Q3 2013 Holdings
Filed 2013-11-14 | 7 holdings | $146.4K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-12-01) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wells Fargo Co 7.5% CV PFD L(WFC) | CVP | 949746804 | $81.6K | 71,766 | 5.4% |
| Gilead Sciences in CV 1.625% | CNV | 375558AP8 | $78.4K | $28,304,000 | 5.2% |
| Verisign Inc CV SUB 3.25% 0815 | CNV | 92343EAD4 | $66.9K | $42,740,000 | 4.4% |
| Ciena CorpA | DEBT 4.000%12/1 | 171779AK7 | $65.5K | $54,730,000 | 44.7% |
| Keycorp 7.75% CV PFD A | CVP | 493267405 | $65.2K | 521,462 | 4.3% |
| Arcelormittal CV 6% 011516 RE | CVP | L0302D178 | $59.5K | 2,765,119 | 3.9% |
| PPL Corporation 8.75% CV PFD | CVP | 69351T114 | $59.4K | 1,107,092 | 3.9% |
| Endo Pharmaceut HLD CV 1.75% | CNV | 29264FAB2 | $59.4K | $37,483,000 | 3.9% |
| Convergys Corp CV DEB 5.75% 09 | CNV | 212485AE6 | $59.1K | $33,093,000 | 3.9% |
| Huntington Bancshares 8.5% CV | CVP | 446150401 | $55.1K | 44,395 | 3.6% |
| Dominion Resources Inc 6.125% | CVP | 25746U703 | $54.7K | 1,022,100 | 3.6% |
| Micron Technology CV 2.375% 0 | CNV | 595112AW3 | $54.0K | $28,250,000 | 3.6% |
| General Cable Co CV 4.5 11152 | CNV | 369300AL2 | $50.6K | $44,839,000 | 3.3% |
| General Motors Co 4.75% CV PFD | CVP | 37045V209 | $49.2K | 981,556 | 3.3% |
| Sandisk Corp CV 1.5% 081517 R | CNV | 80004CAD3 | $44.2K | $33,456,000 | 2.9% |
| Callaway Golf CoA | NOTE 3.750% 8/1 | 131193AC8 | $44.1K | $39,333,000 | 30.1% |
| Liberty Interactive Corp CV de | CNV | 530715AL5 | $41.7K | $70,494,000 | 2.8% |
| Regis Corp CV SR Unsec 5% 0715 | CNV | 758932AA5 | $41.5K | $37,728,000 | 2.7% |
| TRW Automotive I CV 3.5% 2015 | CNV | 87264MAH2 | $39.9K | $16,356,000 | 2.6% |
| Teleflex Inc CV 3.875% 080117 | CNV | 879369AA4 | $36.5K | $25,913,000 | 2.4% |
| United Therapeutics Co CV 1% | CNV | 91307CAF9 | $36.1K | $21,257,000 | 2.4% |
| Northgate Minerals C CV 3.5% | CNV | 666416AB8 | $31.7K | $33,236,000 | 2.1% |
| LAM Research I CV 2.625% 0515 | CNV | 670008AD3 | $30.5K | $19,250,000 | 2.0% |
| Tibco Software Inc CV 2.25% 0 | CNV | 88632QAB9 | $29.1K | $28,635,000 | 1.9% |
| Dealertrack Technolo CV 1.5% | CNV | 242309AB8 | $28.7K | $22,267,000 | 1.9% |
| Liberty Interactive Corp CV de | CNV | 530715AG6 | $28.4K | $47,699,000 | 1.9% |
| Volcano Corp CV 1.75% 120117 | CNV | 928645AB6 | $28.3K | $27,340,000 | 1.9% |
| Theravance Inc CV 2.125% 0115 | CNV | 88338TAB0 | $28.0K | $17,191,000 | 1.8% |
| RTI International CV 1.625% | CNV | 74973WAB3 | $23.8K | $23,000,000 | 1.6% |
| Amtrust Financial S CV 5.5% 1 | CNV | 032359AC5 | $23.0K | $14,720,000 | 1.5% |
| Metlife Inc 5% CV PFD | CVP | 59156R116 | $20.6K | 716,450 | 1.4% |
| Nextera Energy Inc 5.889% CV P | CVP | 65339F887 | $18.3K | 336,050 | 1.2% |
| Integra Lifescienc CV 1.625% | CNV | 457985AK5 | $18.0K | $17,750,000 | 1.2% |
| Stillwater Mining C CV 1.75% | CNV | 86074QAL6 | $16.4K | $15,657,000 | 1.1% |
| Dominion Resources Inc 6% CV P | CVP | 25746U885 | $16.3K | 303,450 | 1.1% |
| Bottomline Tech del IncA | NOTE 1.500%12/0 | 101388AA4 | $14.7K | $13,100,000 | 10.1% |
| Cobalt Intl Energy IncA | NOTE 2.625%12/0 | 19075FAA4 | $14.1K | $17,072,000 | 9.7% |
| Stewart Enterprise CV 3.375% | CNV | 860370AK1 | $11.4K | $8,800,000 | 0.8% |
| International Game Technology | STO | 459902102 | $11.1K | 588,000 | 0.7% |
| Nuvasive Inc CV 2.75% 070117 | CNV | 670704AC9 | $10.2K | $10,500,000 | 0.7% |
| Volcano Corp CV 2.875% 090115 | CNV | 928645AA8 | $8.1K | $7,509,000 | 0.5% |
| Wright Medical Group I CV 2% | CNV | 98235TAC1 | $7.7K | $6,300,000 | 0.5% |
| Mentor Graphics Corp CV 4% 04 | CNV | 587200AK2 | $6.4K | $4,900,000 | 0.4% |
| Interoil Corp CV 2.75% 111515 | CNV | 460951AC0 | $4.8K | $4,959,000 | 0.3% |
| Nuance Communicatio CV 2.75% | CNV | 67020YAF7 | $4.8K | $4,700,000 | 0.3% |
| Arris Group Inc CV SR NTS 2% 1 | CNV | 04269QAC4 | $4.7K | $4,350,000 | 0.3% |
| Bristow Group IncA | NOTE 3.000% 6/1 | 110394AC7 | $4.4K | $4,123,000 | 3.0% |
| Grifols SA(GRFS) | STO | 398438408 | $4.4K | 145,525 | 0.3% |
| Hologic Inc CV 2% 030142 REG | CNV | 436440AC5 | $4.4K | $4,350,000 | 0.3% |
| Allegheny TEC CV SR NTS 4.25% | CNV | 01741RAD4 | $4.4K | $4,200,000 | 0.3% |