Q3 2016 Holdings
Filed 2016-11-14 | 100 holdings | $3.3M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-05-04) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Anthem Inc | UNIT 05/01/20188 | 036752202 | $179.3K | 4,119,275 | 5.4% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $169.0K | 129,969 | 5.1% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $133.6K | $99,901,000 | 4.1% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $120.8K | $52,690,000 | 3.7% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $115.4K | $83,570,000 | 3.5% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $115.4K | 1,480,729 | 3.5% |
| Huntington Bancshares Inc | PFD CONV SER A | 446150401 | $112.2K | 78,204 | 3.4% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $92.2K | 75,256 | 2.8% |
| Fiat Chrysler Automobiles N | CVP | N31738110 | $87.0K | 1,358,723 | 2.6% |
| Keycorp New | CVP | 493267405 | $74.3K | 546,050 | 2.3% |
| Dominion RES Inc VA NewA | UNIT 08/15/2019 | 25746U836 | $72.8K | 1,447,725 | 2.2% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $71.8K | $58,369,000 | 2.2% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $68.5K | $71,358,000 | 2.1% |
| American Tower Corp New | PFD CONV SER A | 03027X308 | $66.3K | 599,329 | 2.0% |
| Impax Laboratories IncA | NOTE 2.000% 6/1 | 45256BAE1 | $64.0K | $72,940,000 | 1.9% |
| Advanced Micro Devices IncA | NOTE 2.125% 9/0 | 007903BD8 | $61.0K | $56,075,000 | 1.9% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $59.3K | $49,444,000 | 1.8% |
| Microchip Technology IncA | NOTE 1.625% 2/1 | 595017AD6 | $58.8K | $46,125,000 | 1.8% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $58.1K | $96,699,000 | 1.8% |
| Dominion RES Inc VA New | UNIT 99/99/9999 | 25746U869 | $56.2K | 1,128,468 | 1.7% |
| Linkedin Corp | CNV | 53578AAB4 | $54.6K | $55,154,000 | 1.7% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $52.8K | $61,800,000 | 1.6% |
| Exelon Corp | UNIT 99/99/9999 | 30161N127 | $52.7K | 1,122,108 | 1.6% |
| Broadsoft IncA | NOTE 1.000% 9/0 | 11133BAD4 | $49.0K | $36,925,000 | 1.5% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $48.3K | $37,275,000 | 1.5% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $47.5K | $46,416,000 | 1.4% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $45.9K | $38,897,000 | 1.4% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $44.8K | $45,788,000 | 1.4% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $42.5K | $68,796,000 | 1.3% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $40.7K | $14,773,000 | 1.2% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $40.7K | 1,356,098 | 1.2% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $37.6K | $56,193,000 | 1.1% |
| Integrated Device TechnologyA | CNV | 458118AB2 | $37.2K | $36,877,000 | 1.1% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $37.0K | $31,950,000 | 1.1% |
| Cepheid | CNV | 15670RAC1 | $36.6K | $35,375,000 | 1.1% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $36.1K | $36,881,000 | 1.1% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $32.9K | $22,575,000 | 1.0% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $30.4K | $31,170,000 | 0.9% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $29.9K | 357,214 | 0.9% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $29.6K | $32,884,000 | 0.9% |
| ON Semiconductor CorpA | NOTE 1.000%12/0 | 682189AK1 | $28.9K | $28,479,000 | 0.9% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $27.8K | $23,672,000 | 0.8% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $26.4K | $26,045,000 | 0.8% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $26.1K | $21,783,000 | 0.8% |
| Istar Inc | CNV | 45031UBR1 | $23.2K | $23,000,000 | 0.7% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $22.7K | $20,525,000 | 0.7% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $21.4K | $20,319,000 | 0.6% |
| ON Semiconductor Corp | CNV | 682189AH8 | $20.3K | $17,055,000 | 0.6% |
| Calamp CorpA | NOTE 1.625% 5/1 | 128126AB5 | $20.0K | $21,646,000 | 0.6% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $19.6K | $30,900,000 | 0.6% |