Q3 2020 Holdings
Filed 2020-11-09 | 4644 holdings | $4.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Globalstar Inc(GSATUSD) | COM | 378973408 | $10 | 32,583 | 0.0% |
| Mallinckrodt PUB LTD Co | SHS | G5785G107 | $14 | 14,788 | 0.0% |
| Enzo Biochem Inc(ENZB) | COM | 294100102 | $21 | 10,084 | 0.0% |
| Enlink Midstream LLC(0E41) | COM UNIT REP LTD | 29336T100 | $25 | 10,548 | 0.0% |
| Republic First Bancorp Inc(FRBKQ) | COM | 760416107 | $25 | 12,610 | 0.0% |
| Casi Pharmaceuticals Inc(CASIEUR) | COM | 14757U109 | $31 | 20,343 | 0.0% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $35 | 15,751 | 0.0% |
| Western Asset MTG Cap Corp | COM | 95790D105 | $38 | 18,427 | 0.0% |
| Abeona Therapeutics Inc(ABEO1EUR) | COM | 00289Y107 | $40 | 38,757 | 0.0% |
| Arlington Asset Invst Corp(AIEUR) | CL A NEW | 041356205 | $40 | 14,023 | 0.0% |
| Oncocyte Corp | COM | 68235C107 | $45 | 32,641 | 0.0% |
| Penn Natl Gaming Inc | NOTE2.750% 5/1 | 707569AU3 | $46 | $872,000 | 0.0% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $51 | 17,092 | 0.0% |
| Riverview Bancorp Inc(RVSB) | COM | 769397100 | $52 | 12,498 | 0.0% |
| Gulfport Energy Corp | COM NEW | 402635304 | $54 | 103,112 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $54 | 29,947 | 0.0% |
| Comstock RES Inc(CRK) | COM | 205768302 | $55 | 12,638 | 0.0% |
| Mustang BIO Inc | COM | 62818Q104 | $55 | 17,560 | 0.0% |
| Fluent Inc(IDIEUR) | COM | 34380C102 | $56 | 22,416 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $62 | 25,204 | 0.0% |
| Sharps Compliance Corp | COM | 820017101 | $64 | 10,246 | 0.0% |
| Newpark RES Inc(NPKI) | COM PAR $.01NEW | 651718504 | $64 | 60,701 | 0.0% |
| Cidara Therapeutics Inc | COM | 171757107 | $65 | 22,816 | 0.0% |
| Biosig Technologies Inc | COM NEW | 09073N201 | $65 | 13,162 | 0.0% |
| Community Bankers TR Corp | COM | 203612106 | $65 | 12,865 | 0.0% |
| Ibio Inc | COM NEW | 451033203 | $65 | 31,938 | 0.0% |
| Container Store Group Inc(TCSUSD) | COM | 210751103 | $65 | 10,493 | 0.0% |
| Exicure Inc(XCUR) | COM | 30205M101 | $65 | 37,356 | 0.0% |
| GSI Technology(GSIT) | COM | 36241U106 | $66 | 11,710 | 0.0% |
| Alaska Communications SYS GR(ALSK) | COM | 01167P101 | $67 | 33,454 | 0.0% |
| Surgalign Holdings Inc | COM | 86882C105 | $67 | 37,252 | 0.0% |
| Exterran Corp(EXTNUSD) | COM | 30227H106 | $69 | 16,657 | 0.0% |
| Vera Bradley Inc(VRA) | COM | 92335C106 | $69 | 11,243 | 0.0% |
| Glycomimetics Inc(GLYCEUR) | COM | 38000Q102 | $69 | 22,385 | 0.0% |
| Livexlive Media Inc | COM NEW | 53839L208 | $69 | 26,407 | 0.0% |
| Pieris Pharmaceuticals Inc | COM | 720795103 | $69 | 33,210 | 0.0% |
| Minerva Neurosciences Inc(NERVGBP) | COM | 603380106 | $70 | 21,947 | 0.0% |
| Pctel Inc | COM | 69325Q105 | $71 | 12,514 | 0.0% |
| X4 Pharmaceuticals Inc(ASNSUSD) | COM | 98420X103 | $71 | 10,429 | 0.0% |
| Checkpoint Therapeutics Inc(CKPTUSD) | COM | 162828107 | $72 | 26,770 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $72 | 26,819 | 0.0% |
| Unity Biotechnology Inc | COM | 91381U101 | $72 | 20,844 | 0.0% |
| Consol Energy Inc Disc Coml(CEIXEUR) | COM | 20854L108 | $73 | 16,457 | 0.0% |
| Applied Genetic Technologies(2GT) | COM | 03820J100 | $73 | 15,091 | 0.0% |
| Crawford & Co(CRD/A) | CL A | 224633206 | $74 | 11,316 | 0.0% |
| Chicos FAS Inc(CHS1USD) | COM | 168615102 | $75 | 77,249 | 0.0% |
| Aveo Pharmaceuticals Inc(0HJQ) | COM NEW | 053588307 | $75 | 12,584 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $75 | 52,665 | 0.0% |
| Contrafect Corp(CFRXUSD) | COM NEW | 212326300 | $75 | 14,172 | 0.0% |
| Falcon Minerals Corp | CL A COM | 30607B109 | $76 | 31,239 | 0.0% |