Q4 2013 Holdings
Filed 2014-02-14 | 69 holdings | $1.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $93.4K | $28,304,000 | 5.7% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $90.8K | $38,257,000 | 5.6% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $88.0K | 79,320 | 5.4% |
| Arcelormittal SA Luxembourg | MAND CV NT 16 | L0302D178 | $80.6K | 3,125,619 | 4.9% |
| Huntington Bancshares Inc | PFD CONV SER A | 446150401 | $69.6K | 54,557 | 4.3% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $64.0K | $43,456,000 | 3.9% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $63.1K | $32,093,000 | 3.9% |
| Keycorp New | PFD 7.75% SR A | 493267405 | $61.1K | 474,895 | 3.7% |
| Crown Castle Intl Corp | CNV PFD STK SR A | 228227500 | $59.8K | 596,117 | 3.7% |
| General Cable Corp del New | FRNT 5.000%11/1 | 369300AL2 | $58.5K | $54,718,000 | 3.6% |
| Callaway Golf Co | NOTE 3.750% 8/1 | 131193AC8 | $50.8K | $41,238,000 | 3.1% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $50.5K | $34,295,000 | 3.1% |
| PPL Corp | UNIT 99/99/9999S | 69351T114 | $45.6K | 864,901 | 2.8% |
| Stanley Black & Decker Inc | UNIT 99/99/9999 | 854502804 | $43.3K | 421,325 | 2.7% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $41.5K | $70,494,000 | 2.5% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $40.9K | $25,913,000 | 2.5% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $40.5K | $17,483,000 | 2.5% |
| TRW Automotive Inc | NOTE 3.500%12/0 | 87264MAH2 | $33.9K | $13,356,000 | 2.1% |
| Regis Corp Minn | NOTE 5.000% 7/1 | 758932AA5 | $33.1K | $30,828,000 | 2.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $32.2K | $19,250,000 | 2.0% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $31.8K | $13,750,000 | 2.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $31.2K | $29,700,000 | 1.9% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $29.5K | $47,199,000 | 1.8% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $27.9K | $19,191,000 | 1.7% |
| Metlife Inc | UNIT 99/99/9999 | 59156R116 | $25.0K | 798,225 | 1.5% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $24.9K | $13,267,000 | 1.5% |
| Tibco Software Inc | NOTE 2.250% 5/0 | 88632QAB9 | $24.3K | $24,235,000 | 1.5% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $24.2K | $18,587,000 | 1.5% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $21.9K | $19,507,000 | 1.3% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $21.6K | $22,040,000 | 1.3% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $17.3K | $17,747,000 | 1.1% |
| Northgate Minerals Corp | NOTE 3.500%10/0 | 666416AB8 | $16.2K | $16,932,000 | 1.0% |
| Dealertrack Technologies Inc | NOTE 1.500% 3/1 | 242309AB8 | $15.0K | $10,867,000 | 0.9% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AA7 | $12.0K | $13,000,000 | 0.7% |
| Stewart Enterprises Inc | NOTE 3.375% 7/1 | 860370AK1 | $11.6K | $8,800,000 | 0.7% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $11.4K | $10,500,000 | 0.7% |
| Unisys Corp | PFD SER A 6.25% | 909214405 | $10.1K | 113,500 | 0.6% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $9.6K | $10,822,000 | 0.6% |
| Genesee & WYO Inc | UNIT 10/01/2015 | 371559204 | $8.0K | 62,277 | 0.5% |
| Volcano Corporation | NOTE 2.875% 9/0 | 928645AA8 | $7.9K | $7,509,000 | 0.5% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $7.9K | 384,291 | 0.5% |
| Gain Cap Hldgs Inc | NOTE 4.125%12/0 | 36268WAA8 | $7.7K | $8,250,000 | 0.5% |
| International Game Technolog | COM | 459902102 | $7.4K | 408,811 | 0.5% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $7.4K | $4,900,000 | 0.5% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $5.8K | $5,600,000 | 0.4% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $5.6K | $5,525,000 | 0.3% |
| Grifols S A(GRFS) | SP ADR REP B NVT | 398438408 | $5.3K | 145,525 | 0.3% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $4.6K | $3,450,000 | 0.3% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $4.2K | $3,800,000 | 0.3% |
| Linear Technology Corp | NOTE 3.000% 5/0 | 535678AC0 | $4.0K | $3,549,000 | 0.2% |