Corp. | COM | 40537Q209 | $20 | 2,760 | 0.0% |
| Amerivon Holdings LLC | PDF CV | 898873104 | $33 | 545,456 | 0.0% |
| AmSurg Corp. | PDF CV | 03232P504 | $101 | 1,000 | 0.0% |
| Finisar Corp. | CONV | 31787AAJ0 | $282 | $150,000 | 0.0% |
| Roche Holdings Ltd.(RHHBY) | COM | 771195104 | $466 | 12,500 | 0.0% |
| B&G Foods, Inc.(BGS) | COM | 05508R106 | $490 | 15,000 | 0.0% |
| Array BioPharma Inc. | CONV | 04269XAA3 | $501 | $500,000 | 0.0% |
| Acorda Therapeutics, Inc. | CONV | 00484MAA4 | $521 | $500,000 | 0.0% |
| The Spectranetics Corporation | CONV | 84760CAA5 | $522 | $500,000 | 0.0% |
| MercadoLibre, Inc. | CONV | 58733RAA0 | $526 | $500,000 | 0.0% |
| Post Holdings, Inc. | PDF CV | 737446609 | $531 | 5,000 | 0.0% |
| Cepheid | CONV | 15670RAB3 | $622 | $600,000 | 0.0% |
| NQ Mobile Inc. | CONV | 64118UAA6 | $641 | $1,000,000 | 0.0% |
| Royal Gold, Inc | CONV | 780287AA6 | $646 | $600,000 | 0.0% |
| Merrimack Pharmaceuticals, In | CONV | 590328AA8 | $664 | $500,000 | 0.0% |
| Tesla Motors, Inc. | CONV | 88160RAC5 | $680 | $700,000 | 0.0% |
| SunEdison, Inc. | CONV | 86732YAE9 | $807 | $750,000 | 0.0% |
| Allscripts Healthcare Solutio | CONV | 01988PAC2 | $866 | $750,000 | 0.0% |
| Citigroup Inc.(C) | COM | 172967424 | $921 | 19,546 | 0.0% |
| Intel Corp.(INTC) | COM | 458140100 | $927 | 30,000 | 0.0% |
| Eli Lilly & Co.(LLY) | COM | 532457108 | $933 | 15,000 | 0.0% |
| Lexington Realty Trust | CONV | 529043AA9 | $976 | $600,000 | 0.0% |
| Clean Energy Fuels Corp. | CONV | 184499AB7 | $976 | $1,000,000 | 0.0% |
| IAS Operating Partnership LP | CONV | 44927XAA3 | $979 | $1,000,000 | 0.0% |
| HomeAway, Inc. | CONV | 43739QAA8 | $979 | $1,000,000 | 0.0% |
| Rait Financial Trust | CONV | 749227AB0 | $979 | $1,000,000 | 0.0% |
| JinkoSolar Holding Co., Ltd. | CONV | 47759TAB6 | $996 | $1,000,000 | 0.0% |
| Yahoo! Inc. | CONV | 984332AE6 | $1.0K | $1,000,000 | 0.0% |
| Spirit Realty Capital, Inc. | CONV | 84860WAB8 | $1.0K | $1,000,000 | 0.0% |
| RTI International Metals, Inc | CONV | 74973WAB3 | $1.0K | $1,000,000 | 0.0% |
| NextEra Energy, Inc. | PDF CV | 65339F705 | $1.0K | 15,000 | 0.0% |
| Post Holdings, Inc. | PDF CV | 737446500 | $1.0K | 10,000 | 0.0% |
| Invesco Mortgage Capital Inc.(IVREUR) | COM | 46131B100 | $1.0K | 58,700 | 0.0% |
| Illumina, Inc. | CONV | 452327AG4 | $1.0K | $1,000,000 | 0.0% |
| A.M. Castle & Co. | CONV | 148411AF8 | $1.0K | $800,000 | 0.0% |
| SolarCity Corp. | CONV | 83416TAA8 | $1.0K | $750,000 | 0.0% |
| Infinera Corp. | CONV | 45667GAB9 | $1.1K | $1,000,000 | 0.0% |
| Amag Pharmaceuticals, Inc. | CONV | 00163UAA4 | $1.1K | $1,000,000 | 0.0% |
| Rudolph Technologies Inc. | CONV | 781268AA5 | $1.1K | $1,000,000 | 0.0% |
| American Tower Corp.(AMT) | COM | 03027X100 | $1.1K | 12,000 | 0.0% |
| Move, Inc. | CONV | 62458MAA6 | $1.1K | $1,000,000 | 0.0% |
| Opko Health Inc. | CONV | 68375NAA1 | $1.1K | $800,000 | 0.0% |
| Nvidia Corp. | CONV | 67066GAB0 | $1.1K | $1,000,000 | 0.0% |
| Stratasys Ltd.(SSYS) | COM | M85548101 | $1.1K | 10,000 | 0.0% |
| NextEra Energy, Inc. | PDF CV | 65339F861 | $1.1K | 20,000 | 0.0% |
| Cardtronics, Inc. | CONV | 14161HAF5 | $1.1K | $1,250,000 | 0.0% |
| Wells Fargo & Co.(WFC) | COM | 949746101 | $1.2K | 22,200 | 0.0% |
| Salix Pharmaceuticals, Ltd. | CONV | 795435AE6 | $1.2K | $600,000 | 0.0% |
| Pfizer Inc.(PFE) | COM | 717081103 | $1.2K | 40,000 | 0.0% |
| Microsoft Corp.(MSFT) | COM | 594918104 | $1.2K | 28,600 | 0.0% |