Q3 2014 Holdings
Filed 2014-11-13 | 76 holdings | $2.4M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-11-14) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Arcelormittal SA Luxembourg | MAND CV NT 16 | L0302D178 | $161.4K | 7,613,119 | 6.7% |
| Tyson Foods Inc | UNIT 99/99/9999 | 902494301 | $145.1K | 2,885,000 | 6.0% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $138.6K | $72,056,000 | 5.8% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $115.2K | 95,773 | 4.8% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $101.8K | $21,804,000 | 4.2% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $99.0K | $36,807,000 | 4.1% |
| Micron Technology Inc | NOTE 1.625% 2/1 | 595112AU7 | $94.8K | $30,189,000 | 3.9% |
| TRW Automotive Inc | NOTE 3.500%12/0 | 87264MAH2 | $92.3K | $26,974,000 | 3.8% |
| Huntington Bancshares Inc | PFD CONV SER A | 446150401 | $86.7K | 65,815 | 3.6% |
| Metlife Inc | UNIT 99/99/9999 | 59156R116 | $79.5K | 2,580,000 | 3.3% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $72.1K | $29,798,000 | 3.0% |
| Keycorp New | PFD 7.75% SR A | 493267405 | $61.0K | 465,803 | 2.5% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $57.6K | $33,093,000 | 2.4% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $55.4K | $47,073,000 | 2.3% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $54.2K | $42,507,000 | 2.3% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $51.8K | $30,039,000 | 2.2% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $49.8K | $52,425,000 | 2.1% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $49.0K | $38,545,000 | 2.0% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $47.8K | $76,244,000 | 2.0% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $46.2K | 40,331 | 1.9% |
| Alcoa IncA | DEP SHS 1/10TH | 013817309 | $39.0K | 780,875 | 1.6% |
| Alcoa Inc | COM | 013817101 | $39.0K | 780,875 | 1.6% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $38.6K | $17,700,000 | 1.6% |
| Dominion RES Inc VA New | UNIT 04/01/2013 | 25746U703 | $37.6K | 672,500 | 1.6% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $36.4K | $15,583,000 | 1.5% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $34.5K | $32,546,000 | 1.4% |
| Priceline GRP Inc | DEBT 1.000% 3/1 | 741503AQ9 | $33.6K | $25,000,000 | 1.4% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $33.4K | $51,699,000 | 1.4% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $32.8K | $26,575,000 | 1.4% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $32.5K | $46,704,000 | 1.4% |
| Crown Castle Intl Corp | CNV PFD STK SR A | 228227500 | $32.2K | 306,497 | 1.3% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $31.6K | $34,544,000 | 1.3% |
| Take-Two Interactive Softwar | NOTE 1.750%12/0 | 874054AC3 | $30.2K | $22,750,000 | 1.3% |
| Dominion RES Inc VA New | UNIT 99/99/9999 | 25746U869 | $28.6K | 575,000 | 1.2% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $25.4K | $16,087,000 | 1.1% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $24.0K | $24,733,000 | 1.0% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $22.3K | 1,013,797 | 0.9% |
| Dominion RES Inc VA New | UNIT 07/01/2016 | 25746U885 | $19.3K | 345,000 | 0.8% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $19.3K | $19,400,000 | 0.8% |
| Move Inc | NOTE 2.750% 9/0 | 62458MAB4 | $17.8K | $13,950,000 | 0.7% |
| Tibco Software Inc | NOTE 2.250% 5/0 | 88632QAB9 | $15.8K | $15,835,000 | 0.7% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AH5 | $14.5K | $13,763,000 | 0.6% |
| Shire PLC | SPONSORED ADR | 82481R106 | $12.9K | 49,700 | 0.5% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $10.6K | $10,225,000 | 0.4% |
| Genesee & WYO Inc | UNIT 10/01/2015 | 371559204 | $10.2K | 82,039 | 0.4% |
| Servicesource Intl LLC | NOTE 1.500% 8/0 | 81763UAB6 | $9.4K | $12,425,000 | 0.4% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $9.0K | $7,575,000 | 0.4% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $7.3K | $6,700,000 | 0.3% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $6.8K | $5,903,000 | 0.3% |
| Volcano Corporation | NOTE 2.875% 9/0 | 928645AA8 | $6.0K | $6,009,000 | 0.2% |